Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ancora Impact Fund LP - Series V See All Filings	D/A	2023-09-21 06:48:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thales Capital Partners LLC CIK Number 0001905193 Filed Document 0000902664-23-004866 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:48:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Impact Fund LP - Series U See All Filings	D/A	2023-09-21 06:44:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thales Capital Partners LLC CIK Number 0001905134 Filed Document 0000902664-23-004865 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:44:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Impact Fund LP - Series S See All Filings	D/A	2023-09-21 06:40:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001873416 Filed Document 0000902664-23-004864 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:40:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Impact Fund LP - Series Q See All Filings	D/A	2023-09-21 06:35:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001873269 Filed Document 0000902664-23-004863 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:35:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Impact Fund LP - Series N See All Filings	D/A	2023-09-21 06:31:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001836952 Filed Document 0000902664-23-004862 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:31:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Impact Fund LP - Series M See All Filings	D/A	2023-09-21 06:27:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001837013 Filed Document 0000902664-23-004861 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:27:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AB Private Credit Investors Corp See All Filings	D/A	2023-09-21 06:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634452 Filed Document 0000902664-23-004860 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:18:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2023-09-21 06:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Brookvine Investment Advisors PTY LTD CIK Number 0001460067 Filed Document 0000902664-23-004859 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:13:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Focus Fund Ltd See All Filings	D/A	2023-09-21 06:07:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507909 Filed Document 0000902664-23-004858 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:07:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Focus Fund LP See All Filings	D/A	2023-09-21 06:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507908 Filed Document 0000902664-23-004857 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Free Lunch, LP See All Filings	D/A	2023-09-20 21:13:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Boggs CIK Number 0001862404 Filed Document 0001862404-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 21:13:48 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunterian Medicine LLC See All Filings	D/A	2023-09-20 20:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685325 Filed Document 0001685325-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-20 20:09:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Seegrid Corp See All Filings	D/A	2023-09-20 20:08:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001634707 Filed Document 0001634707-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-20 20:08:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Haiqu, Inc. See All Filings	D	2023-09-20 19:51:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001987782 Filed Document 0001987782-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 19:51:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Disa Technologies, Inc. See All Filings	D	2023-09-20 19:25:30 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001774535 Filed Document 0001774535-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-20 19:25:30 UTC Type of Offering D Industry Environmental Services Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
CA-0501 Fund I, a series of Super Angel Syndicate, LP See All Filings	D	2023-09-20 19:08:31 UTC
Amount To Be Raised $332,500 Associated Brokers / Dealers N/A CIK Number 0001994279 Filed Document 0001994279-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-20 19:08:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DiversiFi Ventures Fund IV, LP See All Filings	D/A	2023-09-20 19:02:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001943251 Filed Document 0001943251-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-20 19:02:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3DIO Inc. See All Filings	D	2023-09-20 18:58:01 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001993906 Filed Document 0001993906-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 18:58:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Tuioti, LLC See All Filings	D	2023-09-20 18:44:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Toa Acquisitions LLC CIK Number 0001994343 Filed Document 0001994343-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-20 18:44:11 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Cardiff LRF LLC See All Filings	D	2023-09-20 18:35:45 UTC
Amount To Be Raised $159,000 Associated Brokers / Dealers N/A CIK Number 0001994339 Filed Document 0001994339-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 18:35:45 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Paradice International Small Cap Fund, L.P. See All Filings	D/A	2023-09-20 17:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817402 Filed Document 0001817402-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advantage AVP Parent Holdings, L.P. See All Filings	D	2023-09-20 17:37:33 UTC
Amount To Be Raised $382,500 Associated Brokers / Dealers N/A CIK Number 0001888030 Filed Document 0001888030-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:37:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GIE Medical, Inc. See All Filings	D	2023-09-20 17:35:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001749895 Filed Document 0001749895-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:35:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Allarity Therapeutics, Inc. See All Filings	D	2023-09-20 17:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers A.G.P./Alliance Global Partners CIK Number 0001860657 Filed Document 0001709409-23-000009 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:32:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DiversiFi Ventures Fund III, LP See All Filings	D/A	2023-09-20 17:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001943229 Filed Document 0001943229-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:23:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forward Initiative Inc. See All Filings	D	2023-09-20 17:21:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001934402 Filed Document 0001231919-23-000065 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:21:11 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TowerBrook Impact Opportunities Executive Fund, L.P. See All Filings	D/A	2023-09-20 17:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P., UBS Securities LLC, and Big Path Capital CIK Number 0001893320 Filed Document 0000950142-23-002450 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:16:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TowerBrook Impact Opportunities (OS), L.P. See All Filings	D/A	2023-09-20 17:16:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P., UBS Securities LLC, and Big Path Capital CIK Number 0001893322 Filed Document 0000950142-23-002449 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:16:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TowerBrook Impact Opportunities (Onshore), L.P. See All Filings	D/A	2023-09-20 17:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P., UBS Securities LLC, and Big Path Capital CIK Number 0001893321 Filed Document 0000950142-23-002448 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:15:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Series III of Dovetail Investment Group, LLC See All Filings	D	2023-09-20 17:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001994355 Filed Document 0001994355-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:14:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seafield Holdings LLC See All Filings	D/A	2023-09-20 17:08:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001940808 Filed Document 0001012975-23-000382 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:08:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEA Women's Economic Empowerment Singapore Fund LP See All Filings	D	2023-09-20 17:06:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001994081 Filed Document 0001994081-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:06:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB PARTNERS FUND IV, LP See All Filings	D/A	2023-09-20 17:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK MADISON PARTNERS, LLC, CURTIS POINT CAPITAL, LLC, and FIRST DOMINION CAPITAL CORP CIK Number 0001929004 Filed Document 0001104659-23-102336 Exclusions or Exemptions 506b Accepted Date 2023-09-20 17:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
QuantumSafe Data Systems Inc. See All Filings	D/A	2023-09-20 16:58:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001941628 Filed Document 0001941628-23-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2023-09-20 16:58:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
PIG ANA Investment Holdings LLC See All Filings	D	2023-09-20 16:55:41 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001993857 Filed Document 0001993869-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:55:41 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Palos Surgicenter, LLC See All Filings	D	2023-09-20 16:39:41 UTC
Amount To Be Raised $68,800 Associated Brokers / Dealers N/A CIK Number 0001890916 Filed Document 0000895527-23-000009 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:39:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kudos Technologies, Inc. See All Filings	D	2023-09-20 16:37:11 UTC
Amount To Be Raised $17,177,086 Associated Brokers / Dealers N/A CIK Number 0001883968 Filed Document 0001883968-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:37:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMX (Security Matters) Public Ltd Co See All Filings	D	2023-09-20 16:36:35 UTC
Amount To Be Raised $4,290,000 Associated Brokers / Dealers EF Hutton, a Division of Benchmark Investments, LLC CIK Number 0001940674 Filed Document 0001009448-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:36:35 UTC Type of Offering D Industry Other Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Debt
Texas Coffee Partners Ltd. See All Filings	D	2023-09-20 16:33:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001994263 Filed Document 0001994263-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:33:22 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TheraTec, Inc. See All Filings	D	2023-09-20 16:33:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001973284 Filed Document 0001973284-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:33:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Heart Test Laboratories, Inc. See All Filings	D	2023-09-20 16:30:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001209191-23-050163 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:30:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
QuantumSafe Data Systems Inc. See All Filings	D	2023-09-20 16:29:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001941628 Filed Document 0001941628-23-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2023-09-20 16:29:40 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Castlebar Fund Ltd See All Filings	D	2023-09-20 16:25:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001994254 Filed Document 0000902664-23-004850 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:25:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finom SPV, a series of Xploration Capital LLC See All Filings	D/A	2023-09-20 16:25:12 UTC
Amount To Be Raised $1,126,267 Associated Brokers / Dealers N/A CIK Number 0001984653 Filed Document 0001984653-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:25:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuvo Management Partners, LLC See All Filings	D	2023-09-20 16:24:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001994090 Filed Document 0001992957-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:24:39 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MidCity Retail II, LLC See All Filings	D	2023-09-20 16:22:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001994046 Filed Document 0001994046-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:22:24 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Integra Global Advisors VC Access Fund LP - Latin America I Series See All Filings	D/A	2023-09-20 16:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001947316 Filed Document 0000919574-23-005305 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Quartz III - Quartz Capital Master LLC See All Filings	D/A	2023-09-20 16:20:44 UTC
Amount To Be Raised $200,021 Associated Brokers / Dealers N/A CIK Number 0001993107 Filed Document 0001993107-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:20:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAI C - AV Master LLC See All Filings	D/A	2023-09-20 16:17:31 UTC
Amount To Be Raised $2,360,491 Associated Brokers / Dealers N/A CIK Number 0001980643 Filed Document 0001980643-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIG 2 ANA Investment Holdings LLC See All Filings	D	2023-09-20 16:17:07 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001993869 Filed Document 0001993869-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-20 16:17:07 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity