Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kutcho Copper Corp. See All Filings	D	2023-05-25 13:24:43 UTC
Amount To Be Raised $158,347 Associated Brokers / Dealers N/A CIK Number 0001726906 Filed Document 0001726906-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-25 13:24:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Natural Gas Opportunities II Fund (Cayman), Ltd. See All Filings	D/A	2023-05-25 13:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001976913 Filed Document 0000919574-23-003470 Exclusions or Exemptions 506b Accepted Date 2023-05-25 13:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WE15 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-05-25 13:19:40 UTC
Amount To Be Raised $524,643 Associated Brokers / Dealers N/A CIK Number 0001915493 Filed Document 0001915493-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 13:19:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KRENSAVAGE PARTNERS LP See All Filings	D/A	2023-05-25 13:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, Equus Financial Consulting, LLC, MID-CONTINENT SECURITIES ADVISORS, LTD., and Frontier Solutions, LLC CIK Number 0001436606 Filed Document 0001979015-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-25 13:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Krensavage Partners Too, LP See All Filings	D/A	2023-05-25 13:09:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting, LLC, Frontier Solutions, LLC, Silver Leaf Partners, LLC, and Mid-Continent Securities Advisors, Ltd. CIK Number 0001639934 Filed Document 0001972960-23-000011 Exclusions or Exemptions 506b Accepted Date 2023-05-25 13:09:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMG Ventures II LP See All Filings	D	2023-05-25 13:03:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001971336 Filed Document 0001971336-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 13:03:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
RingIT, Inc. See All Filings	D/A	2023-05-25 13:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001565676 Filed Document 0001565676-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 13:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WC5 Points Partners, LLC See All Filings	D	2023-05-25 12:59:19 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001978787 Filed Document 0001978787-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:59:19 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Elementl, Inc. See All Filings	D	2023-05-25 12:57:27 UTC
Amount To Be Raised $33,415,606 Associated Brokers / Dealers N/A CIK Number 0001977783 Filed Document 0001977783-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:57:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Source Energy Co See All Filings	D	2023-05-25 12:51:59 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001930314 Filed Document 0001930314-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:51:59 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kelvin Systems, Inc. See All Filings	D	2023-05-25 12:39:15 UTC
Amount To Be Raised $8,899,998 Associated Brokers / Dealers N/A CIK Number 0001669369 Filed Document 0001231919-23-000034 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:39:15 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TriSpan RS Nolita LP See All Filings	D/A	2023-05-25 12:35:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001924046 Filed Document 0000898432-23-000334 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:35:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
9606 - Acies Fund III LP See All Filings	D	2023-05-25 12:35:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001978066 Filed Document 0001978066-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:35:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TriSpan OF Stork LP See All Filings	D/A	2023-05-25 12:34:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001924045 Filed Document 0000898432-23-000333 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:34:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skyway Realty FF LLC See All Filings	D	2023-05-25 12:32:54 UTC
Amount To Be Raised $6,655,000 Associated Brokers / Dealers N/A CIK Number 0001979031 Filed Document 0001979031-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:32:54 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fabrica Ventures Fund II-B, LP See All Filings	D	2023-05-25 12:32:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001979085 Filed Document 0001979085-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:32:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Exhibits Holdings II, LLC See All Filings	D	2023-05-25 12:27:43 UTC
Amount To Be Raised $30,634,946 Associated Brokers / Dealers N/A CIK Number 0001973581 Filed Document 0001789509-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:27:43 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pharus Health LLC See All Filings	D	2023-05-25 12:27:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001977060 Filed Document 0001977060-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:27:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WP DevFund II a series of Third Seven Capital SPV Master Series LLC See All Filings	D/A	2023-05-25 12:22:57 UTC
Amount To Be Raised $577,123 Associated Brokers / Dealers N/A CIK Number 0001963857 Filed Document 0001963857-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:22:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VEIR, Inc. See All Filings	D	2023-05-25 12:18:17 UTC
Amount To Be Raised $24,902,885 Associated Brokers / Dealers N/A CIK Number 0001800077 Filed Document 0001800077-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:18:17 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MI-0111 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-05-25 12:15:03 UTC
Amount To Be Raised $152,670 Associated Brokers / Dealers N/A CIK Number 0001979119 Filed Document 0001979119-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:15:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRN6 - The Garage Syndicate Master LLC See All Filings	D/A	2023-05-25 12:13:02 UTC
Amount To Be Raised $410,176 Associated Brokers / Dealers N/A CIK Number 0001971634 Filed Document 0001971634-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:13:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Lending Partners IV RTD Feeder L.P. See All Filings	D/A	2023-05-25 12:12:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001927995 Filed Document 0001927995-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:12:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Lending Partners IV (Unlevered) L.P. See All Filings	D/A	2023-05-25 12:09:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001927996 Filed Document 0001927996-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:09:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aligned Assignment Inc See All Filings	D	2023-05-25 12:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001978260 Filed Document 0001978260-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:06:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TA Realty Value-Add Fund XIII Feeder, L.P. See All Filings	D/A	2023-05-25 12:01:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitsubishi Jisho Investment Advisors, Inc. CIK Number 0001926317 Filed Document 0001926317-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 12:01:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwinds Services Group LLC See All Filings	D	2023-05-25 11:58:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001978805 Filed Document 0001978805-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:58:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STG MERCURY, L.P. See All Filings	D	2023-05-25 11:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001977842 Filed Document 0001977842-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:54:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Small Cap Growth Fund, LLC See All Filings	D/A	2023-05-25 11:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001544131 Filed Document 0001544131-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aligned Assignment Inc See All Filings	D	2023-05-25 11:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001978260 Filed Document 0001978260-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:50:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALARISPRO, INC. See All Filings	D	2023-05-25 11:46:03 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001794188 Filed Document 0001794188-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:46:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Invesco OFI International Growth Fund, LP See All Filings	D/A	2023-05-25 11:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001544117 Filed Document 0001544117-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:38:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retell Global Inc. See All Filings	D	2023-05-25 11:30:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001979011 Filed Document 0001979011-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:30:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Kapteyn-Murnane Laboratories, Inc. See All Filings	D	2023-05-25 11:29:14 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001655428 Filed Document 0001655428-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:29:14 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Balanced-Risk Allocation 10 Fund, A Series of Invesco Multi Series Funds, LLC See All Filings	D/A	2023-05-25 11:26:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001813384 Filed Document 0001813384-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:26:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVANCED IONICS INC See All Filings	D	2023-05-25 11:21:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001832045 Filed Document 0001832045-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:21:15 UTC Type of Offering D Industry Other Energy Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
AM 2920, LLC See All Filings	D	2023-05-25 11:16:10 UTC
Amount To Be Raised $21,714,350 Associated Brokers / Dealers N/A CIK Number 0001979139 Filed Document 0001214659-23-007807 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:16:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BREVAN HOWARD FUND LTD See All Filings	D/A	2023-05-25 11:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC, J.P. Morgan Securities LLC, CAIS Capital LLC, Raymond James & Associates Inc, and Morgan Stanley CIK Number 0001223859 Filed Document 0001223859-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:10:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirocco I, LP See All Filings	D	2023-05-25 11:09:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001979015 Filed Document 0001972960-23-000010 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:09:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Institutional Trust Global Asset Allocation Strategy Fund See All Filings	D/A	2023-05-25 11:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703687 Filed Document 0001703687-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:02:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Provident RV Park Investors, LLC See All Filings	D	2023-05-25 11:01:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001978708 Filed Document 0001978708-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 11:01:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Legends Point Investment Partners, LP See All Filings	D/A	2023-05-25 10:58:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001844772 Filed Document 0001972960-23-000009 Exclusions or Exemptions 506b Accepted Date 2023-05-25 10:58:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREVAN HOWARD LP See All Filings	D/A	2023-05-25 10:57:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC, Rockefeller Financial LLC, J.P. Morgan Securities LLC, CAIS Capital LLC, Raymond James & Associates Inc, and Morgan Stanley CIK Number 0001280768 Filed Document 0001280768-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-25 10:57:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPX Seafire Fund SPC - SPX Seafire Fund Segregated Portfolio One See All Filings	D/A	2023-05-25 10:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001926222 Filed Document 0001926222-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-25 10:50:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axuall, Inc. See All Filings	D	2023-05-25 10:48:14 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001789509 Filed Document 0001789509-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 10:48:14 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Institutional Trust Macro Allocation Strategy Fund See All Filings	D/A	2023-05-25 10:40:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703718 Filed Document 0001703718-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 10:40:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EO Property Investment 4, LLC See All Filings	D	2023-05-25 10:38:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001976011 Filed Document 0001976011-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 10:38:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ProtoKinetix, Inc. See All Filings	D/A	2023-05-25 10:34:01 UTC
Amount To Be Raised $324,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-05-25 10:34:01 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO FIXED INCOME TRUST - INVESCO INTERMEDIATE FUND See All Filings	D/A	2023-05-25 10:30:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180212 Filed Document 0001180212-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-25 10:30:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Structural Capital Offshore Investments IV, LP See All Filings	D/A	2023-05-25 10:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001925567 Filed Document 0001925550-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-25 10:10:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund