|
|
D/A |
2022-03-10 13:45:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001512458
- Filed Document
- 0001405086-22-000095
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:45:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 13:44:49 UTC |
- Amount To Be Raised
- $51,487,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001910600
- Filed Document
- 0001910600-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:44:49 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 13:44:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001402855
- Filed Document
- 0001405086-22-000094
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:44:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 13:43:20 UTC |
- Amount To Be Raised
- $3,105,520
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001913814
- Filed Document
- 0001913814-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:43:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 13:43:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001479872
- Filed Document
- 0001405086-22-000093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:43:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 13:43:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001899429
- Filed Document
- 0001012975-22-000130
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:43:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 13:41:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001385053
- Filed Document
- 0001405086-22-000092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:41:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 13:41:16 UTC |
- Amount To Be Raised
- $19,999,994
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650557
- Filed Document
- 0001650557-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:41:16 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 13:40:11 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001914616
- Filed Document
- 0001914616-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:40:11 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2022-03-10 13:37:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001512432
- Filed Document
- 0001405086-22-000091
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:37:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 13:36:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001914556
- Filed Document
- 0001393725-22-000083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:36:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-03-10 13:31:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Butler Capital Partners
- CIK Number
- 0001568947
- Filed Document
- 0000919574-22-002169
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:31:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 13:17:12 UTC |
- Amount To Be Raised
- $1,516,175
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001915671
- Filed Document
- 0001915671-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:17:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 13:02:43 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- PRIME QUADRANT, DORCHESTER WEALTH MANAGEMENT COMPANY, KERR GROUP FINANCIAL CONSULTANTS INC, AMADASE INC, PENNOCK IDEA HUB, 12434334 CANADA INC, 8079919 CANADA INC, LAZARD FRERES & CO. LLC, and WARCAT CCS LLC
- CIK Number
- 0001883902
- Filed Document
- 0001883902-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:02:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 13:01:10 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- PRIME QUADRANT, DORCHESTER WEALTH MANAGEMENT COMPANY, KERR GROUP FINANCIAL CONSULTANTS INC, AMADASE INC, PENNOCK IDEA HUB, 12434334 CANADA INC, 8079919 CANADA INC, LAZARD FRERES & CO. LLC, and WARCAT CCS LLC
- CIK Number
- 0001883988
- Filed Document
- 0001883988-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:01:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 13:00:58 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001913907
- Filed Document
- 0001913907-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:00:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 13:00:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001893479
- Filed Document
- 0001893479-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 13:00:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2022-03-10 12:58:29 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001902236
- Filed Document
- 0001902236-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:58:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 12:57:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001902384
- Filed Document
- 0001902384-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:57:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 12:57:15 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001916414
- Filed Document
- 0001916414-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:57:15 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 12:56:02 UTC |
- Amount To Be Raised
- $21,891,829
- Associated Brokers / Dealers
- Sonya Gotz, Michael Deutsch, Scott Offerman, James Nagle, Michael Frager, Amr Tenney, Deborah Stackpole, Edward Kasperavich, Roger Bowlin, Mike Bendix, Michael Ghirardo, Stacey Morimoto, Anthony Brown, Michael Cullwell, Paul Getty, Jason Finley, Ivan West, Edward Fernandez, Jeffrey Bangerter, Taylor Ashland, Jason Salmon, Justin Bachman, Alex Madden, Raymond Dewitt, Loay Nasar, Trawnegan Gall, Clay Schmidt, Benjamin Carmona, Julienne Riddell, Robert L. Boggess, Betty Friant, and Scott Sheehan
- CIK Number
- 0001905404
- Filed Document
- 0001905404-22-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:56:02 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 12:49:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Butler Capital Partners
- CIK Number
- 0001568986
- Filed Document
- 0000919574-22-002167
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:49:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 12:49:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001160394
- Filed Document
- 0001160394-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:49:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NOVA SCOTIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 12:49:09 UTC |
- Amount To Be Raised
- $413,451
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639654
- Filed Document
- 0001567619-22-006687
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:49:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 12:46:48 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- D.A. Davidson & Co
- CIK Number
- 0001916425
- Filed Document
- 0001683168-22-001565
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:46:48 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2022-03-10 12:44:34 UTC |
- Amount To Be Raised
- $31,049,969
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001825419
- Filed Document
- 0001825419-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:44:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 12:44:26 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001915410
- Filed Document
- 0001042167-22-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:44:26 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 12:38:02 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001898989
- Filed Document
- 0001898989-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:38:02 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2022-03-10 12:35:09 UTC |
- Amount To Be Raised
- $153,840,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001916056
- Filed Document
- 0000932440-22-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:35:09 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2022-03-10 12:34:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000935790
- Filed Document
- 0000935790-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:34:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 12:32:10 UTC |
- Amount To Be Raised
- $23,490
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578010
- Filed Document
- 0001578010-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:32:10 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2022-03-10 12:29:36 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001884250
- Filed Document
- 0001884250-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:29:36 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 12:26:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690008
- Filed Document
- 0001690008-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:26:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 12:19:16 UTC |
- Amount To Be Raised
- $12,934,662
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001916444
- Filed Document
- 0001916444-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:19:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FRANCE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 12:19:04 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725565
- Filed Document
- 0001725565-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:19:04 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 12:17:13 UTC |
- Amount To Be Raised
- $26,712,757
- Associated Brokers / Dealers
- Roger Bowlin, John Cunicella, Scott Sheehan, Stacey Morimoto, Jason Finley, Amr Tenney, Corbin Thomas, Kim Kunz, Quinn Morimoto, Edward Fernandez, Troy Thomas, Taylor Ashland, Mike Bendix, Nathan Kuhn, Christina Nielson, Anthony Brown, Carmine Galimi, and Randy Barmache
- CIK Number
- 0001909934
- Filed Document
- 0001909934-22-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:17:13 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 12:11:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694196
- Filed Document
- 0001694196-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:11:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 12:05:53 UTC |
- Amount To Be Raised
- $7,192,960
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001915309
- Filed Document
- 0001915309-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:05:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 12:04:28 UTC |
- Amount To Be Raised
- $20,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001131478
- Filed Document
- 0001131478-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 12:04:28 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 11:59:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001848076
- Filed Document
- 0001848076-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:59:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-03-10 11:54:58 UTC |
- Amount To Be Raised
- $3,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001861430
- Filed Document
- 0001861430-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:54:58 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2022-03-10 11:45:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407411
- Filed Document
- 0000919574-22-002165
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:45:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 11:44:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001885573
- Filed Document
- 0001885573-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:44:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 11:41:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001916353
- Filed Document
- 0001916353-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:41:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-03-10 11:40:45 UTC |
- Amount To Be Raised
- $9,031,808
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001913968
- Filed Document
- 0001913968-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:40:45 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 11:34:39 UTC |
- Amount To Be Raised
- $65,885,176
- Associated Brokers / Dealers
- Stacey Morimoto, Anthony Brown, Sonya Gotz, Robert Horning, Adam Bryan, David Levinson, Roger Bowlin, Jason Finley, Quinn Morimoto, Trawnegan Gall, Edwin Suzuki, Randy Barmache, Edward Fernandez, Jason Pueschel, Christopher Zehner, Joe Quartucci, Terence Taylor, Rob Johnson, Sandy Simmons, Eric Kuchherzki, Leslie Pappas, Preston Charlton, Concorde Investment Services, LLC, Emerson Equity LLC, DFPG Investments, LLC, Carmine Galimi, Less Anderson, David Kangas, Michael Cronin, Ivan West, Billy Aycock, James Torti, Joseph Kocsis, Matthew Nadeau, Donna Payne, Gordon Hamilton, Steven Kolinsky, Kim Kunz, Chad Kolinsky, Thomas Hamlin, and David Allred
- CIK Number
- 0001898733
- Filed Document
- 0001898733-22-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:34:39 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-03-10 11:34:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407425
- Filed Document
- 0000919574-22-002163
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:34:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-03-10 11:30:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001916252
- Filed Document
- 0001916252-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:30:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Plainview Funds PLC - MacKay Shields Structured Products Opportunities Portfolio
See All Filings
|
D |
2022-03-10 11:29:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC
- CIK Number
- 0001916298
- Filed Document
- 0001567619-22-006683
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:29:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-03-10 11:25:17 UTC |
- Amount To Be Raised
- $155,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001914997
- Filed Document
- 0001914997-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-03-10 11:25:17 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|