Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DCIG Capital LP See All Filings	D/A	2022-02-18 09:36:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729681 Filed Document 0001729681-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-18 09:36:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellington Durable Enterprises, L.P. See All Filings	D/A	2022-02-18 09:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001729067 Filed Document 0000919574-22-001714 Exclusions or Exemptions 506b Accepted Date 2022-02-18 09:32:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kenosha Municipal Opportunities Fund III LP See All Filings	D/A	2022-02-18 09:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001845513 Filed Document 0001845513-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-18 09:29:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northeast Multifamily DST See All Filings	D/A	2022-02-18 09:26:30 UTC
Amount To Be Raised $67,623,066 Associated Brokers / Dealers Avantax Investment Services, Inc., DAI Securities LLC, Kalos Capital, Inc., Purshe Kaplan Sterling Investments, Whitehall-Parker Securities, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Centaurus Financial, Inc., Sagepoint Financial, Inc., Western International Securities, Inc., Ameritas Investment Company, LLC, Cetera Advisor Networks LLC, Stifel Nicolaus & Company, Incorporated, Capulent LLC, Cambridge Investment Research, Inc., Woodbury Financial Services, Inc., Lincoln Financial Securities Corporation, Triad Advisors LLC, Crown Capital Securities, L.P., Arkadios Capital, Independence Capital Co., Inc., Colorado Financial Service Corporation, Royal Alliance Associates, Inc., Independent Financial Group, LLC, National Securities Corporation, American Portfolios Financial Services, Inc., Concourse Financial Group Securities, Inc., Wintrust Investments LLC, Cetera Advisors LLC, American Trust Investment Services, Inc., Securities America, Inc., Cabot Lodge Securities LLC, Kovack Securities Inc., NexTrend Securities, Inc., DFPG Investments, LLC, Cape Securities Inc., Metropolitan Capital Investment Banc, Inc., Cetera Investment Services LLC, and Thornhill Securities, Inc. CIK Number 0001871300 Filed Document 0001871300-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-02-18 09:26:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DCIG Capital Ltd. See All Filings	D/A	2022-02-18 09:23:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730289 Filed Document 0001730289-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-18 09:23:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellington Select China, L.P. See All Filings	D/A	2022-02-18 09:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001741878 Filed Document 0000919574-22-001712 Exclusions or Exemptions 506b Accepted Date 2022-02-18 09:15:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sun Belt SFR Portfolio DST See All Filings	D/A	2022-02-18 09:08:11 UTC
Amount To Be Raised $137,048,031 Associated Brokers / Dealers Concorde Investment Services, LLC, Independent Financial Group, LLC, Cambridge Investment Research, Inc., Emerson Equity LLC, National Securities Corporation, Lion Street Financial, Infinex Investments, Inc., Whitehall-Parker Securities, Inc., Avantax Investment Services, Inc., Sagepoint Financial, Inc., DAI Securities, LLC, Stifel, Nicolaus & Company, Incorporated, Woodbury Financial Services, Inc., Arkadios Capital, Great Point Capital LLC, Cetera Advisor Networks LLC, International Assets Advisory, LLC, Thornhill Securities, Inc., Purshe Kaplan Sterling Investments, Centaurus Financial, Inc., DFPG Investments, LLC, JRL Capital Corporation, Royal Alliance Associates, Inc., Securities America, Inc., RCX Capital Group, LLC, Lightpath Capital, Inc., Lincoln Financial Advisors, Colorado Financial Service Corporation, First Allied Securities, Inc., American Investors Company, Cetera Financial Specialists LLC, FSC Securities Corporation, Ameritas Investment Company, LLC, Lincoln Financial Securities Corporation, Calton & Associates, Inc., Cabot Lodge Securities LLC, Nationwide Planning Associates Inc., NexTrend Securities, Inc., Paulson Investment Company, Saxony Securities, Inc., Portsmouth Financial Services, Triad Advisors LLC, J.W. Cole Financial, Inc., Muriel Siebert & Co., Inc., McDermott Investment Services, LLC, Cetera Advisors LLC, Patrick Capital Markets, LLC, and Northland Securities, Inc. CIK Number 0001880055 Filed Document 0001880055-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-02-18 09:08:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ADVANTAGE ADVISERS GLOBAL GROWTH, LTD. See All Filings	D/A	2022-02-18 08:51:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. and J.P. Morgan Securities LLC CIK Number 0001255612 Filed Document 0000902664-22-001874 Exclusions or Exemptions 506b Accepted Date 2022-02-18 08:51:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Care Inc. See All Filings	D	2022-02-18 08:51:05 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Canaccord Genuity LLC CIK Number 0001776738 Filed Document 0001567619-22-005020 Exclusions or Exemptions 506b Accepted Date 2022-02-18 08:51:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ADVANTAGE ADVISERS GLOBAL GROWTH, L.L.C. See All Filings	D/A	2022-02-18 08:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co Inc. and J.P. Morgan Securities LLC CIK Number 0001255618 Filed Document 0000902664-22-001873 Exclusions or Exemptions 506b Accepted Date 2022-02-18 08:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tooodooo Inc. See All Filings	D	2022-02-18 08:49:28 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001911625 Filed Document 0001911625-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-18 08:49:28 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Advantage Advisers Xanthus Fund, L.L.C. See All Filings	D/A	2022-02-18 08:48:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., J.P. Morgan Securities LLC, and Raymond James & Associates, Inc. CIK Number 0001076673 Filed Document 0000902664-22-001872 Exclusions or Exemptions 506b Accepted Date 2022-02-18 08:48:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agility Comprehensive Solutions Feeder Fund LP See All Filings	D/A	2022-02-18 08:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666246 Filed Document 0000902664-22-001871 Exclusions or Exemptions 506b Accepted Date 2022-02-18 08:44:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis Opportunities Fund ERISA (US) LP See All Filings	D/A	2022-02-18 08:40:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001846517 Filed Document 0000902664-22-001870 Exclusions or Exemptions 506b Accepted Date 2022-02-18 08:40:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Force Hill Partners LP See All Filings	D/A	2022-02-18 08:35:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803632 Filed Document 0000902664-22-001869 Exclusions or Exemptions 506b Accepted Date 2022-02-18 08:35:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Force Hill Offshore Fund Ltd. See All Filings	D/A	2022-02-18 08:34:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803683 Filed Document 0000902664-22-001868 Exclusions or Exemptions 506b Accepted Date 2022-02-18 08:34:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EarliTec Diagnostics, Inc. See All Filings	D	2022-02-18 08:23:45 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers N/A CIK Number 0001911356 Filed Document 0001911356-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-18 08:23:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LibreMax E Value Offshore Fund, Ltd. See All Filings	D/A	2022-02-18 07:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739851 Filed Document 0000902664-22-001867 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax OC Master Fund, Ltd. See All Filings	D/A	2022-02-18 07:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722492 Filed Document 0000902664-22-001866 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comgest Growth PLC See All Filings	D/A	2022-02-18 07:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508623 Filed Document 0001315863-22-000167 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:55:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
LibreMax OC Offshore Fund, Ltd. See All Filings	D/A	2022-02-18 07:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504803 Filed Document 0000902664-22-001865 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax Offshore Fund, Ltd. See All Filings	D/A	2022-02-18 07:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001504802 Filed Document 0000902664-22-001864 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:53:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax Partners, LP See All Filings	D/A	2022-02-18 07:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001504804 Filed Document 0000902664-22-001863 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:51:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax Opportunistic Value Master Fund, LP See All Filings	D/A	2022-02-18 07:48:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762702 Filed Document 0000902664-22-001861 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:48:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax Opportunistic Value Fund, LP See All Filings	D/A	2022-02-18 07:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762695 Filed Document 0000902664-22-001860 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:46:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax Value Offshore Fund, Ltd. See All Filings	D/A	2022-02-18 07:44:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589237 Filed Document 0000902664-22-001859 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:44:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Blue Fund Ltd. See All Filings	D/A	2022-02-18 07:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803807 Filed Document 0000902664-22-001858 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:18:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Liquid Real Assets Fund, L.P. See All Filings	D/A	2022-02-18 07:01:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001854130 Filed Document 0000902664-22-001857 Exclusions or Exemptions 506b Accepted Date 2022-02-18 07:01:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Masters Absolute Return Fund, L.P. See All Filings	D/A	2022-02-18 06:59:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001854138 Filed Document 0000902664-22-001856 Exclusions or Exemptions 506b Accepted Date 2022-02-18 06:59:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Dividend Value Payer Fund, L.P. See All Filings	D/A	2022-02-18 06:57:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001854128 Filed Document 0000902664-22-001855 Exclusions or Exemptions 506b Accepted Date 2022-02-18 06:57:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Growth, Turnaround, & Innovation Fund, L.P. See All Filings	D/A	2022-02-18 06:55:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001896830 Filed Document 0000902664-22-001854 Exclusions or Exemptions 506b Accepted Date 2022-02-18 06:55:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Masters Equity Long Fund, L.P. See All Filings	D/A	2022-02-18 06:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001896832 Filed Document 0000902664-22-001853 Exclusions or Exemptions 506b Accepted Date 2022-02-18 06:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Venture Fund I, L.P. See All Filings	D/A	2022-02-18 06:51:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711370 Filed Document 0000902664-22-001852 Exclusions or Exemptions 506b Accepted Date 2022-02-18 06:51:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Endowment Fund, L.P. See All Filings	D/A	2022-02-18 06:49:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001424897 Filed Document 0000902664-22-001851 Exclusions or Exemptions 506b Accepted Date 2022-02-18 06:49:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Masters Equity Hedge Fund, L.P. See All Filings	D/A	2022-02-18 06:46:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001388204 Filed Document 0000902664-22-001850 Exclusions or Exemptions 506b Accepted Date 2022-02-18 06:46:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Fixed Income Fund, L.P. See All Filings	D/A	2022-02-18 06:44:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001459365 Filed Document 0000902664-22-001848 Exclusions or Exemptions 506b Accepted Date 2022-02-18 06:44:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Alpha Omega Fund, L.P. See All Filings	D/A	2022-02-18 06:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001330667 Filed Document 0000902664-22-001847 Exclusions or Exemptions 506b Accepted Date 2022-02-18 06:42:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syncosystem Inc. See All Filings	D	2022-02-18 06:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not-Applicable CIK Number 0001910182 Filed Document 0001910182-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-18 06:24:35 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Starfire Energy Inc. See All Filings	D	2022-02-17 21:45:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001824195 Filed Document 0001824195-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-17 21:45:09 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Avance on South Street LLC See All Filings	D	2022-02-17 21:16:38 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001910291 Filed Document 0001910291-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-17 21:16:38 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CIP VIII Co-Investment Vehicle 3, L.P. See All Filings	D	2022-02-17 20:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001911265 Filed Document 0001911265-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-17 20:56:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AM ASIA STRATEGIES FUND LP See All Filings	D	2022-02-17 20:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605709 Filed Document 0001605709-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-17 20:55:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Flat Rock Opportunity Fund See All Filings	D	2022-02-17 20:52:14 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001732078 Filed Document 0001732078-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-17 20:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valoreo, Inc. See All Filings	D	2022-02-17 20:52:02 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001911505 Filed Document 0001567619-22-005014 Exclusions or Exemptions 506b Accepted Date 2022-02-17 20:52:02 UTC Type of Offering D Industry Retailing Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
AM ASIA STRATEGIES FUND LTD. See All Filings	D	2022-02-17 20:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605710 Filed Document 0001605710-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-17 20:47:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Flat Rock Core Income Fund See All Filings	D	2022-02-17 20:43:02 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001814390 Filed Document 0001814390-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-17 20:43:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Person Ltd. See All Filings	D	2022-02-17 20:34:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001900035 Filed Document 0001493152-22-004905 Exclusions or Exemptions 506b Accepted Date 2022-02-17 20:34:38 UTC Type of Offering D Industry Retailing Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Renibus Therapeutics, Inc. See All Filings	D/A	2022-02-17 20:29:45 UTC
Amount To Be Raised $34,614,335 Associated Brokers / Dealers Melior Capital Management GMBH CIK Number 0001667699 Filed Document 0001667699-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-17 20:29:45 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Technology Solutions SF SPV 1 Flexport LLC See All Filings	D	2022-02-17 20:06:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers A.G.P./Alliance Global Partners CIK Number 0001911967 Filed Document 0001911967-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-17 20:06:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WealthUnion IV, a series of WealthUnion Ventures LLC See All Filings	D	2022-02-17 20:01:34 UTC
Amount To Be Raised $275,539 Associated Brokers / Dealers N/A CIK Number 0001906916 Filed Document 0001906916-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-17 20:01:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund