Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PACIFIC LIFE INSURANCE CO See All Filings	D	2022-08-15 11:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David D Ehlert CIK Number 0001080429 Filed Document 0001104659-22-090890 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:52:36 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2022-08-15 11:49:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-22-090884 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:49:09 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2022-08-15 11:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-22-090882 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:47:46 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2022-08-15 11:45:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-22-090879 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:45:54 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2022-08-15 11:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-22-090876 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:43:28 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2022-08-15 11:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-22-090871 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:42:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2022-08-15 11:40:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips and Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-22-090866 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:40:32 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2022-08-15 11:40:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips and Matt H. Phillips CIK Number 0001080429 Filed Document 0001104659-22-090869 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:40:31 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
REN Gaingels Fund I, a series of Zachary Ginsburg Funds, LP See All Filings	D	2022-08-15 11:40:12 UTC
Amount To Be Raised $68,300 Associated Brokers / Dealers N/A CIK Number 0001942843 Filed Document 0001942843-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:40:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2022-08-15 11:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-22-090863 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:37:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
10 Fund I, a series of Cloud Capital Funds, LP See All Filings	D	2022-08-15 11:36:00 UTC
Amount To Be Raised $68,000 Associated Brokers / Dealers N/A CIK Number 0001942839 Filed Document 0001942839-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:36:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2022-08-15 11:35:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-22-090862 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:35:51 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
HED Fund I, a series of SaxeCap, LP See All Filings	D	2022-08-15 11:35:27 UTC
Amount To Be Raised $85,350 Associated Brokers / Dealers N/A CIK Number 0001942836 Filed Document 0001942836-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:35:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PL25 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2022-08-15 11:30:42 UTC
Amount To Be Raised $166,000 Associated Brokers / Dealers N/A CIK Number 0001942842 Filed Document 0001942842-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:30:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IN3 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2022-08-15 11:30:33 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001942838 Filed Document 0001942838-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:30:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EL Fund I, a series of Unpopular VC, LP See All Filings	D	2022-08-15 11:30:24 UTC
Amount To Be Raised $143,500 Associated Brokers / Dealers N/A CIK Number 0001942841 Filed Document 0001942841-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UN Fund I, a series of Shane Feldberg, LP See All Filings	D	2022-08-15 11:30:20 UTC
Amount To Be Raised $43,750 Associated Brokers / Dealers N/A CIK Number 0001942837 Filed Document 0001942837-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:30:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ampersand 2022 Limited Partnership See All Filings	D	2022-08-15 11:26:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001941176 Filed Document 0001941176-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:26:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ME77 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2022-08-15 11:26:15 UTC
Amount To Be Raised $400,049 Associated Brokers / Dealers N/A CIK Number 0001942840 Filed Document 0001942840-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:26:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST STATE BANCSHARES INC See All Filings	D	2022-08-15 11:21:47 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0000845030 Filed Document 0000845030-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:21:47 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Trail Surgery Center, LLC See All Filings	D	2022-08-15 11:13:05 UTC
Amount To Be Raised $1,538,383 Associated Brokers / Dealers N/A CIK Number 0001724688 Filed Document 0001567619-22-016024 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:13:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PA Co-Investment Fund V, L.P. See All Filings	D	2022-08-15 11:12:10 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001942190 Filed Document 0001493152-22-022657 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:12:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Co-Investment Fund V (Offshore), L.P. See All Filings	D	2022-08-15 11:09:23 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001942188 Filed Document 0001493152-22-022655 Exclusions or Exemptions 506b Accepted Date 2022-08-15 11:09:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Enroll, LLC See All Filings	D	2022-08-15 10:59:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001819422 Filed Document 0000892251-22-000013 Exclusions or Exemptions 506b Accepted Date 2022-08-15 10:59:02 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Prospective Co See All Filings	D	2022-08-15 10:51:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001942136 Filed Document 0001942136-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 10:51:41 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Satisfi Holdings, Inc. See All Filings	D/A	2022-08-15 10:47:08 UTC
Amount To Be Raised $6,826,102 Associated Brokers / Dealers N/A CIK Number 0001684624 Filed Document 0001684624-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 10:47:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
9YARDS OPPORTUNITIES LP - SERIES 33 See All Filings	D	2022-08-15 10:45:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001933986 Filed Document 0001933986-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-15 10:45:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSA Birmingham Government Lease Investors DST See All Filings	D/A	2022-08-15 10:43:57 UTC
Amount To Be Raised $111,338,114 Associated Brokers / Dealers Great Point Capital, LLC, Cabin Securities, Inc., TCFG Wealth Management, LLC, Colorado Financial Service Corporation, Arkadios Capital, Capulent LLC, Emerson Equity, LLC, McDermott Investment Services, LLC, WealthForge Securities, LLC, IBN Financial Services, Inc., FNEX Capital, LLC, ClearFP Securities, LLC, MHL Investments, Investment Security Corporation, Metropolitan Capital Investment Banc, Inc., LightPath Capital, Inc., Cape Securities Inc., Willow Cove Investment Group, Inc., Saxony Securities, Inc., Purshe Kaplan Sterling Investments, Aurora Securities, JRL Capital Corporation, Stax Capital, Thornhill Securities, Inc., Patrick Capital Markets, LLC, and Berthel, Fisher & Company Financial Services, Inc. CIK Number 0001931116 Filed Document 0000932440-22-000049 Exclusions or Exemptions 506b Accepted Date 2022-08-15 10:43:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
ITsavvy Holdings, LLC See All Filings	D	2022-08-15 10:42:51 UTC
Amount To Be Raised $81,399,946 Associated Brokers / Dealers N/A CIK Number 0001942086 Filed Document 0001942086-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 10:42:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GoldenX Co See All Filings	D	2022-08-15 10:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001942435 Filed Document 0001942435-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 10:41:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
L1 Capital Global Opportunities Master Fund, Ltd. See All Filings	D/A	2022-08-15 09:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702202 Filed Document 0001315863-22-000561 Exclusions or Exemptions 506b Accepted Date 2022-08-15 09:44:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Simple Access Healthcare, Inc. See All Filings	D	2022-08-15 09:43:25 UTC
Amount To Be Raised $11,912,990 Associated Brokers / Dealers N/A CIK Number 0001787953 Filed Document 0001787953-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 09:43:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy DR Law Holdings LLC See All Filings	D	2022-08-15 09:33:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001941282 Filed Document 0001315863-22-000560 Exclusions or Exemptions 506b Accepted Date 2022-08-15 09:33:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lingerfelt Commonwealth Value Fund III, L.P. See All Filings	D	2022-08-15 08:54:31 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Cary Street Partners LLC and Davenport & Company LLC CIK Number 0001934296 Filed Document 0001934296-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-15 08:54:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDxHealth SA See All Filings	D	2022-08-15 08:50:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001872529 Filed Document 0001627499-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 08:50:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business BELGIUM Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
True Valley Partners, LLC See All Filings	D	2022-08-15 08:37:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001942301 Filed Document 0001942298-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 08:37:18 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Stewardship Partners, LLC See All Filings	D	2022-08-15 08:28:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001942298 Filed Document 0001942298-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-15 08:28:08 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CivRobotics Technologies, Inc. See All Filings	D	2022-08-15 07:51:13 UTC
Amount To Be Raised $2,530,000 Associated Brokers / Dealers N/A CIK Number 0001942095 Filed Document 0001213900-22-047697 Exclusions or Exemptions 506b Accepted Date 2022-08-15 07:51:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mn8 Creative, Inc. See All Filings	D/A	2022-08-15 07:21:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001937729 Filed Document 0001937729-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-15 07:21:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fliff Inc. See All Filings	D	2022-08-15 07:11:23 UTC
Amount To Be Raised $14,974,993 Associated Brokers / Dealers N/A CIK Number 0001942588 Filed Document 0001942588-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-15 07:11:23 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Gun.io, Inc. See All Filings	D	2022-08-15 07:01:03 UTC
Amount To Be Raised $5,455,001 Associated Brokers / Dealers N/A CIK Number 0001942679 Filed Document 0001942679-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-15 07:01:03 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Looking Glass Capital Fund II LP See All Filings	D	2022-08-15 06:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001941621 Filed Document 0001493152-22-022505 Exclusions or Exemptions 506b Accepted Date 2022-08-15 06:06:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sidus Space Inc. See All Filings	D	2022-08-15 06:05:24 UTC
Amount To Be Raised $30,286,463 Associated Brokers / Dealers N/A CIK Number 0001879726 Filed Document 0001493152-22-022500 Exclusions or Exemptions 506b Accepted Date 2022-08-15 06:05:24 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Angel III, LP - I See All Filings	D	2022-08-12 20:59:14 UTC
Amount To Be Raised $606,989 Associated Brokers / Dealers N/A CIK Number 0001942081 Filed Document 0001942081-22-000006 Exclusions or Exemptions 506b Accepted Date 2022-08-12 20:59:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AirAngels Ventures, LP - Fund I See All Filings	D/A	2022-08-12 20:38:30 UTC
Amount To Be Raised $19,810,976 Associated Brokers / Dealers N/A CIK Number 0001852396 Filed Document 0001852396-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-12 20:38:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rigado Inc. See All Filings	D	2022-08-12 20:20:47 UTC
Amount To Be Raised $7,136,744 Associated Brokers / Dealers N/A CIK Number 0001707876 Filed Document 0001707876-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-12 20:20:47 UTC Type of Offering D Industry Computers Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Investors of ARR 20 LP See All Filings	D/A	2022-08-12 20:20:21 UTC
Amount To Be Raised $5,090,250 Associated Brokers / Dealers N/A CIK Number 0001930110 Filed Document 0001932769-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-08-12 20:20:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
MAG Gaingels Fund II, a series of MV Funds, LP See All Filings	D	2022-08-12 20:19:18 UTC
Amount To Be Raised $250,500 Associated Brokers / Dealers N/A CIK Number 0001942314 Filed Document 0001942314-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-08-12 20:19:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selby Lane Private Equity LP See All Filings	D	2022-08-12 19:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001942730 Filed Document 0001942730-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-12 19:53:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Straightaway Ventures I, LP See All Filings	D	2022-08-12 19:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001941626 Filed Document 0000902664-22-003940 Exclusions or Exemptions 506b Accepted Date 2022-08-12 19:40:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity