Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NB Private Debt Fund IV Lux (B) SCSp See All Filings	D/A	2022-04-01 11:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001854375 Filed Document 0001920950-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriSpan OF Stork-Schiehallion Top Up L.P. See All Filings	D	2022-04-01 11:26:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001897794 Filed Document 0001794159-22-000032 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:26:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lingrove Inc. See All Filings	D/A	2022-04-01 11:22:52 UTC
Amount To Be Raised $5,515,397 Associated Brokers / Dealers N/A CIK Number 0001855468 Filed Document 0001855468-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:22:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GT VEGAS VIRGIN LLC See All Filings	D/A	2022-04-01 11:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736462 Filed Document 0000919574-22-002490 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:21:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NB Private Debt Fund IV (Swiss Feeder) (B) LP See All Filings	D/A	2022-04-01 11:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001854367 Filed Document 0001920950-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Partners II LP See All Filings	D	2022-04-01 11:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001916361 Filed Document 0001916364-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:20:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BG UMBRELLA FUND PLC - BG FUND See All Filings	D/A	2022-04-01 11:18:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545156 Filed Document 0001545628-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:18:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Jersey Multifamily Portfolio DST See All Filings	D/A	2022-04-01 11:16:33 UTC
Amount To Be Raised $78,442,033 Associated Brokers / Dealers American Trust Investment Services, Inc., Arkadios Capital, Avantax Investment Services, Inc., Concorde Investment Services, LLC, Concourse Financial Group Securities, Inc., Crown Capital Securities, L.P., Emerson Equity LLC, Great Point Capital LLC, Independent Financial Group, LLC, Investment Planners, Inc., JRL Capital Corporation, Kovack Securities Inc., Lightpath Capital, Inc., M.S. Howells & Co., Thornhill Securities, Inc., Vanderbilt Securities, LLC, Whitehall-Parker Securities, Inc., Cambridge Investment Research, Securities America, Inc., Tfs Securities, Inc., RCX Capital Group, LLC, FSC Securities Corporation, Ameritas Investment Company, LLC, DAI Securities LLC, Independence Capital Co., Inc., Centaurus Financial, Inc., Lincoln Financial Advisors Corporation, Nationwide Planning Associates Inc., First Allied Securities, Inc., Triad Advisors LLC, American Portfolios Financial Services, Inc., Cetera Advisor Networks LLC, Wintrust Investments LLC, Woodbury Financial Services, Inc., Royal Alliance Associates, Inc., Sagepoint Financial, Inc., J.W. Cole Financial, Inc., Saxony Securities, Inc., Cetera Advisors, LLC, American Investors Company, Colorado Financial Service Corp., Lincoln Financial Securities Corporation, Commonwealth Financial Network, and Purshe Kaplan Sterling Investments CIK Number 0001897399 Filed Document 0001897399-22-000007 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:16:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rain Capital Fund II, L.P. See All Filings	D	2022-04-01 11:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001909802 Filed Document 0001909802-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:03:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FastCAP Systems Corp See All Filings	D/A	2022-04-01 11:01:36 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Capstone Capital Markets LLC CIK Number 0001488336 Filed Document 0001488336-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:01:36 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Naperville Multifamily DST See All Filings	D/A	2022-04-01 11:01:18 UTC
Amount To Be Raised $66,077,191 Associated Brokers / Dealers Avantax Investment Services, Inc., Lightpath Capital, Inc., Concorde Investment Services, LLC, DFPG Investments, LLC, Emerson Equity LLC, Independent Financial Group, LLC, Great Point Capital LLC, Vanderbilt Securities, LLC, Sagepoint Financial, Inc., DAI Securities, LLC, TCFG Wealth Management, LLC, Thornhill Securities, Inc., Metropolitan Capital Investment Banc, Inc., NexTrend Securities, Inc., Whitehall-Parker Securities, Inc., Arkadios Capital, Royal Alliance Associates, Inc., Infinex Investments, Inc., Muriel Siebert & Co., Inc., Commonwealth Financial Network, Triad Advisors LLC, Cambridge Investment Research, Inc., RCX Capital Group, LLC, Lincoln Financial Advisors Corporation, Saxony Securities, Inc., Securities America, Inc., Nationwide Planning Associates Inc., Centaurus Financial, Inc., BD4RIA, Inc., Cetera Advisor Networks LLC, Crown Capital Securities, L.P., and Woodbury Financial Services, Inc. CIK Number 0001883352 Filed Document 0001883352-22-000006 Exclusions or Exemptions 506b Accepted Date 2022-04-01 11:01:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Tree Capital Partners, L.P. See All Filings	D/A	2022-04-01 10:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487696 Filed Document 0000919574-22-002488 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:58:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SNOW CAPITAL INVESTMENT PARTNERS LP See All Filings	D/A	2022-04-01 10:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001206278 Filed Document 0001206278-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:56:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Paradigm BioCapital International Fund Ltd. See All Filings	D/A	2022-04-01 10:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001854392 Filed Document 0001854392-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:53:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BG UMBRELLA FUND PLC - BG ERISA FUND See All Filings	D/A	2022-04-01 10:51:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545628 Filed Document 0001545628-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:51:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arena Digital Capital Partners, LP See All Filings	D	2022-04-01 10:51:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001920973 Filed Document 0001920973-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:51:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Princeton Multifamily DST See All Filings	D/A	2022-04-01 10:47:53 UTC
Amount To Be Raised $52,262,073 Associated Brokers / Dealers Thornhill Securities, Inc., Crown Capital Securities, L.P., Concorde Investment Services, LLC, Cambridge Investment Research, Inc., Whitehall-Parker Securities, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors Corporation, First Allied Securities, Inc., Metropolitan Capital Investment Banc, Inc., Western International Securities, Inc., DFPG Investments, LLC, Patrick Capital Markets, LLC, Colorado Financial Service Corporation, Avantax Investment Services, Inc., Cetera Advisor Networks LLC, Nationwide Planning Associates, Inc., Arkadios Capital, Cabot Lodge Securities LLC, Moloney Securities Co., Inc., DAI Securities, LLC, Securities America, Inc., Centaurus Financial, Inc., Portsmouth Financial Services, Triad Advisors LLC, Independent Financial Group, LLC, Commonwealth Financial Network, Purshe Kaplan Sterling Investments, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Wealthforge Securities, LLC CIK Number 0001882226 Filed Document 0001882226-22-000006 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:47:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Street Technologies, Inc. See All Filings	D	2022-04-01 10:47:18 UTC
Amount To Be Raised $2,917,344 Associated Brokers / Dealers N/A CIK Number 0001793811 Filed Document 0001793811-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:47:18 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Punch Nano Cap Partners I, LLC See All Filings	D/A	2022-04-01 10:44:09 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001731864 Filed Document 0001731864-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:44:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
brooqLy, Inc. See All Filings	D	2022-04-01 10:43:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001854526 Filed Document 0001477932-22-001928 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:43:14 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Paradigm BioCapital Partners Fund Ltd. See All Filings	D/A	2022-04-01 10:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001853941 Filed Document 0001853941-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Northeast Multifamily DST See All Filings	D/A	2022-04-01 10:32:49 UTC
Amount To Be Raised $67,623,066 Associated Brokers / Dealers Avantax Investment Services, Inc., DAI Securities LLC, Kalos Capital, Inc., Purshe Kaplan Sterling Investments, Whitehall-Parker Securities, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Centaurus Financial, Inc., Sagepoint Financial, Inc., Western International Securities, Inc., Ameritas Investment Company, LLC, Cetera Advisor Networks LLC, Stifel Nicolaus & Company, Incorporated, Capulent LLC, Cambridge Investment Research, Inc., Woodbury Financial Services, Inc., Lincoln Financial Securities Corporation, Triad Advisors LLC, Crown Capital Securities, L.P., Arkadios Capital, Independence Capital Co., Inc., Colorado Financial Service Corporation, Royal Alliance Associates, Inc., Independent Financial Group, LLC, National Securities Corporation, American Portfolios Financial Services, Inc., Concourse Financial Group Securities, Inc., Wintrust Investments LLC, Cetera Advisors LLC, American Trust Investment Services, Inc., Securities America, Inc., Cabot Lodge Securities LLC, Kovack Securities Inc., NexTrend Securities, Inc., DFPG Investments, LLC, Cape Securities Inc., Metropolitan Capital Investment Banc, Inc., Cetera Investment Services LLC, and Thornhill Securities, Inc. CIK Number 0001871300 Filed Document 0001871300-22-000006 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:32:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm BioCapital Partners Fund LP See All Filings	D/A	2022-04-01 10:26:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001853898 Filed Document 0001853898-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:26:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NotVCs AtoB Holdings, a series of Not a Holding Company, LP See All Filings	D	2022-04-01 10:20:10 UTC
Amount To Be Raised $258,000 Associated Brokers / Dealers N/A CIK Number 0001920954 Filed Document 0001920954-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:20:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 389 See All Filings	D	2022-04-01 10:12:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001920486 Filed Document 0001920486-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:12:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Multifamily Portfolio III DST See All Filings	D/A	2022-04-01 10:10:15 UTC
Amount To Be Raised $119,790,465 Associated Brokers / Dealers Concorde Investment Services, LLC, DAI Securities, LLC, DFPG Investments, LLC, Thornhill Securities, Inc., American Investors Company, Arkadios Capital, McDermott Investment Services, LLC, Avantax Investment Services, Inc., Emerson Equity LLC, RCX Capital Group, LLC, Whitehall-Parker Securities, Inc., Saxony Securities, Inc., Cabot Lodge Securities LLC, Cambridge Investment Research, Inc., Centaurus Financial, Inc., Cetera Advisor Networks LLC, Crown Capital Securities, L.P., First Allied Securities, Inc., First Financial Equity Corp, FSC Securities Corporation, Skyview Investment Banking, Independent Financial Group, LLC, Investment Planners, Inc., JRL Capital Corporation, Kalos Capital, Inc., Lightpath Capital, Inc., Lincoln Financial Advisors Corporation, Lincoln Investment Planning, Inc., Moloney Securities Co., Inc., National Securities Corporation, Private Client Services, LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Stonecrest Capital Markets, Inc., Triad Advisors, Inc., Woodbury Financial Services, Inc., Commonwealth Financial Network, Securities America, Inc., Nationwide Planning Associates, Inc., The Strategic Financial Alliance, Stifel, Nicolaus & Company, Incorporated, American Trust Investment Services, Inc., Cetera Financial Specialists, LLC, BD4RIA, Inc., Lion Street Financial, LLC, Kovack Securities Inc., Snowden Account Services LLC, and Infinex Investments, Inc. CIK Number 0001892139 Filed Document 0001892139-22-000007 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:10:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Advisors Feeder Fund I, L.P. See All Filings	D/A	2022-04-01 10:02:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771889 Filed Document 0000919574-22-002485 Exclusions or Exemptions 506b Accepted Date 2022-04-01 10:02:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lion Point International, Ltd See All Filings	D/A	2022-04-01 09:58:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638176 Filed Document 0001013594-22-000360 Exclusions or Exemptions 506b Accepted Date 2022-04-01 09:58:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lion Point Associates, LP See All Filings	D/A	2022-04-01 09:57:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638177 Filed Document 0001013594-22-000359 Exclusions or Exemptions 506b Accepted Date 2022-04-01 09:57:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Azora Onshore Fund, LP See All Filings	D/A	2022-04-01 09:48:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc CIK Number 0001697065 Filed Document 0001013594-22-000358 Exclusions or Exemptions 506b Accepted Date 2022-04-01 09:48:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GenRock Investment Fund I, LP See All Filings	D	2022-04-01 09:47:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711389 Filed Document 0001711389-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 09:47:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Azora Offshore Fund, Ltd. See All Filings	D/A	2022-04-01 09:45:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc CIK Number 0001702345 Filed Document 0001013594-22-000357 Exclusions or Exemptions 506b Accepted Date 2022-04-01 09:45:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Big League Advance Fund III LP See All Filings	D	2022-04-01 09:30:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001918040 Filed Document 0001918040-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 09:30:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relevate Holdings, LP See All Filings	D	2022-04-01 09:20:45 UTC
Amount To Be Raised $56,095,000 Associated Brokers / Dealers N/A CIK Number 0001834589 Filed Document 0001567619-22-007811 Exclusions or Exemptions 506b Accepted Date 2022-04-01 09:20:45 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
uConnect, Inc. See All Filings	D	2022-04-01 09:14:25 UTC
Amount To Be Raised $7,010,790 Associated Brokers / Dealers N/A CIK Number 0001585163 Filed Document 0001585163-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 09:14:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BOND III, LP See All Filings	D	2022-04-01 09:12:34 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001918747 Filed Document 0001918747-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 09:12:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RK Grandview at Clear Pond DST See All Filings	D/A	2022-04-01 08:53:18 UTC
Amount To Be Raised $39,647,000 Associated Brokers / Dealers Westpark Capital, Inc., FNEX Capital, LLC, Huntwicke Securities, LLC, Rance King Securities Corporation, Aurora Securities, Nationwide Planning Associates Inc., Metropolitan Capital Investment Banc, RCX Capital Group, LLC, Great Point Capital, LLC, DAI Securities, LLC, DFPG Investments, LLC, Willow Cove Investment Group, Inc., Arkadios Capital, Growth Capital Services, Inc., Thornhill Securities, Inc., JRL Capital Corporation, Pinnacle Capital Securities, LLC, Select Capital Corporation, The Strategic Financial Alliance, Inc., JKR & Company, Courtlandt Securities Corporation, Concorde Investment Services, LLC, Crown Capital Securities LP, Independent Financial Group, LLC, Oak Tree Securities, Inc., Whitehall - Parker Securities, Inc., McDermott Investment Services, LLC, Lightpath Capital, Emerson Equity LLC, Cabot Lodge Securities LLC, Wealthforge Securities, LLC, Patrick Capital Markets, LLC, Capulent LLC, Center Street Securities, Inc., and Colorado Financial Service Corporation CIK Number 0001920361 Filed Document 0001104659-22-041494 Exclusions or Exemptions 506b Accepted Date 2022-04-01 08:53:18 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALEXANDER SERIES TRUST See All Filings	D/A	2022-04-01 08:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon Securities Corporation CIK Number 0001442695 Filed Document 0000945621-22-000178 Exclusions or Exemptions 506b Accepted Date 2022-04-01 08:31:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowmark Investment Partnership-L, L.P. See All Filings	D	2022-04-01 08:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001919059 Filed Document 0001879785-22-000036 Exclusions or Exemptions 506b Accepted Date 2022-04-01 08:18:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tairen Alpha Fund Ltd See All Filings	D/A	2022-04-01 08:01:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792182 Filed Document 0001792182-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-04-01 08:01:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helikon Long Short Equity Fund LP See All Filings	D/A	2022-04-01 06:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808060 Filed Document 0000902664-22-002391 Exclusions or Exemptions 506b Accepted Date 2022-04-01 06:40:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helikon Long Short Equity Fund ICAV See All Filings	D/A	2022-04-01 06:35:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808059 Filed Document 0000902664-22-002390 Exclusions or Exemptions 506b Accepted Date 2022-04-01 06:35:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makuria Fund LP See All Filings	D/A	2022-04-01 06:27:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574423 Filed Document 0000902664-22-002389 Exclusions or Exemptions 506b Accepted Date 2022-04-01 06:27:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agility Comprehensive Solutions Fund LP See All Filings	D/A	2022-04-01 06:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415461 Filed Document 0000902664-22-002388 Exclusions or Exemptions 506b Accepted Date 2022-04-01 06:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alfreton Leopard Fund Ltd See All Filings	D/A	2022-04-01 06:13:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702485 Filed Document 0000902664-22-002387 Exclusions or Exemptions 506b Accepted Date 2022-04-01 06:13:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpha Wave CI II, LP See All Filings	D/A	2022-04-01 06:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702734 Filed Document 0000902664-22-002386 Exclusions or Exemptions 506b Accepted Date 2022-04-01 06:06:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trillion Energy International Inc. See All Filings	D	2022-04-01 06:03:11 UTC
Amount To Be Raised $511,500 Associated Brokers / Dealers N/A CIK Number 0001648636 Filed Document 0001493152-22-008647 Exclusions or Exemptions 506b Accepted Date 2022-04-01 06:03:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TVP Bitcoin Venture Fund I, L.P. See All Filings	D/A	2022-03-31 21:56:12 UTC
Amount To Be Raised $15,700,000 Associated Brokers / Dealers N/A CIK Number 0001841271 Filed Document 0001841271-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-03-31 21:56:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIDGELAND 1620, LLC See All Filings	D	2022-03-31 21:15:15 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001920551 Filed Document 0001096906-22-000728 Exclusions or Exemptions 506b Accepted Date 2022-03-31 21:15:15 UTC Type of Offering D Industry Residential Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
TruckPay, Inc. See All Filings	D/A	2022-03-31 21:11:19 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001665483 Filed Document 0001665483-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-03-31 21:11:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire