Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nationwide PPVUL Separate Account - 5 See All Filings	D/A	2022-02-23 13:44:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001816695 Filed Document 0001816695-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:44:51 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HCP Gold Dust, LLC See All Filings	D	2022-02-23 13:44:06 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001912274 Filed Document 0001912274-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:44:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide PPVUL Separate Account - 4 See All Filings	D/A	2022-02-23 13:37:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001804435 Filed Document 0001804435-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:37:54 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Slinger Bag Inc. See All Filings	D	2022-02-23 13:37:19 UTC
Amount To Be Raised $5,926,529 Associated Brokers / Dealers None CIK Number 0001674440 Filed Document 0001493152-22-005207 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:37:19 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NicTech L.P. See All Filings	D/A	2022-02-23 13:36:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001847140 Filed Document 0001104659-22-026007 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:36:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Multi-Strategy Credit Fund LP See All Filings	D/A	2022-02-23 13:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649448 Filed Document 0001649448-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:36:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRONGHORN FF&E LP See All Filings	D/A	2022-02-23 13:35:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362713 Filed Document 0001104659-22-026005 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:35:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NicHealth L.P. See All Filings	D/A	2022-02-23 13:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737714 Filed Document 0001104659-22-026003 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:32:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM Enterprise Loan Fund, L.P. See All Filings	D/A	2022-02-23 13:32:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621543 Filed Document 0000935836-22-000213 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:32:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide PPVUL Separate Account - 3 See All Filings	D/A	2022-02-23 13:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001804211 Filed Document 0001804211-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:32:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NICHOLAS INVESTMENT PARTNERS CONVERTIBLES FUND LP See All Filings	D/A	2022-02-23 13:30:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453588 Filed Document 0001104659-22-026002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:30:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Olympus Fund 0, LLC See All Filings	D	2022-02-23 13:30:27 UTC
Amount To Be Raised $12,204,983 Associated Brokers / Dealers N/A CIK Number 0001910628 Filed Document 0001104659-22-025999 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:30:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELTA GROWTH FUND L P See All Filings	D/A	2022-02-23 13:30:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000949542 Filed Document 0000935836-22-000212 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:30:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Asia Realty IV Co-Investment 2, L.P. See All Filings	D	2022-02-23 13:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001912207 Filed Document 0001912207-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:27:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battle Capital Investment Partners LP See All Filings	D/A	2022-02-23 13:24:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518011 Filed Document 0001877290-22-000024 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:24:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard ESC US Equity Concentrated Portfolio, a series of Lazard ESC Funds LLC See All Filings	D/A	2022-02-23 13:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768329 Filed Document 0001768329-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:20:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edible Garden AG Inc See All Filings	D/A	2022-02-23 13:20:39 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001809750 Filed Document 0000891839-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:20:39 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Beach Point Multi-Asset Credit Fund Ltd. See All Filings	D/A	2022-02-23 13:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601778 Filed Document 0001601778-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:19:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Live Current Media Inc. See All Filings	D	2022-02-23 13:19:22 UTC
Amount To Be Raised $6,073,529 Associated Brokers / Dealers Carter Terry & Company Inc CIK Number 0001108630 Filed Document 0001534122-22-000005 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:19:22 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Nationwide Private Placement Variable Account - E See All Filings	D/A	2022-02-23 13:18:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001601405 Filed Document 0001601405-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:18:52 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lazard ESC Global Equity Select Portfolio, a series of Lazard ESC Funds LLC See All Filings	D/A	2022-02-23 13:18:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768327 Filed Document 0001768327-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:18:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard ESC International Strategic Equity Portfolio, a series of Lazard ESC Funds LLC See All Filings	D/A	2022-02-23 13:17:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768328 Filed Document 0001768328-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:17:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard ESC Global Listed Infrastructure Portfolio, a series of Lazard ESC Funds LLC See All Filings	D/A	2022-02-23 13:16:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768326 Filed Document 0001768326-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:16:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vision Landscape & Construction See All Filings	D	2022-02-23 13:16:00 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001912471 Filed Document 0001912471-22-000001 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2022-02-23 13:16:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Curtis Mathes Corp See All Filings	D	2022-02-23 13:15:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673362 Filed Document 0001673362-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:15:26 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Dynamic Income Offshore Fund Ltd. See All Filings	D/A	2022-02-23 13:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565897 Filed Document 0001565897-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:14:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard ESC US Short Duration Treasuries Portfolio, a series of Lazard ESC Funds LLC See All Filings	D/A	2022-02-23 13:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768335 Filed Document 0001768335-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:14:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argyle Jan 2022 a Series of Party Round LLC See All Filings	D	2022-02-23 13:13:09 UTC
Amount To Be Raised $80,747 Associated Brokers / Dealers N/A CIK Number 0001912809 Filed Document 0001912809-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:13:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 1223 See All Filings	D	2022-02-23 13:12:31 UTC
Amount To Be Raised $330,255 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001902778 Filed Document 0001902778-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:12:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lazard ESC Emerging Markets Equity Portfolio, a series of Lazard ESC Funds LLC See All Filings	D/A	2022-02-23 13:12:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768324 Filed Document 0001768324-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:12:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nationwide PPVUL Separate Account - 6 See All Filings	D/A	2022-02-23 13:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001343394 Filed Document 0001343394-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:12:14 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 1183 See All Filings	D	2022-02-23 13:11:39 UTC
Amount To Be Raised $841,305 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001898105 Filed Document 0001898105-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:11:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Dynamic Income Fund LP See All Filings	D/A	2022-02-23 13:09:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588148 Filed Document 0001588148-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:09:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GS4 Fund LLC See All Filings	D	2022-02-23 13:08:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001912924 Filed Document 0001912924-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:08:24 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ElDo Organic, LLC See All Filings	D	2022-02-23 13:06:07 UTC
Amount To Be Raised $3,625,000 Associated Brokers / Dealers N/A CIK Number 0001912621 Filed Document 0001912621-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:06:07 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2022-02-23 13:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001135856 Filed Document 0001135856-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:05:28 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Congruent Continuity Fund I, LP See All Filings	D	2022-02-23 13:04:06 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001912887 Filed Document 0001912887-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:04:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Select Fund LP See All Filings	D/A	2022-02-23 13:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531824 Filed Document 0001531824-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 13:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nordstar Venture Fund, L.P. See All Filings	D	2022-02-23 12:56:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001912553 Filed Document 0001912553-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:56:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Belvedere Strategic Capital, LP See All Filings	D	2022-02-23 12:56:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001909725 Filed Document 0001909725-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:56:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIMESCALE, INC. See All Filings	D	2022-02-23 12:54:53 UTC
Amount To Be Raised $109,465,064 Associated Brokers / Dealers N/A CIK Number 0001644511 Filed Document 0001644511-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:54:53 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Total Return Offshore Fund II Ltd. See All Filings	D/A	2022-02-23 12:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377530 Filed Document 0001377530-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cross Peak Multi-Strategy Fund LP See All Filings	D/A	2022-02-23 12:48:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580275 Filed Document 0001580275-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:48:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windward Management Partners (Cayman) Ltd. See All Filings	D/A	2022-02-23 12:41:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001884605 Filed Document 0001884605-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:41:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Snappt, Inc. See All Filings	D	2022-02-23 12:37:10 UTC
Amount To Be Raised $17,588,037 Associated Brokers / Dealers N/A CIK Number 0001787491 Filed Document 0001567619-22-005336 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:37:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FSC Industrial 9 DST See All Filings	D	2022-02-23 12:34:33 UTC
Amount To Be Raised $69,890,000 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001911012 Filed Document 0001911012-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:34:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Internet of Value Fund I LLC See All Filings	D/A	2022-02-23 12:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708215 Filed Document 0001708215-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:34:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Total Return Fund II LP See All Filings	D/A	2022-02-23 12:31:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377527 Filed Document 0001377527-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:31:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Windward Management Partners LP See All Filings	D/A	2022-02-23 12:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001884286 Filed Document 0001884286-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:30:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Total Return Fund LP See All Filings	D/A	2022-02-23 12:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484598 Filed Document 0001484598-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-23 12:25:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity