Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2023-07-07 17:18:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001621115 Filed Document 0001621115-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:18:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Park Strategic Capital Fund II (Offshore), L.P. See All Filings	D/A	2023-07-07 17:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shinhan Securities Co., Ltd CIK Number 0001905375 Filed Document 0000950142-23-001955 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BOZEMAN PRIVATE HANGARS LLC See All Filings	D	2023-07-07 17:13:28 UTC
Amount To Be Raised $46,000,000 Associated Brokers / Dealers N/A CIK Number 0001685322 Filed Document 0001685322-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:13:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wave Employee Holdings, LLC See All Filings	D	2023-07-07 17:13:15 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001822541 Filed Document 0000950172-23-000101 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:13:15 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Atlantic Park Strategic Capital Fund II, L.P. See All Filings	D/A	2023-07-07 17:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001905377 Filed Document 0000950142-23-001954 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:13:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brightstar Capital Partners Fund III-A, L.P. See All Filings	D/A	2023-07-07 17:12:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company CIK Number 0001936111 Filed Document 0001936111-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:12:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2023-07-07 17:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001606450 Filed Document 0001606450-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WindBorne Systems Inc. See All Filings	D/A	2023-07-07 17:10:12 UTC
Amount To Be Raised $9,869,770 Associated Brokers / Dealers N/A CIK Number 0001979342 Filed Document 0001979342-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:10:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brightstar Capital Partners Fund III, L.P. See All Filings	D/A	2023-07-07 17:10:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company CIK Number 0001936110 Filed Document 0001936110-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:10:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DI-0617 Fund I AL Vehicle, a series of DVC, LP See All Filings	D	2023-07-07 17:09:56 UTC
Amount To Be Raised $427,380 Associated Brokers / Dealers N/A CIK Number 0001984376 Filed Document 0001984376-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:09:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard US Small Cap Systematic Fund, L.P. See All Filings	D/A	2023-07-07 17:02:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001690292 Filed Document 0000902664-23-003877 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:02:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charlesbank Executives Credit Opportunities Fund III, Limited Partnership See All Filings	D/A	2023-07-07 17:01:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001933588 Filed Document 0001933588-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:01:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Baylight Long/Short Equity Fund, L.P. See All Filings	D/A	2023-07-07 17:00:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001780862 Filed Document 0000902664-23-003876 Exclusions or Exemptions 506b Accepted Date 2023-07-07 17:00:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO-0420 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-07-07 16:56:08 UTC
Amount To Be Raised $1,204,500 Associated Brokers / Dealers N/A CIK Number 0001984375 Filed Document 0001984375-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:56:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meadow Developments LLC See All Filings	D	2023-07-07 16:54:45 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001984190 Filed Document 0001984190-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:54:45 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Buzzkill Labs, Inc. See All Filings	D	2023-07-07 16:52:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001891780 Filed Document 0001891780-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:52:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Indus Capital, LP - I, a series of Indus Capital, LP See All Filings	D	2023-07-07 16:50:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001984361 Filed Document 0001984361-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:50:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MI-0512 Fund I, a series of OV.VC-Funds, LP See All Filings	D	2023-07-07 16:48:15 UTC
Amount To Be Raised $242,500 Associated Brokers / Dealers N/A CIK Number 0001984388 Filed Document 0001984388-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:48:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP Commercial Funding Trust II, Series SPL-V See All Filings	D/A	2023-07-07 16:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001936164 Filed Document 0001936164-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:43:38 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HIP Metals Series, a Series of HIP Opportunities Fund See All Filings	D	2023-07-07 16:41:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001983568 Filed Document 0001983568-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:41:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP Commercial Funding Trust II, Series SPL-IV See All Filings	D/A	2023-07-07 16:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001936165 Filed Document 0001936165-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:39:20 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
1997 Fund Ltd in respect of its segregated account designated as ILS Classic Fund See All Filings	D/A	2023-07-07 16:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arjun Gupta and Debra Louise Pipines CIK Number 0001976653 Filed Document 0001976653-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:38:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MO-0221 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-07-07 16:35:19 UTC
Amount To Be Raised $56,000 Associated Brokers / Dealers N/A CIK Number 0001984397 Filed Document 0001984397-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Top Tier Venture Capital X, L.P. See All Filings	D/A	2023-07-07 16:30:43 UTC
Amount To Be Raised $564,550,000 Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001877171 Filed Document 0001981831-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:30:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASV SPV (Testmate), LLC, a Series of Amboy Street Ventures Co-Investment LLC See All Filings	D	2023-07-07 16:29:23 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001984341 Filed Document 0001984341-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:29:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
TO-0421 Gaingels Fund I, a series of JMWTX Investments, LP See All Filings	D	2023-07-07 16:27:53 UTC
Amount To Be Raised $53,505 Associated Brokers / Dealers N/A CIK Number 0001984396 Filed Document 0001984396-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:27:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornerstone Income Fund, LLC See All Filings	D/A	2023-07-07 16:24:41 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001708831 Filed Document 0001708831-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:24:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
OP-0508 Gaingels Fund I AL Vehicle , a series of Zachary Ginsburg Funds, LP See All Filings	D	2023-07-07 16:18:19 UTC
Amount To Be Raised $127,500 Associated Brokers / Dealers N/A CIK Number 0001984387 Filed Document 0001984387-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:18:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Playmaji, Inc. See All Filings	D	2023-07-07 16:15:42 UTC
Amount To Be Raised $5,441,999 Associated Brokers / Dealers N/A CIK Number 0001984507 Filed Document 0001984507-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:15:42 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NeuBase Therapeutics, Inc. See All Filings	D	2023-07-07 16:11:19 UTC
Amount To Be Raised $5,000,002 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001173281 Filed Document 0001104659-23-079123 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:11:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Avenue Europe Special Situations Fund V (U.S.), L.P. See All Filings	D/A	2023-07-07 16:08:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001936448 Filed Document 0000950142-23-001952 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:08:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Interlace Inc. See All Filings	D	2023-07-07 16:07:01 UTC
Amount To Be Raised $8,199,997 Associated Brokers / Dealers N/A CIK Number 0001820264 Filed Document 0001820264-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:07:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SK-0509 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-07-07 16:05:16 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001984404 Filed Document 0001984404-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:05:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Asset Finance Co-Investment, L.P. See All Filings	D	2023-07-07 16:00:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001982673 Filed Document 0001982673-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-07-07 16:00:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Beard Ventures Fund I LP See All Filings	D/A	2023-07-07 15:58:43 UTC
Amount To Be Raised $25,758,561 Associated Brokers / Dealers N/A CIK Number 0001917745 Filed Document 0001917745-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:58:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SO-1208 Fund I, a series of SaxeCap, LP See All Filings	D	2023-07-07 15:58:36 UTC
Amount To Be Raised $71,000 Associated Brokers / Dealers N/A CIK Number 0001984384 Filed Document 0001984384-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:58:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Asset Finance, L.P. See All Filings	D	2023-07-07 15:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001982611 Filed Document 0001982611-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:58:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of InsurTech Funds, LP See All Filings	D/A	2023-07-07 15:54:46 UTC
Amount To Be Raised $1,095,000 Associated Brokers / Dealers N/A CIK Number 0001918514 Filed Document 0001918514-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:54:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMV Series LLC - Figure AI Series See All Filings	D	2023-07-07 15:54:41 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001983824 Filed Document 0001983822-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:54:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI SPV IV, LP See All Filings	D	2023-07-07 15:54:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001983296 Filed Document 0001878646-23-000023 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:54:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMV Series LLC - Brickit Series See All Filings	D	2023-07-07 15:52:22 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001983822 Filed Document 0001983822-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:52:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ivy Row at LA Tech Fund, LP See All Filings	D	2023-07-07 15:50:54 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Metric Financial, LLC CIK Number 0001984314 Filed Document 0001984340-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:50:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Demeter Capital Group LP See All Filings	D/A	2023-07-07 15:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596877 Filed Document 0001596877-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:48:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BU-0528 Fund II AL Vehicle, a series of JMWTX Investments, LP See All Filings	D	2023-07-07 15:47:51 UTC
Amount To Be Raised $54,000 Associated Brokers / Dealers N/A CIK Number 0001984385 Filed Document 0001984385-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:47:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boldhaven Fund See All Filings	D/A	2023-07-07 15:46:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746069 Filed Document 0000902664-23-003875 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:46:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUCID PRIME FUND LLC See All Filings	D/A	2023-07-07 15:46:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749108 Filed Document 0000919574-23-004008 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:46:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lucid Cash Fund USG LLC See All Filings	D/A	2023-07-07 15:39:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711301 Filed Document 0000919574-23-004006 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:39:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WA-0409 Fund I, a series of Not Boring Ventures, LP See All Filings	D	2023-07-07 15:39:26 UTC
Amount To Be Raised $48,275 Associated Brokers / Dealers N/A CIK Number 0001984241 Filed Document 0001984241-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:39:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cityzen Solutions, Inc. See All Filings	D	2023-07-07 15:36:55 UTC
Amount To Be Raised $99,995 Associated Brokers / Dealers N/A CIK Number 0001887793 Filed Document 0001887793-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:36:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Que Onda Beverage, Inc. See All Filings	D	2023-07-07 15:35:24 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001840720 Filed Document 0001840720-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-07-07 15:35:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity