Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wellington Dynamic Active Equity Fund, L.P. See All Filings	D/A	2023-01-10 10:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001902735 Filed Document 0000919574-23-000187 Exclusions or Exemptions 506b Accepted Date 2023-01-10 10:43:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Credit Strategies Fund, L.P. See All Filings	D/A	2023-01-10 10:31:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001621900 Filed Document 0000919574-23-000183 Exclusions or Exemptions 506b Accepted Date 2023-01-10 10:31:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Leo & Lucille Ltd Liability Co See All Filings	D	2023-01-10 10:30:11 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001959626 Filed Document 0001959626-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-10 10:30:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NextGen Sea Machines LLC See All Filings	D/A	2023-01-10 10:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799553 Filed Document 0001567619-23-000756 Exclusions or Exemptions 506b Accepted Date 2023-01-10 10:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NextGen Optii LLC See All Filings	D/A	2023-01-10 10:17:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799555 Filed Document 0001567619-23-000754 Exclusions or Exemptions 506b Accepted Date 2023-01-10 10:17:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MP Investment Club XP SPV1 LP See All Filings	D	2023-01-10 10:07:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001952733 Filed Document 0001567619-23-000752 Exclusions or Exemptions 506b Accepted Date 2023-01-10 10:07:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lazard International Discounted Assets Portfolio, a series of Lazard Discounted Assets Funds, LLC See All Filings	D/A	2023-01-10 09:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525128 Filed Document 0001525128-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-10 09:53:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Partners Fund II, LP See All Filings	D/A	2023-01-10 09:52:16 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001888639 Filed Document 0001567619-23-000751 Exclusions or Exemptions 506b Accepted Date 2023-01-10 09:52:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Core Plus Fund, LLC See All Filings	D/A	2023-01-10 09:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665187 Filed Document 0000899140-23-000028 Exclusions or Exemptions 506b Accepted Date 2023-01-10 09:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Caius Capital International Fund See All Filings	D/A	2023-01-10 09:30:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694391 Filed Document 0001315863-23-000023 Exclusions or Exemptions 506b Accepted Date 2023-01-10 09:30:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENERGY FINDERS INC See All Filings	D/A	2023-01-10 09:23:16 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0000876235 Filed Document 0000876235-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-01-10 09:23:16 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Commune Fund IV, LLC See All Filings	D	2023-01-10 09:21:51 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001961168 Filed Document 0001961168-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-01-10 09:21:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TEGEAN FUND, LP See All Filings	D/A	2023-01-10 09:16:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454540 Filed Document 0000919574-23-000170 Exclusions or Exemptions 506b Accepted Date 2023-01-10 09:16:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maple Hill Investors, LLC See All Filings	D	2023-01-10 08:59:42 UTC
Amount To Be Raised $14,300,000 Associated Brokers / Dealers Brad Buck, Eric Hoen, Chase Ravsten, Justin Pennetta, and Michael Hazen CIK Number 0001959558 Filed Document 0001214659-23-000434 Exclusions or Exemptions 506b Accepted Date 2023-01-10 08:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hart Sands Investors, LLC See All Filings	D	2023-01-10 08:47:14 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001959559 Filed Document 0001214659-23-000432 Exclusions or Exemptions 506b Accepted Date 2023-01-10 08:47:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Valley Investors, LLC See All Filings	D	2023-01-10 08:24:44 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Chase Ravsten and Gary Moses CIK Number 0001959485 Filed Document 0001214659-23-000430 Exclusions or Exemptions 506b Accepted Date 2023-01-10 08:24:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lagniappe Clay Investors, LLC See All Filings	D	2023-01-10 07:57:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001959561 Filed Document 0001214659-23-000428 Exclusions or Exemptions 506b Accepted Date 2023-01-10 07:57:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canard Clay Investors, LLC See All Filings	D	2023-01-10 07:57:14 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001959385 Filed Document 0001214659-23-000427 Exclusions or Exemptions 506b Accepted Date 2023-01-10 07:57:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cartier Silver Corp See All Filings	D	2023-01-09 21:42:59 UTC
Amount To Be Raised $976,297 Associated Brokers / Dealers N/A CIK Number 0001825095 Filed Document 0001825095-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-01-09 21:42:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Braeswood Climate Partners, LP See All Filings	D/A	2023-01-09 21:23:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001961626 Filed Document 0001961626-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-01-09 21:23:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BISLETT PARTNERS L P See All Filings	D	2023-01-09 21:18:07 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0000865719 Filed Document 0000865719-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 21:18:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dante Virgil, Inc. See All Filings	D	2023-01-09 21:15:45 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001940435 Filed Document 0001940435-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 21:15:45 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Braeswood Climate Partners, LP See All Filings	D	2023-01-09 21:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001961626 Filed Document 0001961626-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-01-09 21:04:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwest Feilong Fund Ltd See All Filings	D/A	2023-01-09 20:58:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541826 Filed Document 0001541826-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 20:58:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Northwest China Opportunities Fund Ltd See All Filings	D/A	2023-01-09 20:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542040 Filed Document 0001542040-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 20:50:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formula, Inc. See All Filings	D	2023-01-09 20:50:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001658123 Filed Document 0001658123-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 20:50:25 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Northwest Bonaventura Fund Ltd See All Filings	D/A	2023-01-09 20:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542038 Filed Document 0001542038-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-01-09 20:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGIF IV Feeder (US) LP See All Filings	D/A	2023-01-09 20:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784854 Filed Document 0001567619-23-000750 Exclusions or Exemptions 506b Accepted Date 2023-01-09 20:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HSREP VIII Holding REIT 2 LLC See All Filings	D	2023-01-09 20:07:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001959633 Filed Document 0001959598-23-000007 Exclusions or Exemptions 506b Accepted Date 2023-01-09 20:07:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HSRE REIT VIIIF Trust See All Filings	D	2023-01-09 20:04:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001959636 Filed Document 0001959598-23-000006 Exclusions or Exemptions 506b Accepted Date 2023-01-09 20:04:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
RXR FP Holdings III LP See All Filings	D	2023-01-09 20:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001961617 Filed Document 0001961616-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-01-09 20:04:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HSRE REIT VIIIE Trust See All Filings	D	2023-01-09 20:02:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001959644 Filed Document 0001959598-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-01-09 20:02:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HSRE REIT VIIID Trust See All Filings	D	2023-01-09 19:58:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001959911 Filed Document 0001959598-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-01-09 19:58:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HSRE REIT VIIIC Trust See All Filings	D	2023-01-09 19:55:39 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001959609 Filed Document 0001959598-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-01-09 19:55:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HSRE REIT IX Trust See All Filings	D	2023-01-09 19:52:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001959605 Filed Document 0001959598-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-01-09 19:52:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HSRE Feeder REIT IX Trust See All Filings	D	2023-01-09 19:49:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001959598 Filed Document 0001959598-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 19:49:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
RXR FP Investor III LP See All Filings	D	2023-01-09 19:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001961616 Filed Document 0001961616-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 19:39:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ImmuneBridge Inc. See All Filings	D	2023-01-09 19:33:03 UTC
Amount To Be Raised $14,150,000 Associated Brokers / Dealers N/A CIK Number 0001960306 Filed Document 0001960306-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 19:33:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trium Credere Delaware Fund, LP See All Filings	D/A	2023-01-09 19:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786844 Filed Document 0001786844-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 19:03:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAPS US Logistics Three LLC See All Filings	D	2023-01-09 18:58:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001960502 Filed Document 0001960502-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:58:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
GOSC FUND II, LLLP See All Filings	D	2023-01-09 18:51:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001958435 Filed Document 0001958435-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:51:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
First Light Prism Fund, LP See All Filings	D/A	2023-01-09 18:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Kennedy Dierkes and Brian Beh CIK Number 0001763810 Filed Document 0001763810-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ROAD CAPITAL FUND (CAYMAN) LP See All Filings	D/A	2023-01-09 18:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001897594 Filed Document 0001895373-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realbid Token Holdings, LLC Series 14671 Beach See All Filings	D	2023-01-09 18:17:47 UTC
Amount To Be Raised $5,500 Associated Brokers / Dealers N/A CIK Number 0001961461 Filed Document 0001961461-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:17:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC VA REIT, LLC See All Filings	D	2023-01-09 18:15:50 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001960735 Filed Document 0001960735-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:15:50 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Post Sandstone Partners, LLC See All Filings	D	2023-01-09 18:15:48 UTC
Amount To Be Raised $9,923,125 Associated Brokers / Dealers N/A CIK Number 0001961615 Filed Document 0001567619-23-000749 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:15:48 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC Seattle II, LLC See All Filings	D	2023-01-09 18:14:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001960756 Filed Document 0001960756-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:14:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC Los Angeles, LLC See All Filings	D	2023-01-09 18:12:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001960751 Filed Document 0001960751-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:12:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
IMMvention Therapeutix, Inc. See All Filings	D	2023-01-09 18:12:22 UTC
Amount To Be Raised $3,999,999 Associated Brokers / Dealers N/A CIK Number 0001837999 Filed Document 0001837999-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:12:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Jewett Automation HoldCo, LLC See All Filings	D	2023-01-09 18:11:44 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001961560 Filed Document 0001961560-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-01-09 18:11:44 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity