Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARGA GLOBAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2022-07-12 16:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493614 Filed Document 0001493614-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 16:12:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kaala Commonfund Capital, L.P. See All Filings	D	2022-07-12 16:08:05 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001937108 Filed Document 0001012975-22-000291 Exclusions or Exemptions 506b Accepted Date 2022-07-12 16:08:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winter Harbor Investments LLC See All Filings	D	2022-07-12 16:05:36 UTC
Amount To Be Raised $14,640,163 Associated Brokers / Dealers N/A CIK Number 0001936370 Filed Document 0001936370-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 16:05:36 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Axel Partners, LP See All Filings	D/A	2022-07-12 16:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178623 Filed Document 0000919574-22-004182 Exclusions or Exemptions 506b Accepted Date 2022-07-12 16:03:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clarendon Capital Fund I, LP See All Filings	D/A	2022-07-12 16:02:41 UTC
Amount To Be Raised $145,000,000 Associated Brokers / Dealers James E. Griffin, Jr., James E. Griffin, Jr., and Rosenblatt Securities Inc. CIK Number 0001743025 Filed Document 0001878646-22-000030 Exclusions or Exemptions 506b Accepted Date 2022-07-12 16:02:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
IIF Private Investors, LLC See All Filings	D/A	2022-07-12 16:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001878801 Filed Document 0001878801-22-000008 Exclusions or Exemptions 506b Accepted Date 2022-07-12 16:02:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silver Rock Offshore Opportunistic Credit Fund LP See All Filings	D/A	2022-07-12 15:59:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677840 Filed Document 0001677840-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:59:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dwell Properties, LLC See All Filings	D	2022-07-12 15:57:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001935367 Filed Document 0001935367-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:57:30 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cytogel Pharma, LLC See All Filings	D	2022-07-12 15:54:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001491841 Filed Document 0001213900-22-038854 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:54:37 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
CPD to SPD, LLC See All Filings	D/A	2022-07-12 15:48:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001817929 Filed Document 0001817929-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:48:41 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Silver Rock Onshore Opportunistic Credit Fund LP See All Filings	D/A	2022-07-12 15:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674780 Filed Document 0001674780-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPAC Healthcare Management, LLC See All Filings	D	2022-07-12 15:46:16 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001753751 Filed Document 0001753751-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:46:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Quantori, Inc. See All Filings	D	2022-07-12 15:43:42 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001936691 Filed Document 0001936691-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:43:42 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Green Mountain Health Alliance Ltd. See All Filings	D	2022-07-12 15:41:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001739573 Filed Document 0001739573-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:41:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 1324 See All Filings	D	2022-07-12 15:40:14 UTC
Amount To Be Raised $413,032 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001927582 Filed Document 0001927582-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:40:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUONA OPPORTUNITY FUND, L.P. See All Filings	D	2022-07-12 15:40:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001915125 Filed Document 0001915125-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:40:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LifeBridge Innovations, PBC See All Filings	D	2022-07-12 15:35:08 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001696893 Filed Document 0001696893-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:35:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pearl SurgiCenter, LLC See All Filings	D	2022-07-12 15:32:30 UTC
Amount To Be Raised $440,064 Associated Brokers / Dealers N/A CIK Number 0001937458 Filed Document 0001937458-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:32:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
USCA ABSOLUTE RETURN STRATEGIES LP See All Filings	D/A	2022-07-12 15:30:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259428 Filed Document 0001566114-22-000077 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:30:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numus Onshore Fund LP See All Filings	D	2022-07-12 15:22:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001932853 Filed Document 0001376474-22-000307 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:22:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vellar Opportunities Fund Offshore, Ltd. See All Filings	D/A	2022-07-12 15:21:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001851545 Filed Document 0000919574-22-004180 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:21:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SIG Fund I, a series of AX-RN-Funds, LP See All Filings	D	2022-07-12 15:20:12 UTC
Amount To Be Raised $96,500 Associated Brokers / Dealers N/A CIK Number 0001937746 Filed Document 0001937746-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:20:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FO19 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2022-07-12 15:15:29 UTC
Amount To Be Raised $262,500 Associated Brokers / Dealers N/A CIK Number 0001928119 Filed Document 0001928119-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:15:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL26 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2022-07-12 15:15:22 UTC
Amount To Be Raised $53,500 Associated Brokers / Dealers N/A CIK Number 0001937744 Filed Document 0001937744-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:15:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TU Fund I, a series of Diacritic Capital, LP See All Filings	D	2022-07-12 15:15:14 UTC
Amount To Be Raised $57,300 Associated Brokers / Dealers N/A CIK Number 0001937741 Filed Document 0001937741-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:15:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AR Fund I, a series of Reverb Ventures AL, LP See All Filings	D	2022-07-12 15:10:16 UTC
Amount To Be Raised $101,205 Associated Brokers / Dealers N/A CIK Number 0001922793 Filed Document 0001922793-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:10:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SW-B. Riley Retail Opportunity Fund, LLC See All Filings	D/A	2022-07-12 15:09:13 UTC
Amount To Be Raised $37,550,000 Associated Brokers / Dealers N/A CIK Number 0001883007 Filed Document 0001883007-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:09:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
USCA All Terrain Fund See All Filings	D/A	2022-07-12 15:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638600 Filed Document 0001566114-22-000076 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:08:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pomona Capital Income Fund, L.P./Cayman See All Filings	D	2022-07-12 15:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001930446 Filed Document 0001012975-22-000290 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:04:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fluid Markets Inc. See All Filings	D	2022-07-12 15:04:08 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001936665 Filed Document 0001936665-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 15:04:08 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Pomona Capital Private Equity Fund, L.P./Cayman See All Filings	D	2022-07-12 14:55:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001927229 Filed Document 0001012975-22-000289 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:55:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuclein, LLC See All Filings	D	2022-07-12 14:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787352 Filed Document 0001787352-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:53:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Encore Consumer Capital Fund (PV) IV, LP See All Filings	D	2022-07-12 14:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001921013 Filed Document 0001567619-22-013909 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:52:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Encore Consumer Capital Fund IV, LP See All Filings	D	2022-07-12 14:50:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001920998 Filed Document 0001567619-22-013908 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:50:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accrete 1A3D, LP See All Filings	D	2022-07-12 14:48:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001935095 Filed Document 0001935095-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:48:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHORE CAPITAL BUSINESS SERVICES PARTNERS FUND I-A, L.P. See All Filings	D/A	2022-07-12 14:47:31 UTC
Amount To Be Raised $5,025,107 Associated Brokers / Dealers N/A CIK Number 0001851157 Filed Document 0001851159-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:47:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SHORE CAPITAL BUSINESS SERVICES PARTNERS FUND I, L.P. See All Filings	D/A	2022-07-12 14:46:39 UTC
Amount To Be Raised $210,294,893 Associated Brokers / Dealers N/A CIK Number 0001851156 Filed Document 0001851159-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:46:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SHORE CAPITAL HEALTHCARE PARTNERS FUND IV-A, L.P. See All Filings	D/A	2022-07-12 14:45:44 UTC
Amount To Be Raised $10,165,880 Associated Brokers / Dealers N/A CIK Number 0001851159 Filed Document 0001851159-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:45:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SHORE CAPITAL HEALTHCARE PARTNERS FUND IV, L.P. See All Filings	D/A	2022-07-12 14:44:48 UTC
Amount To Be Raised $358,524,120 Associated Brokers / Dealers N/A CIK Number 0001851158 Filed Document 0001851158-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Latin American Fund, LP See All Filings	D/A	2022-07-12 14:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788047 Filed Document 0000899140-22-000606 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLP Alliance, LP See All Filings	D	2022-07-12 14:41:46 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001937663 Filed Document 0001937663-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:41:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Global Managers, LLLP See All Filings	D/A	2022-07-12 14:41:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0000899140-22-000605 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:41:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ensurise, LLC See All Filings	D	2022-07-12 14:40:19 UTC
Amount To Be Raised $2,535,603 Associated Brokers / Dealers N/A CIK Number 0001763522 Filed Document 0001763522-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:40:19 UTC Type of Offering D Industry Insurance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Global Managers, LLLP See All Filings	D/A	2022-07-12 14:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0000899140-22-000604 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:40:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Norma USA, Inc. See All Filings	D	2022-07-12 14:39:32 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001937700 Filed Document 0001937700-22-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2022-07-12 14:39:32 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brown Advisory Global Managers, LLLP See All Filings	D/A	2022-07-12 14:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0000899140-22-000603 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Global Managers, LLLP See All Filings	D/A	2022-07-12 14:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0000899140-22-000602 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:36:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Tenovi Co. See All Filings	D	2022-07-12 14:28:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001936152 Filed Document 0001936152-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:28:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brown Advisory Global Managers, LLLP See All Filings	D/A	2022-07-12 14:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0000899140-22-000601 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:28:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Domain Entertainment Fund-A, LP See All Filings	D/A	2022-07-12 14:28:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Keel Harbour Capital Limited and Rockefeller Financial LLC CIK Number 0001828513 Filed Document 0001683168-22-004897 Exclusions or Exemptions 506b Accepted Date 2022-07-12 14:28:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity