Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pillar ENSO Fund See All Filings	D/A	2023-05-05 19:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001817788 Filed Document 0001817788-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 19:54:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
BKAI MC Westport LLC See All Filings	D	2023-05-05 19:40:01 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001976765 Filed Document 0001976762-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-05 19:40:01 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FrameTec Bravo LLC See All Filings	D	2023-05-05 19:33:42 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001976802 Filed Document 0001976802-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 19:33:42 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
BKAI Frontier Principals LLC See All Filings	D	2023-05-05 19:22:12 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001976762 Filed Document 0001976762-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 19:22:12 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
POWER8 Tech Inc. See All Filings	D	2023-05-05 19:21:53 UTC
Amount To Be Raised $5,000,060 Associated Brokers / Dealers N/A CIK Number 0001911050 Filed Document 0001911050-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 19:21:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Snacktivist Inc. See All Filings	D	2023-05-05 19:14:47 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001823157 Filed Document 0001823157-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 19:14:47 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
WONDERFUL TOGO INC See All Filings	D	2023-05-05 18:53:41 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001976654 Filed Document 0001976654-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 18:53:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Decarbonise (Blue Carbon Investments US) LLC See All Filings	D	2023-05-05 18:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001976003 Filed Document 0001976003-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 18:49:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Red Bridge Capital IV LLC See All Filings	D	2023-05-05 18:40:54 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001976581 Filed Document 0001976581-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 18:40:54 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
One Health Group, Inc. See All Filings	D	2023-05-05 17:59:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Jerome E. Connolly CIK Number 0001972911 Filed Document 0001972911-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:59:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRU Precious Metals Corp. See All Filings	D	2023-05-05 17:46:57 UTC
Amount To Be Raised $24,783 Associated Brokers / Dealers N/A CIK Number 0001852333 Filed Document 0001062993-23-010360 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:46:57 UTC Type of Offering D Industry Other Principal Place of Business NEW BRUNSWICK, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ulu Ventures Fund IV, L.P. See All Filings	D	2023-05-05 17:32:19 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001968520 Filed Document 0001968520-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:32:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Life VII, LLC See All Filings	D	2023-05-05 17:26:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001975039 Filed Document 0001975039-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:26:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
OSP Embedded Holdings, LLC See All Filings	D	2023-05-05 17:24:41 UTC
Amount To Be Raised $9,843,000 Associated Brokers / Dealers N/A CIK Number 0001976768 Filed Document 0000950172-23-000072 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:24:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pharo Africa Fund, Ltd. See All Filings	D/A	2023-05-05 17:17:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726166 Filed Document 0001085146-23-002082 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:17:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PHARO MACRO FUND LTD See All Filings	D/A	2023-05-05 17:16:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452889 Filed Document 0001085146-23-002081 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:16:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pharo Trading Fund, Ltd. See All Filings	D/A	2023-05-05 17:16:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486435 Filed Document 0001085146-23-002080 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:16:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pharo Gaia Fund, Ltd. See All Filings	D/A	2023-05-05 17:15:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636711 Filed Document 0001085146-23-002079 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:15:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Silver Lake Partners VII, L.P. See All Filings	D/A	2023-05-05 17:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., UBS Switzerland AG, Roam Capital Partners, LLC, Campbell Luytens & Co. Ltd, KB Securities Co., Ltd., and IBK Securities Co., Ltd. CIK Number 0001898155 Filed Document 0001898155-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SocialTrendly, Inc. See All Filings	D	2023-05-05 17:12:05 UTC
Amount To Be Raised $21,249,990 Associated Brokers / Dealers N/A CIK Number 0001972381 Filed Document 0001972381-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:12:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Portal Innovations Momentum Fund, L.P. See All Filings	D/A	2023-05-05 17:11:28 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001877173 Filed Document 0001877173-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:11:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Stone-Goff Partners IV FTE, LP See All Filings	D/A	2023-05-05 17:05:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001927141 Filed Document 0001567619-23-005920 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:05:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stone-Goff Partners IV, LP See All Filings	D/A	2023-05-05 17:02:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invicta Capital LLC CIK Number 0001910188 Filed Document 0001567619-23-005918 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:02:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elizabeth Park Capital Offshore Fund, Ltd. See All Filings	D/A	2023-05-05 17:00:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John R. Ahern CIK Number 0001677014 Filed Document 0001677014-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 17:00:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medicine Man Technologies, Inc. See All Filings	D	2023-05-05 16:59:59 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001622879 Filed Document 0001104659-23-056620 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:59:59 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
La Rosa Holdings Corp. See All Filings	D/A	2023-05-05 16:59:21 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001879403 Filed Document 0001879403-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:59:21 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Applied Therapeutics Inc. See All Filings	D	2023-05-05 16:55:12 UTC
Amount To Be Raised $30,000,002 Associated Brokers / Dealers SVB Securities LLC and UBS Securities LLC CIK Number 0001697532 Filed Document 0000950172-23-000071 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:55:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ELIZABETH PARK EVENT DRIVEN FUND, L.P. See All Filings	D/A	2023-05-05 16:54:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC CIK Number 0001673373 Filed Document 0001673373-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:54:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELIZABETH PARK CAPITAL II L.P. See All Filings	D/A	2023-05-05 16:49:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corp. and Straus Capital, LLC CIK Number 0001530421 Filed Document 0001530421-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:49:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PhotoniCare, Inc. See All Filings	D	2023-05-05 16:48:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001645671 Filed Document 0001976662-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:48:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tapas Capital Compounders Fund II, LP See All Filings	D/A	2023-05-05 16:48:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802622 Filed Document 0001802622-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:48:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLA HOLDINGS GROUP INC See All Filings	D	2023-05-05 16:47:12 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Terrence Lee CIK Number 0001790303 Filed Document 0001477932-23-003147 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:47:12 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
CB Notepad Co-Invest, L.P. See All Filings	D	2023-05-05 16:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001976224 Filed Document 0001976224-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:45:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELIZABETH PARK CAPITAL, L.P. See All Filings	D/A	2023-05-05 16:45:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas McDonald Partners, LLC and Inverness Securities, LLC CIK Number 0001456279 Filed Document 0001456279-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:45:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5-Swans India Quantitative Alpha Fund, a sub-fund of Alpha Quest (SG) VCC See All Filings	D	2023-05-05 16:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001967751 Filed Document 0001967751-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:38:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
L2 Point Opportunities I, L.P. See All Filings	D/A	2023-05-05 16:35:55 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers PJT Partners LP CIK Number 0001922101 Filed Document 0001922101-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:35:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sweetwater III A LP See All Filings	D	2023-05-05 16:33:11 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001975305 Filed Document 0001975305-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:33:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Aquarius Capital Partners LP See All Filings	D	2023-05-05 16:30:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001973356 Filed Document 0001973356-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:30:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melba Culp LLC See All Filings	D	2023-05-05 16:29:23 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001976320 Filed Document 0001976320-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:29:23 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RedBird Capital Partners Fund IV (Unblocked), L.P. See All Filings	D/A	2023-05-05 16:28:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC, OBEX Securities LLC, KCPS Capital Management Ltd., Connaught (U.S.) LLC, Unicorn Strategic Partners LLC, FS Investment Solutions, LLC, iCapital Securities, LLC, and Grafine Capital Partners LLC CIK Number 0001923965 Filed Document 0001971581-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:28:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tapas Capital Compounders Fund I, LP See All Filings	D/A	2023-05-05 16:28:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747153 Filed Document 0001747153-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:28:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedBird Capital Partners Fund IV (Blocked), L.P. See All Filings	D/A	2023-05-05 16:27:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC, OBEX Securities LLC, KCPS Capital Management Ltd., Connaught (U.S.) LLC, Unicorn Strategic Partners LLC, FS Investment Solutions, LLC, iCapital Securities, LLC, and Grafine Capital Partners LLC CIK Number 0001923966 Filed Document 0001971581-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:27:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RB Moonraker Co-Invest UB, LP See All Filings	D/A	2023-05-05 16:27:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001940159 Filed Document 0001940159-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:27:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPCM Absolute Return L P See All Filings	D/A	2023-05-05 16:23:06 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001377649 Filed Document 0000935836-23-000384 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:23:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in CLN) LP See All Filings	D	2023-05-05 16:22:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001681891 Filed Document 0001681891-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:22:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Falcon Fund See All Filings	D	2023-05-05 16:21:53 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001659071 Filed Document 0001659071-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:21:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
RB Moonraker Co-Invest B, LP See All Filings	D/A	2023-05-05 16:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001940825 Filed Document 0001940825-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:20:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2023-05-05 16:19:16 UTC
Amount To Be Raised $538,146 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:19:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
SKYX Platforms Corp. See All Filings	D	2023-05-05 16:15:27 UTC
Amount To Be Raised $11,813,190 Associated Brokers / Dealers N/A CIK Number 0001598981 Filed Document 0001493152-23-015597 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:15:27 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RB FC Holdings, C.V. See All Filings	D/A	2023-05-05 16:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001940571 Filed Document 0001940571-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-05 16:15:17 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity