Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TCD 251 Cherry Lane NY Investment LP See All Filings	D	2023-02-24 10:50:44 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers T Capital Funding LLC, Robert Clifford, Alexander Jeffers, Davide Visco, Amber Clarke, and The Leaders Group, Inc. CIK Number 0001965360 Filed Document 0001965360-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:50:44 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NEEDHAM EMERGING GROWTH PARTNERS LP See All Filings	D/A	2023-02-24 10:48:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000890847 Filed Document 0000919574-23-001895 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:48:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenland Offshore Fund Ltd See All Filings	D/A	2023-02-24 10:46:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001909025 Filed Document 0001909025-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Form Capital II, L.P. See All Filings	D/A	2023-02-24 10:45:29 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001965697 Filed Document 0001965697-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:45:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROOKSIDE CAYMAN PA LTD See All Filings	D/A	2023-02-24 10:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276762 Filed Document 0001276762-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:44:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevet Direct Lending - Short Duration Fund, Ltd. See All Filings	D/A	2023-02-24 10:38:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Great Service FZE, and Pulse Capital Partners, LLC CIK Number 0001636015 Filed Document 0001636015-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:38:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BROOKSIDE CAPITAL PARTNERS FUND LP See All Filings	D/A	2023-02-24 10:36:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001028348 Filed Document 0001028348-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:36:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iguazu Investors (Cayman), SPC See All Filings	D/A	2023-02-24 10:35:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001536914 Filed Document 0000919574-23-001893 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:35:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Chicago Equity Advisors Fund I, LP See All Filings	D/A	2023-02-24 10:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667783 Filed Document 0001373717-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kerrisdale Long Only Fund, LP See All Filings	D/A	2023-02-24 10:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728022 Filed Document 0001012975-23-000117 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:27:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SBB RESEARCH GROUP CPS FUND XI LLC See All Filings	D/A	2023-02-24 10:27:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670509 Filed Document 0001896711-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:27:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vendetta Mining Corp. See All Filings	D	2023-02-24 10:24:10 UTC
Amount To Be Raised $341,576 Associated Brokers / Dealers N/A CIK Number 0001757985 Filed Document 0001567619-23-003712 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:24:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ALPINE PARTNERS LP See All Filings	D/A	2023-02-24 10:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001054173 Filed Document 0001054173-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:20:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Edgewood Properties, LLLP See All Filings	D/A	2023-02-24 10:20:41 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers N/A CIK Number 0001733457 Filed Document 0001437749-23-004486 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:20:41 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Japan Fund, Ltd. See All Filings	D/A	2023-02-24 10:18:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456628 Filed Document 0000919574-23-001891 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:18:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Merger Growth, L.P. See All Filings	D/A	2023-02-24 10:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730503 Filed Document 0001730503-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:18:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Miura Global Partners II, LP See All Filings	D/A	2023-02-24 10:16:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001385977 Filed Document 0000919574-23-001889 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:16:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Institutional LP See All Filings	D/A	2023-02-24 10:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405713 Filed Document 0001405713-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:16:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Miura Global Partners II, LP See All Filings	D/A	2023-02-24 10:15:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001385977 Filed Document 0000919574-23-001888 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:15:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eightfold Real Estate Capital Fund VI, L.P. See All Filings	D	2023-02-24 10:15:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001963026 Filed Document 0001963026-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:15:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ACO I-A Founder L.P. See All Filings	D	2023-02-24 10:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001966140 Filed Document 0001966140-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:15:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Heritage Offshore Fund Ltd. See All Filings	D/A	2023-02-24 10:11:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522252 Filed Document 0001522252-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:11:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Creekside Equity Partners LLC See All Filings	D	2023-02-24 10:10:40 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001967028 Filed Document 0001967028-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:10:40 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
SOSNOWSKI FUND, LP See All Filings	D/A	2023-02-24 10:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ray A. Balestri CIK Number 0001526857 Filed Document 0001013594-23-000277 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:06:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Heritage Japan Trust See All Filings	D/A	2023-02-24 10:05:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638578 Filed Document 0001638578-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:05:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
MD Health RX Solutions, LLC See All Filings	D	2023-02-24 10:05:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Ron Heffernan CIK Number 0001957420 Filed Document 0001957420-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:05:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hyperion International Fund LP See All Filings	D/A	2023-02-24 10:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795054 Filed Document 0000919574-23-001886 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:04:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Heritage II, L.P. See All Filings	D/A	2023-02-24 10:01:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509350 Filed Document 0001509350-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 10:01:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Hyperion Fund LP See All Filings	D/A	2023-02-24 09:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795012 Filed Document 0000919574-23-001884 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALPINE HERITAGE, L.P. See All Filings	D/A	2023-02-24 09:55:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424943 Filed Document 0001424943-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:55:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Alpine Dedicated, L.P. See All Filings	D/A	2023-02-24 09:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543910 Filed Document 0001543910-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
KALYTIX VENTURES X STRONGROOM AI SPV I LLC. See All Filings	D	2023-02-24 09:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001966046 Filed Document 0001966046-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:50:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Procyon Partners, L.P. See All Filings	D/A	2023-02-24 09:49:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542238 Filed Document 0001847616-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:49:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPINE ASSOCIATES, A LIMITED PARTNERSHIP See All Filings	D/A	2023-02-24 09:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000803643 Filed Document 0000803643-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:48:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Ampfield Holdings (Offshore), L.P. See All Filings	D/A	2023-02-24 09:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732626 Filed Document 0000919574-23-001882 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Management Investors (Bermuda), Ltd. See All Filings	D/A	2023-02-24 09:46:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc., Morgan Stanley Smith Barney LLC, Citigroup Global Markets Inc., Citi Private Advisory, LLC, and ICapital, LLC CIK Number 0001456162 Filed Document 0000919574-23-001881 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:46:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
PLUSCIOS OFFSHORE FUND SPC See All Filings	D/A	2023-02-24 09:41:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373717 Filed Document 0001373717-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:41:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingdon Associates See All Filings	D/A	2023-02-24 09:38:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000718801 Filed Document 0000919574-23-001878 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:38:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaks Domaine Triangle LLC See All Filings	D/A	2023-02-24 09:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001914791 Filed Document 0001914791-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:37:16 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SPF Securitized Products Intermediate Fund Ltd. See All Filings	D/A	2023-02-24 09:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549887 Filed Document 0001549887-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
cBEYONData Holdings, LLC See All Filings	D	2023-02-24 09:26:04 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001879940 Filed Document 0001566114-23-000030 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:26:04 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Ithan Creek Investors (Cayman), Ltd. See All Filings	D/A	2023-02-24 09:25:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001438036 Filed Document 0000919574-23-001876 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:25:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
QMS Diversified Global Macro Offshore Fund Ltd. See All Filings	D/A	2023-02-24 09:22:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538808 Filed Document 0000919574-23-001874 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:22:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SPF Securitized Products Master Fund Ltd. See All Filings	D/A	2023-02-24 09:20:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537954 Filed Document 0001549887-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:20:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pine Parkway Investor I LLC See All Filings	D	2023-02-24 09:15:22 UTC
Amount To Be Raised $7,615,129 Associated Brokers / Dealers N/A CIK Number 0001805888 Filed Document 0001805888-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:15:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cotinga, LP See All Filings	D/A	2023-02-24 09:06:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001847616 Filed Document 0001847616-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:06:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF Securitized Products Fund L.P. See All Filings	D/A	2023-02-24 09:05:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley, Smith Barney LLC, Credit Suisse Securities (USA) LLC, iCapital Securities, LLC, Credit Suisse AG, J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC CIK Number 0001549885 Filed Document 0001549885-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:05:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bay Pond Partners, L.P. See All Filings	D/A	2023-02-24 09:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0000936872 Filed Document 0000919574-23-001872 Exclusions or Exemptions 506b Accepted Date 2023-02-24 09:03:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Knowbl, Inc. See All Filings	D/A	2023-02-24 08:54:01 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001919168 Filed Document 0001919168-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 08:54:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
PLUSCIOS FUND LLC See All Filings	D/A	2023-02-24 08:53:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wayne Hummer Investments L.L.C. and North South Capital, LLC CIK Number 0001373702 Filed Document 0001373702-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-02-24 08:53:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund