Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PRTI, Inc. See All Filings	D	2022-11-28 15:54:33 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001599423 Filed Document 0001474506-22-000141 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:54:33 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Bay Seafoods - Valdez, LLC See All Filings	D	2022-11-28 15:49:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639701 Filed Document 0001639701-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:49:40 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Showroom Global, Inc. See All Filings	D	2022-11-28 15:48:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001955504 Filed Document 0001955504-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:48:03 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Marpin Labs Inc. See All Filings	D	2022-11-28 15:33:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001955892 Filed Document 0001104659-22-122375 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:33:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
1mport.com Inc. See All Filings	D	2022-11-28 15:30:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001955944 Filed Document 0001955944-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:30:25 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PRTI, Inc. See All Filings	D/A	2022-11-28 15:26:47 UTC
Amount To Be Raised $10,960,181 Associated Brokers / Dealers N/A CIK Number 0001599423 Filed Document 0001474506-22-000140 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:26:47 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Gaingels Anzenna LLC See All Filings	D	2022-11-28 15:21:15 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001951108 Filed Document 0001954773-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:21:15 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Ruwack Irrevocable Trust See All Filings	D	2022-11-28 15:19:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678926 Filed Document 0001678926-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:19:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Argentina Lithium & Energy Corp. See All Filings	D	2022-11-28 15:16:42 UTC
Amount To Be Raised $16,613,798 Associated Brokers / Dealers N/A CIK Number 0001689448 Filed Document 0001548958-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:16:42 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Dive In Labs Fund I, L.P. See All Filings	D	2022-11-28 15:11:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001948258 Filed Document 0001943463-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:11:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Antarctica Special Opportunities Partners IV, LP See All Filings	D	2022-11-28 15:09:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001955977 Filed Document 0001955977-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:09:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ashcroft Value-Add Fund III, LP See All Filings	D	2022-11-28 15:08:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PHASE ONE FINANCIAL SERVICES, LLC, FNEX CAPITAL, LLC, and FINALIS SECURITIES LLC CIK Number 0001954888 Filed Document 0001567619-22-020908 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:08:51 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ayana Healx Investment LLC See All Filings	D	2022-11-28 15:06:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001955246 Filed Document 0001955246-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:06:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Infrastructure Debt Fund I (Offshore) LP See All Filings	D/A	2022-11-28 15:01:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001893986 Filed Document 0001893995-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 15:01:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BetterVet, Inc. See All Filings	D	2022-11-28 14:55:38 UTC
Amount To Be Raised $26,192,805 Associated Brokers / Dealers N/A CIK Number 0001955802 Filed Document 0001955802-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:55:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Infrastructure Debt Fund I LP See All Filings	D/A	2022-11-28 14:51:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001893995 Filed Document 0001893995-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:51:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DFG Restaurant Co LLC See All Filings	D	2022-11-28 14:49:37 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001955738 Filed Document 0001955738-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:49:37 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Self-Storage Portfolio XVI DST See All Filings	D/A	2022-11-28 14:47:54 UTC
Amount To Be Raised $154,820,713 Associated Brokers / Dealers Inland Securities Corporation, Thornhill Securities, Inc., Chelsea Financial Services, Colorado Financial Service Corporation, Cambridge Investment Research, Inc., Wilson-Davis & Co., Inc., Concorde Investment Services, LLC, Emerson Equity LLC, Whitehall-Parker Securities, Inc., Cabin Securities, Inc., Cabot Lodge Securities LLC, Centaurus Financial, Inc., Stifel, Nicolaus & Company, Incorporated, Berthel, Fisher & Company Financial Services, Inc., Avantax Investment Services, Inc., Kingswood Capital Partners, LLC, Crown Capital Securities, L.P., Ameritas Investment Company, LLC, Arkadios Capital, Concourse Financial Group Securities, Inc., Western International Securities, Inc., Kovack Securities, Inc., Woodbury Financial Services, Inc., Westpark Capital, Inc., Lion Street Financial, LLC, Nationwide Planning Associates Inc., Independent Financial Group, LLC, Lincoln Financial Advisors Corporation, WealthForge Securities, LLC, Purshe Kaplan Sterling Investments, Cetera Financial Specialists LLC, JRL Capital Corporation, Royal Alliance Associates, Inc., DFPG Investments, LLC, American Trust Investment Services, Inc., FSC Securities Corporation, National Securities Corporation, Private Client Services, LLC, Great Point Capital LLC, Securities America, Inc., Coastal Equities, Inc., International Assets Advisory, LLC, Capulent LLC, DAI Securities, LLC, Aegis Capital Corp., NPB Financial Group, LLC, Sagepoint Financial, Inc., Titan Securities, First Allied Securities, Inc., Triad Advisors LLC, LifeMark Securities Corp., Cetera Advisor Networks LLC, DMK Advisor Group, Inc., Cetera Advisors LLC, Hilltop Securities Inc., Vanderbilt Securities, LLC, Calton & Associates, Inc., Capital Investment Group, Inc., McNally Financial Services Corporation, and Madison Avenue Securities, LLC CIK Number 0001901645 Filed Document 0001901645-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:47:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Capstar SPV-USA2, LLC See All Filings	D	2022-11-28 14:46:44 UTC
Amount To Be Raised $592,572 Associated Brokers / Dealers N/A CIK Number 0001930105 Filed Document 0001930105-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:46:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent-Suncrest Fund LLC See All Filings	D	2022-11-28 14:41:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001951971 Filed Document 0001864611-22-000072 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:41:33 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FINE Gaingels Fund I, a series of MV Funds, LP See All Filings	D	2022-11-28 14:38:32 UTC
Amount To Be Raised $38,000 Associated Brokers / Dealers N/A CIK Number 0001955223 Filed Document 0001955223-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:38:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunting Hill Group Inc. See All Filings	D	2022-11-28 14:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001955228 Filed Document 0001013594-22-000707 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:34:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
NSSK III (INTL) Investment L.P. See All Filings	D/A	2022-11-28 14:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001858840 Filed Document 0001858840-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:33:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrbiMed Asia Partners V, L.P. See All Filings	D/A	2022-11-28 14:31:29 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC CIK Number 0001920536 Filed Document 0001920536-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:31:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Efemoral Medical, Inc. See All Filings	D	2022-11-28 14:27:32 UTC
Amount To Be Raised $7,569,360 Associated Brokers / Dealers N/A CIK Number 0001758320 Filed Document 0001758320-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:27:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mega Matrix Corp. See All Filings	D	2022-11-28 14:26:19 UTC
Amount To Be Raised $6,864,000 Associated Brokers / Dealers N/A CIK Number 0001036848 Filed Document 0001709409-22-000012 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:26:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ernesta Home, Inc. See All Filings	D	2022-11-28 14:18:02 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001954034 Filed Document 0001954034-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:18:02 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Broadway Electric, Inc. See All Filings	D	2022-11-28 14:16:30 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers NA CIK Number 0001738692 Filed Document 0001738692-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:16:30 UTC Type of Offering D Industry Construction Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BeatClub, Inc. See All Filings	D	2022-11-28 14:13:38 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001830796 Filed Document 0001567619-22-020905 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:13:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Altera SLT Extended Stay 3, LLC See All Filings	D/A	2022-11-28 14:12:53 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001952079 Filed Document 0001952079-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:12:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND CXII LLC See All Filings	D/A	2022-11-28 14:04:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001925517 Filed Document 0001925517-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP ES FUND CXVI LLC See All Filings	D	2022-11-28 13:55:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001925362 Filed Document 0001925362-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:55:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Contrarian Achieve SPV, LP See All Filings	D	2022-11-28 13:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001956207 Filed Document 0001956207-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:49:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lasalle Mortgage Real Estate Capital V INC See All Filings	D	2022-11-28 13:43:47 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001955674 Filed Document 0001955674-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:43:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MADKUDU INC. See All Filings	D	2022-11-28 13:43:08 UTC
Amount To Be Raised $17,885,256 Associated Brokers / Dealers N/A CIK Number 0001644271 Filed Document 0001644271-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:43:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CCCXCIII LLC See All Filings	D	2022-11-28 13:40:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001925507 Filed Document 0001925507-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:40:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CF Industry Multifamily DST See All Filings	D/A	2022-11-28 13:32:40 UTC
Amount To Be Raised $42,020,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., Concorde Investment Services, LLC, Kingswood Capital Partners, LLC, Arkadios Capital, DAI Securities, LLC, Emerson Equity LLC, Stax Capital, Kalos Capital, Inc., Thornhill Securities, Inc., Lightpath Capital, Inc., Growth Capital Services, Inc., NPB Financial Group, LLC, MSC - BD, LLC, Dempsey Lord Smith, LLC, The Strategic Financial Alliance, Inc., Nationwide Planning Associates Inc., Cabin Securities, Inc., Metropolitan Capital Investment Banc, Inc., Calton & Associates, Inc., World Equity Group, Inc., Aurora Securities, and FNEX Capital, LLC CIK Number 0001899423 Filed Document 0001899423-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:32:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CCCXCIV LLC See All Filings	D	2022-11-28 13:30:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001925508 Filed Document 0001925508-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:30:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LL Private Lending Fund, L.P. See All Filings	D/A	2022-11-28 13:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691480 Filed Document 0001879785-22-000073 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:29:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Gateway QOF Investors LLC See All Filings	D	2022-11-28 13:23:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001956176 Filed Document 0001956176-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:23:02 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Convex Venture Fund, LP - Series 9 See All Filings	D/A	2022-11-28 13:18:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001897763 Filed Document 0000919574-22-006908 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:18:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Elevation IC Holdings CV I LP See All Filings	D	2022-11-28 13:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001955233 Filed Document 0001955233-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:18:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Davidson Kempner Crow Co-Invest Fund LP See All Filings	D	2022-11-28 13:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950333 Filed Document 0000950142-22-003266 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:14:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BK Heights Remsen Fund LP See All Filings	D	2022-11-28 13:13:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001955681 Filed Document 0001955681-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:13:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Statar Capital Offshore (Cayman), Ltd. See All Filings	D/A	2022-11-28 13:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001902939 Filed Document 0001902939-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JLLX Diversified II, DST See All Filings	D/A	2022-11-28 13:11:01 UTC
Amount To Be Raised $219,810,811 Associated Brokers / Dealers LaSalle Investment Management Distributors, LLC, Rob Johnson, Bryan C. Hakola, Daniel Raupp, Jessica Healy, Christina Nielson, John Stomberger, Ian C. McElreath, Jeffrey Harvey, Jason L. McMurtry, Rikki Foster, L.H. Bayley, Morgan Stanley, Greg Thorn, Chris Vizzi, Chris Farr, Rob Johnson, Shay Scruggs, Jeffrey W. Senglaub, RBC Capital Markets, LLC, Janney Montgomery Scott LLC, David Farrell, Eric White, Jared S. Horner, Jonathan H. Pinnock, Ann R. Wang, Stephen Grossman, and Robert Bezzone CIK Number 0001930808 Filed Document 0001930808-22-000016 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:11:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Convex Venture Fund, LP - Series 10 See All Filings	D/A	2022-11-28 13:08:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001897792 Filed Document 0000919574-22-006906 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:08:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NeuroX Innovations Inc. See All Filings	D	2022-11-28 13:05:57 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001956083 Filed Document 0001956083-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:05:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
CF Glenmuir Multifamily DST See All Filings	D/A	2022-11-28 13:04:14 UTC
Amount To Be Raised $86,100,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., ADVISORY GROUP EQUITY SERVICES LTD., AMERICAN INVESTORS COMPANY, AMERICAN TRUST INVESTMENT SERVICES, INC., Calton & Associates, Inc., Capulent LLC, Concorde Investment Services, LLC, DFPG Investments, Inc., Growth Capital Services Inc, JRL CAPITAL CORPORATION, KCD FINANCIAL, INC., Lightpath Capital, Inc, Thornhill Securities Inc, Patrick Capital Markets, LLC, Money Concepts Capital Corp, Stax Capital, Centaurus Financial, Inc., Wealthforge Securities, LLC, NPB Financial Group, LLC, Crown Capital Securities, L.P., Courtlandt Securities Corporation, Purshe Kaplan Sterling Investments, Colorado Financial Service Corporation, Emerson Equity LLC, Madison Avenue Securities, LLC, DAI Securities, LLC, Network 1 Financial Securities Inc., Nationwide Planning Associates Inc., Metropolitan Capital Investment Banc, Inc., MHL Investments, World Equity Group, Inc., Arkadios Capital, McDermott Investment Services, LLC, Whitehall-Parker Securities, Inc., Oak Tree Securities, Inc., Western International Securities, Inc., TCFG Wealth Management, LLC, and Herold & Lantern Investments, Inc. CIK Number 0001872937 Filed Document 0001872937-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:04:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIRST WATERLOO BANCSHARES INC See All Filings	D	2022-11-28 13:01:46 UTC
Amount To Be Raised $8,625,000 Associated Brokers / Dealers The Oak Ridge Financial Services Group, Inc. CIK Number 0000771793 Filed Document 0000950138-22-000236 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:01:46 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity