Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LTSE Group, Inc. See All Filings	D	2022-07-07 14:50:20 UTC
Amount To Be Raised $786,325 Associated Brokers / Dealers N/A CIK Number 0001786417 Filed Document 0001786417-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:50:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FiberCo Holdings I, L.P. See All Filings	D	2022-07-07 14:48:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001936474 Filed Document 0001936474-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:48:36 UTC Type of Offering D Industry Electric Utilities Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
ARTHUR CAPITAL INC. See All Filings	D	2022-07-07 14:43:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001831759 Filed Document 0001831759-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:43:23 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
LTSE Services, Inc. See All Filings	D	2022-07-07 14:41:57 UTC
Amount To Be Raised $99,313,675 Associated Brokers / Dealers N/A CIK Number 0001680712 Filed Document 0001680712-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:41:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Durable Growth Fund, L.P. See All Filings	D/A	2022-07-07 14:41:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001869144 Filed Document 0001874711-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:41:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infinity Select Fund IV, LLC See All Filings	D/A	2022-07-07 14:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819990 Filed Document 0001933138-22-000010 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Point Energy Infrastructure Fund, LLC See All Filings	D/A	2022-07-07 14:35:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476333 Filed Document 0001874711-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:35:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THOMA BRAVO EXPLORE EXECUTIVE FUND II-P, L.P. See All Filings	D	2022-07-07 14:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0001927459 Filed Document 0001927459-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:29:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Altera Eagle Fund, LLC See All Filings	D	2022-07-07 14:29:16 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001936675 Filed Document 0001936675-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:29:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO EXPLORE EXECUTIVE FUND II, L.P. See All Filings	D	2022-07-07 14:28:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0001927230 Filed Document 0001927230-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:28:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO DISCOVER EXECUTIVE FUND IV-P, L.P. See All Filings	D	2022-07-07 14:27:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0001927235 Filed Document 0001927235-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:27:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Delve Health Inc. See All Filings	D	2022-07-07 14:27:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001936499 Filed Document 0001936499-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:27:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO DISCOVER EXECUTIVE FUND IV, L.P. See All Filings	D	2022-07-07 14:26:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0001927231 Filed Document 0001927231-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:26:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LEX ENERGY PARTNERS LP V (U.S.) See All Filings	D	2022-07-07 14:25:12 UTC
Amount To Be Raised $1,786,129 Associated Brokers / Dealers N/A CIK Number 0001936762 Filed Document 0001567619-22-013779 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:25:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SASKATCHEWAN, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO EXECUTIVE FUND XV-P, L.P. See All Filings	D	2022-07-07 14:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0001927312 Filed Document 0001927093-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:22:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Hedge Fund, LLC/FL See All Filings	D/A	2022-07-07 14:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001923478 Filed Document 0001923478-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
THOMA BRAVO EXECUTIVE FUND XV, L.P. See All Filings	D	2022-07-07 14:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0001927093 Filed Document 0001927093-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:20:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Global Multi-Strategy Fund, LLC See All Filings	D/A	2022-07-07 14:15:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580408 Filed Document 0001874711-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:15:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Secondary Opportunity Fund IV, LP See All Filings	D/A	2022-07-07 14:09:35 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers MCA Securities, LLC, Roam Capital, LLC, and Benjamin F. Edwards & Company, Inc. CIK Number 0001878455 Filed Document 0001878456-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:09:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Berkeley Ventures II, LLC See All Filings	D	2022-07-07 14:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724334 Filed Document 0001724334-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:09:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KC Holding 002, LLC See All Filings	D	2022-07-07 14:08:11 UTC
Amount To Be Raised $4,890,000 Associated Brokers / Dealers N/A CIK Number 0001936479 Filed Document 0001936479-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:08:11 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
WorldQuant Millennium WMQS GEAE Offshore Fund (iCapital), L.P. See All Filings	D/A	2022-07-07 14:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ICAPITAL SECURITIES, LLC and UBS FINANCIAL SERVICES INC. CIK Number 0001739923 Filed Document 0001739923-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:06:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIFTHDELTA Fund Ltd. See All Filings	D/A	2022-07-07 14:06:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001862722 Filed Document 0000943663-22-000098 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:06:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ovala, Inc. See All Filings	D	2022-07-07 14:02:12 UTC
Amount To Be Raised $4,863,173 Associated Brokers / Dealers N/A CIK Number 0001936997 Filed Document 0001936997-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 14:02:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RCP SOF IV Feeder, LP See All Filings	D/A	2022-07-07 13:58:53 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers Roam Capital, LLC and MCA Securities LLC CIK Number 0001878456 Filed Document 0001878456-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:58:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FIFTHDELTA Fund LP See All Filings	D/A	2022-07-07 13:58:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001862714 Filed Document 0000943663-22-000097 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:58:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WorldQuant Millennium WMQS GEAE Onshore Fund (iCapital), L.P. See All Filings	D/A	2022-07-07 13:54:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ICAPITAL SECURITIES, LLC CIK Number 0001740089 Filed Document 0001740089-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:54:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Point Global Multi-Strategy Offshore Fund Ltd. See All Filings	D/A	2022-07-07 13:54:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001845748 Filed Document 0001845748-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:54:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Improv Beverages, Inc. See All Filings	D	2022-07-07 13:50:36 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001936973 Filed Document 0001936973-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:50:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AJ HOTEL 1928 MEMBER (PF) LLC See All Filings	D	2022-07-07 13:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001936419 Filed Document 0001936419-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:47:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Diversified Strategies Fund, LLC See All Filings	D/A	2022-07-07 13:46:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344275 Filed Document 0001344275-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:46:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rakuten Medical, Inc. See All Filings	D	2022-07-07 13:46:01 UTC
Amount To Be Raised $5,194,350 Associated Brokers / Dealers N/A CIK Number 0001595215 Filed Document 0001595215-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:46:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Meridian Bravo Investment Company, LLC See All Filings	D	2022-07-07 13:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001871561 Filed Document 0001936019-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:41:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealStuff, Inc. See All Filings	D	2022-07-07 13:36:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787327 Filed Document 0001787327-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:36:56 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
701 S JACKSON QOZB, LLC See All Filings	D	2022-07-07 13:36:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001936944 Filed Document 0001936944-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:36:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Terra Alpha Concentrated Strategy Fund LP See All Filings	D/A	2022-07-07 13:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816192 Filed Document 0000919574-22-004072 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AI-N Co-Investment Limited Partnership See All Filings	D	2022-07-07 13:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001936947 Filed Document 0001936895-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:31:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARE-MA Region No. 107 REIT, LLC See All Filings	D	2022-07-07 13:30:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001936676 Filed Document 0001936676-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:30:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Obsidian Sensors, Inc. See All Filings	D	2022-07-07 13:26:45 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001737271 Filed Document 0001595215-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:26:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Garden Fund, LP See All Filings	D/A	2022-07-07 13:26:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001864944 Filed Document 0001933138-22-000009 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:26:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Causeway Multi-Fund LLC - China Equity Series A See All Filings	D/A	2022-07-07 13:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001856861 Filed Document 0000943663-22-000096 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:25:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA Co-Investment Limited Partnership See All Filings	D	2022-07-07 13:23:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001936895 Filed Document 0001936895-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:23:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2022-07-07 13:23:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001441400 Filed Document 0001441400-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:23:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GridMatrix Inc. See All Filings	D/A	2022-07-07 13:16:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001917093 Filed Document 0000945621-22-000258 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:16:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Park Overlook Equities Fund LP See All Filings	D/A	2022-07-07 13:14:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711302 Filed Document 0000919574-22-004070 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:14:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varde Cardinal Fund, L.P. See All Filings	D	2022-07-07 13:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001936056 Filed Document 0001936056-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:14:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mochi Health Corp. See All Filings	D	2022-07-07 13:09:29 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001936949 Filed Document 0001936949-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:09:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Causeway Multi-Fund LLC - International Value Institutional Series B See All Filings	D/A	2022-07-07 13:09:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711828 Filed Document 0000943663-22-000095 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:09:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cold Plunge Studios Holdings LLC See All Filings	D	2022-07-07 13:09:07 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001936998 Filed Document 0001936998-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:09:07 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2022-07-07 13:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001468369 Filed Document 0001468369-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-07 13:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund