Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AIR U.S. Life Fund II Offshore LP See All Filings	D	2023-05-17 16:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TIFIN Private Markets LLC and Rainmaker Securities, LLC CIK Number 0001977996 Filed Document 0001977996-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 16:10:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAVE Equity Warehouse II LLC See All Filings	D	2023-05-17 16:09:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001975179 Filed Document 0001975179-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 16:09:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SDP Opportunities Fund, L.P. See All Filings	D/A	2023-05-17 16:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737703 Filed Document 0001737703-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-17 16:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quartz Lake Mining, Inc See All Filings	D	2023-05-17 16:08:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001977862 Filed Document 0001493152-23-017942 Exclusions or Exemptions 506b Accepted Date 2023-05-17 16:08:49 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Granite Alpha Capital Flagship Offshore Fund Ltd. See All Filings	D	2023-05-17 16:04:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001978062 Filed Document 0000919574-23-003371 Exclusions or Exemptions 506b Accepted Date 2023-05-17 16:04:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Acrew Capital Fund III, L.P. See All Filings	D	2023-05-17 16:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001974295 Filed Document 0001974295-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 16:01:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Mountain Guardian IV Unlevered BDC, L.L.C. See All Filings	D	2023-05-17 15:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Acro Securities and Vigilant Distributors, LLC CIK Number 0001976719 Filed Document 0001976719-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:58:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acrew Diversify Capital Fund II, L.P. See All Filings	D	2023-05-17 15:52:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001974285 Filed Document 0001974285-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:52:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Crop Holdings, Inc. See All Filings	D	2023-05-17 15:48:15 UTC
Amount To Be Raised $5,701,855 Associated Brokers / Dealers N/A CIK Number 0001973952 Filed Document 0001973952-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:48:15 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Carstensz Tidewater Fund I, LLC See All Filings	D/A	2023-05-17 15:46:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001862918 Filed Document 0001862918-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:46:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Crop Holdings, Inc. See All Filings	D	2023-05-17 15:44:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001973952 Filed Document 0001973952-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:44:18 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
HealthSnap, Inc. See All Filings	D	2023-05-17 15:43:17 UTC
Amount To Be Raised $9,090,554 Associated Brokers / Dealers N/A CIK Number 0001731399 Filed Document 0001731399-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:43:17 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Opportunistic Custom Alternative Strategies Series 1, a series of Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2023-05-17 15:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001701530 Filed Document 0001701530-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:21:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landng Inc. See All Filings	D	2023-05-17 15:19:21 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001932179 Filed Document 0001932179-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:19:21 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
NewLimit, Inc. See All Filings	D	2023-05-17 15:18:30 UTC
Amount To Be Raised $72,245,500 Associated Brokers / Dealers N/A CIK Number 0001977037 Filed Document 0001567619-23-006114 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:18:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Top Tier Venture Capital X Feeder, L.P. See All Filings	D/A	2023-05-17 15:18:24 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001929631 Filed Document 0001012975-23-000243 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:18:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARA Core Property Fund, LP See All Filings	D/A	2023-05-17 15:16:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KIM NELSON, MICHAEL S. BARNES, PATRICIA WINANS, and PETER HAPGOOD CIK Number 0001270500 Filed Document 0001270500-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:16:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROSEDALE CAPITAL, L.P. See All Filings	D/A	2023-05-17 15:10:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001265847 Filed Document 0001265847-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:10:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canopii Inc. See All Filings	D/A	2023-05-17 15:08:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001928990 Filed Document 0001928990-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:08:38 UTC Type of Offering D/A Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
ARTERICA INC. See All Filings	D	2023-05-17 15:07:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001782224 Filed Document 0001782224-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:07:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magellan Select Access Primaries Series 1, a series of Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2023-05-17 15:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001928414 Filed Document 0001928414-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LRVHealth II, LP See All Filings	D/A	2023-05-17 15:02:41 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001909720 Filed Document 0001909720-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-17 15:02:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CKC Credit Opportunity Fund LP See All Filings	D/A	2023-05-17 14:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE SECURITIES LLC and ARQ ADVISORS LLC CIK Number 0001572500 Filed Document 0001572500-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:58:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IPG Bakersfield, LLC See All Filings	D	2023-05-17 14:57:00 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001978078 Filed Document 0001978078-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:57:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontline Venture Fund III LP See All Filings	D	2023-05-17 14:52:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001977897 Filed Document 0001977897-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:52:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CKC STRATEGIC ADVANTAGE FUND, LP See All Filings	D/A	2023-05-17 14:49:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arq Advisors LLC CIK Number 0001718370 Filed Document 0001718370-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:49:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Albury Partners, L.P. See All Filings	D/A	2023-05-17 14:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001859000 Filed Document 0000935836-23-000418 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:48:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Alaska Minerals Corp. See All Filings	D	2023-05-17 14:47:38 UTC
Amount To Be Raised $1,044,865 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001893899 Filed Document 0001893899-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:47:38 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
AG Direct Lending Fund (TX), L.P. See All Filings	D/A	2023-05-17 14:47:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706041 Filed Document 0001706041-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:47:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hakkoda, Inc. See All Filings	D	2023-05-17 14:41:38 UTC
Amount To Be Raised $13,966,100 Associated Brokers / Dealers N/A CIK Number 0001978059 Filed Document 0001978059-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:41:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG Direct Lending Fund V, L.P. See All Filings	D/A	2023-05-17 14:41:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Sandler & Co. and b Finance Canada, Inc. CIK Number 0001927555 Filed Document 0001927555-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:41:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three North Capital Partners, LP See All Filings	D/A	2023-05-17 14:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001925151 Filed Document 0001975235-23-000012 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:38:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helios Global Group Ltd See All Filings	D	2023-05-17 14:33:13 UTC
Amount To Be Raised $54,748 Associated Brokers / Dealers N/A CIK Number 0001974854 Filed Document 0001974854-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:33:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
White River European Value Fund, LP See All Filings	D	2023-05-17 14:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001972960 Filed Document 0001975235-23-000011 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:32:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Point Capital Partners, LP See All Filings	D/A	2023-05-17 14:30:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001920028 Filed Document 0001013594-23-000498 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:30:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Context Cowpens Fund I, L.P. See All Filings	D	2023-05-17 14:26:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001975324 Filed Document 0001975324-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:26:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG DLI V (Unlevered), L.P. See All Filings	D/A	2023-05-17 14:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNK Securities Co., Ltd, Piper Sandler & Co., and b Finance Canada, Inc. CIK Number 0001926916 Filed Document 0001926916-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:18:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELEVATION CAPITAL SERIES 1, L.P. See All Filings	D	2023-05-17 14:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754479 Filed Document 0001754479-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:18:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard MB Macro Fund, L.P. See All Filings	D/A	2023-05-17 14:18:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001738307 Filed Document 0001738310-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:18:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontline EMEA Expansion Fund II LP See All Filings	D	2023-05-17 14:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001977896 Filed Document 0001977896-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:12:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pandora Bio, Inc. See All Filings	D	2023-05-17 14:05:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001952211 Filed Document 0001952211-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:05:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SPV005 a Series of Engage Venture Partners Investments LLC See All Filings	D	2023-05-17 14:04:48 UTC
Amount To Be Raised $517,000 Associated Brokers / Dealers N/A CIK Number 0001977894 Filed Document 0001977894-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:04:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard MB Macro Fund Ltd. See All Filings	D/A	2023-05-17 14:01:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001738310 Filed Document 0001738310-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:01:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dragos Inc Mar 2023 a Series of Anchor Capital GP II LLC See All Filings	D	2023-05-17 14:01:27 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001977893 Filed Document 0001977893-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:01:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunity CRE Inc. See All Filings	D	2023-05-17 14:00:41 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001977496 Filed Document 0001977496-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 14:00:41 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nosotros Life & Spirits, Inc. See All Filings	D	2023-05-17 13:59:11 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001768790 Filed Document 0001768790-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 13:59:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pineway Health Apr 2023 a Series of CGF2021 LLC See All Filings	D	2023-05-17 13:58:03 UTC
Amount To Be Raised $155,500 Associated Brokers / Dealers N/A CIK Number 0001977892 Filed Document 0001977892-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 13:58:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WealthPlan Syndicate I a Series of CGF2021 LLC See All Filings	D	2023-05-17 13:54:08 UTC
Amount To Be Raised $106,500 Associated Brokers / Dealers N/A CIK Number 0001977889 Filed Document 0001977889-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 13:54:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG DLI V, L.P. See All Filings	D/A	2023-05-17 13:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNK Securities Co., Ltd CIK Number 0001927945 Filed Document 0001927945-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 13:51:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TheLoops AI Mar 2023 a Series of CGF2021 LLC See All Filings	D	2023-05-17 13:50:03 UTC
Amount To Be Raised $46,500 Associated Brokers / Dealers N/A CIK Number 0001977887 Filed Document 0001977887-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 13:50:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund