|
|
D |
2023-10-11 09:10:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001211348
- Filed Document
- 0001211348-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 09:10:56 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-10-11 09:06:31 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001948948
- Filed Document
- 0001948948-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 09:06:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-10-11 09:03:23 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996302
- Filed Document
- 0001996302-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 09:03:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-10-11 08:58:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001950288
- Filed Document
- 0001950288-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 08:58:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-11 08:41:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792783
- Filed Document
- 0001792783-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 08:41:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-11 07:49:53 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001416162
- Filed Document
- 0001416162-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 07:49:53 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-10-11 07:20:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731592
- Filed Document
- 0001731592-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 07:20:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Franklin Ventures Investments, L.P. - Technology Opps Series III
See All Filings
|
D/A |
2023-10-11 06:59:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Distributors, LLC and J.P. Morgan Securities LLC
- CIK Number
- 0001976728
- Filed Document
- 0001976728-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 06:59:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-10-11 06:52:52 UTC |
- Amount To Be Raised
- $45,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996807
- Filed Document
- 0001996807-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 06:52:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-10-11 06:52:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711143
- Filed Document
- 0001711143-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 06:52:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-10-11 06:49:36 UTC |
- Amount To Be Raised
- $141,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996600
- Filed Document
- 0001996600-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 06:49:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-10-11 06:47:10 UTC |
- Amount To Be Raised
- $122,696
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996806
- Filed Document
- 0001996806-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 06:47:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-10-11 06:17:57 UTC |
- Amount To Be Raised
- $423,775
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001991623
- Filed Document
- 0001991623-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 06:17:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-10-11 06:17:41 UTC |
- Amount To Be Raised
- $235,882
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001994281
- Filed Document
- 0001994281-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 06:17:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-10-11 06:17:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001948461
- Filed Document
- 0000902664-23-005078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 06:17:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-10-11 06:09:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001949680
- Filed Document
- 0000902664-23-005077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 06:09:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-10-11 06:01:33 UTC |
- Amount To Be Raised
- $937,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996510
- Filed Document
- 0001654954-23-012778
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-11 06:01:33 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-10-10 21:26:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sanford C. Bernstein
- CIK Number
- 0001877224
- Filed Document
- 0001877224-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 21:26:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-10-10 20:10:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996020
- Filed Document
- 0001996020-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 20:10:51 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 19:57:43 UTC |
- Amount To Be Raised
- $2,884,615
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618835
- Filed Document
- 0001618835-23-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 19:57:43 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2023-10-10 19:50:14 UTC |
- Amount To Be Raised
- $16,000,003
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001907538
- Filed Document
- 0001907538-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 19:50:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 19:45:07 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001995313
- Filed Document
- 0001995313-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 19:45:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-10-10 19:44:25 UTC |
- Amount To Be Raised
- $7,223,986
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001978897
- Filed Document
- 0001978897-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 19:44:25 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 19:33:17 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001991834
- Filed Document
- 0001991834-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 19:33:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2023-10-10 19:05:43 UTC |
- Amount To Be Raised
- $115,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996470
- Filed Document
- 0001996470-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 19:05:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-10-10 18:43:58 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001993830
- Filed Document
- 0001993830-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 18:43:58 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 18:43:13 UTC |
- Amount To Be Raised
- $937,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996598
- Filed Document
- 0001654954-23-012764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 18:43:13 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 18:39:56 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996861
- Filed Document
- 0001996861-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 18:39:56 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2023-10-10 18:36:50 UTC |
- Amount To Be Raised
- $9,623,133
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001984764
- Filed Document
- 0001984764-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 18:36:50 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2023-10-10 18:20:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001995864
- Filed Document
- 0001995864-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 18:20:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-10-10 18:07:40 UTC |
- Amount To Be Raised
- $2,585,000
- Associated Brokers / Dealers
- EquityZen Advisors LLC
- CIK Number
- 0001979956
- Filed Document
- 0001979956-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 18:07:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 18:05:04 UTC |
- Amount To Be Raised
- $100,010,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996716
- Filed Document
- 0001996716-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 18:05:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 18:02:17 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996913
- Filed Document
- 0001996913-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 18:02:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2023-10-10 18:00:36 UTC |
- Amount To Be Raised
- $100,320,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996693
- Filed Document
- 0001996693-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 18:00:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:54:02 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001521951
- Filed Document
- 0000892712-23-000130
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:54:02 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2023-10-10 17:52:43 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001991895
- Filed Document
- 0001991895-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:52:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-10-10 17:42:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001937022
- Filed Document
- 0000897069-23-001450
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:42:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:40:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996911
- Filed Document
- 0001996911-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:40:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-10-10 17:36:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Solomon Opoku, Ronald Frayo, and Etan Butler
- CIK Number
- 0001882622
- Filed Document
- 0001882622-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:36:17 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:36:10 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996929
- Filed Document
- 0001996929-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:36:10 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:34:37 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- HOLLISTER ASSOCIATES, LLC and EQUUS FINANCIAL CONSULTING LLC
- CIK Number
- 0001995593
- Filed Document
- 0001995593-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:34:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:34:22 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- HOLLISTER ASSOCIATES, LLC and EQUUS FINANCIAL CONSULTING LLC
- CIK Number
- 0001995797
- Filed Document
- 0001995797-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:34:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:33:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001942717
- Filed Document
- 0001567619-23-007411
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:33:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-10-10 17:33:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001950675
- Filed Document
- 0001950675-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:33:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-10-10 17:31:35 UTC |
- Amount To Be Raised
- $163,950,253
- Associated Brokers / Dealers
- Inland Securities Corporation, Emerson Equity LLC, DAI Securities, LLC, Arkadios Capital, Cambridge Investment Research, Inc., Infinex Investments, Inc., Wintrust Investments LLC, Concorde Investment Services, LLC, Private Client Services, LLC, Avantax Investment Services, Inc., Third Seven Capital LLC, JRL Capital Corporation, Cetera Advisor Networks LLC, Lincoln Financial Securities Corporation, Coastal Equities, Inc., Lincoln Financial Advisors Corporation, Cabot Lodge Securities LLC, Calton & Associates, Inc., Independence Capital Co., Inc., LifeMark Securities Corp., The Strategic Financial Alliance, Inc., Ameritas Investment Company, LLC, Cetera Financial Specialists LLC, Cetera Advisors, LLC, Great Point Capital LLC, World Equity Group, Inc., Cetera Investment Services LLC, Western International Securities, Inc., Crown Capital Securities, L.P., Purshe Kaplan Sterling Investments, Aegis Capital Corp., NexTrend Securities, Inc., Lion Street Financial, LLC, Woodbury Financial Services, Inc., Osaic Wealth, Inc., American Portfolios Financial Services, Inc., Realized Financial, Inc., Concourse Financial Group Securities, Inc., Triad Advisors LLC, Sagepoint Financial, Inc., Spire Securities, LLC, Rainmaker Securities, LLC, Berthel, Fisher & Company Financial Services, Inc., Securities America, Inc., RCX Capital Group, LLC, APW Capital, Inc., Harbour Investments, Inc., and FSC Securities Corporation
- CIK Number
- 0001942781
- Filed Document
- 0001942781-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:31:35 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:29:40 UTC |
- Amount To Be Raised
- $2,072,978
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733746
- Filed Document
- 0001733746-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:29:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:26:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LAZARD FRERES & CO. LLC
- CIK Number
- 0001991511
- Filed Document
- 0001991511-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:26:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:26:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001995981
- Filed Document
- 0000897069-23-001449
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:26:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:25:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LAZARD FRERES & CO. LLC
- CIK Number
- 0001991510
- Filed Document
- 0001991510-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:25:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-10-10 17:23:27 UTC |
- Amount To Be Raised
- $21,286,407
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001996907
- Filed Document
- 0001996907-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-10-10 17:23:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|