Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LANCASTER EUROPEAN EQUITY Ltd See All Filings	D/A	2023-11-09 09:02:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559240 Filed Document 0000919574-23-005993 Exclusions or Exemptions 506b Accepted Date 2023-11-09 09:02:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ascellus Health, Inc. See All Filings	D	2023-11-09 08:45:55 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001636745 Filed Document 0001636745-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-09 08:45:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AXL Wealth Group, LP See All Filings	D	2023-11-09 08:08:20 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001999687 Filed Document 0000902664-23-005411 Exclusions or Exemptions 506b Accepted Date 2023-11-09 08:08:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Abbey Futures Fund, a segregated account of ACL Alternative Fund SAC Ltd See All Filings	D/A	2023-11-09 07:05:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001890105 Filed Document 0001890105-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-09 07:05:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital Arcadia Onshore Fund, L.P. See All Filings	D	2023-11-09 07:02:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001973511 Filed Document 0000902664-23-005406 Exclusions or Exemptions 506b Accepted Date 2023-11-09 07:02:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital CEF Special Opportunities Offshore Fund 2, Ltd. See All Filings	D	2023-11-09 06:56:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001999962 Filed Document 0000902664-23-005405 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:56:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Capstone Phi Kappa Fund Ltd. See All Filings	D/A	2023-11-09 06:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759086 Filed Document 0000902664-23-005404 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vinik Family Portfolio LP See All Filings	D/A	2023-11-09 06:42:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585445 Filed Document 0000902664-23-005403 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:42:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Arosa Capital Management Market Neutral Offshore Fund Ltd. See All Filings	D/A	2023-11-09 06:37:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658384 Filed Document 0000902664-23-005402 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:37:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVI International Credit Fund Ltd. See All Filings	D/A	2023-11-09 06:31:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534420 Filed Document 0000902664-23-005401 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:31:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AB Arya Partners (Cayman) Fund, L.P. See All Filings	D/A	2023-11-09 06:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690391 Filed Document 0000902664-23-005400 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:25:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AB Arya Partners (Delaware) Fund, L.P. See All Filings	D/A	2023-11-09 06:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690392 Filed Document 0000902664-23-005399 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:22:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Andurand Climate & Energy Transition Fund See All Filings	D/A	2023-11-09 06:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001869905 Filed Document 0000902664-23-005398 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLAR CAPITAL FUNDS PUBLIC LTD CO See All Filings	D/A	2023-11-09 06:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170710 Filed Document 0000902664-23-005397 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:11:13 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MP Concentrated Fund I, LLC See All Filings	D/A	2023-11-09 06:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475645 Filed Document 0001493152-23-039969 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:08:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund See All Filings	D/A	2023-11-09 06:05:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759017 Filed Document 0000902664-23-005396 Exclusions or Exemptions 506b Accepted Date 2023-11-09 06:05:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Shield Fund LP See All Filings	D	2023-11-08 21:11:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001999691 Filed Document 0001999691-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 21:11:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FACTORIAL FEEDER FUND I See All Filings	D/A	2023-11-08 20:26:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689493 Filed Document 0001689493-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 20:26:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SV PACIFIC VENTURES 688 SAI LLC See All Filings	D	2023-11-08 20:22:55 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001998735 Filed Document 0001998735-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 20:22:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soundboard Inc. See All Filings	D	2023-11-08 19:32:33 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001999674 Filed Document 0001999674-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 19:32:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Nevada Sunrise Metals Corp. See All Filings	D	2023-11-08 19:31:56 UTC
Amount To Be Raised $289,500 Associated Brokers / Dealers N/A CIK Number 0001415758 Filed Document 0001183740-23-000121 Exclusions or Exemptions 506b Accepted Date 2023-11-08 19:31:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Evergreen Alpha Fund LP See All Filings	D/A	2023-11-08 19:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001835029 Filed Document 0001835029-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 19:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged MD, Inc. See All Filings	D	2023-11-08 19:15:08 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001951715 Filed Document 0001951715-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 19:15:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
LaserMotive, Inc. See All Filings	D/A	2023-11-08 19:07:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001702701 Filed Document 0001702701-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-08 19:07:58 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CRE Capital P004, LLC See All Filings	D	2023-11-08 19:07:34 UTC
Amount To Be Raised $865,000 Associated Brokers / Dealers N/A CIK Number 0002000362 Filed Document 0002000362-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 19:07:34 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SALUS FINANCIAL TECHNOLOGY, INC. See All Filings	D	2023-11-08 18:35:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002000093 Filed Document 0002000093-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 18:35:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Henosis Limited Partnership See All Filings	D	2023-11-08 18:31:17 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001998947 Filed Document 0001998947-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 18:31:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Hark IV Series Fund, LLC See All Filings	D/A	2023-11-08 18:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Investment Associates AG and PTP Securities, LLC CIK Number 0001947900 Filed Document 0001947900-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 18:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hark Capital IV, LP See All Filings	D/A	2023-11-08 18:13:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Investment Associates AG and PTP Securities, LLC CIK Number 0001938816 Filed Document 0001938816-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 18:13:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wecover Platforms, Inc. See All Filings	D	2023-11-08 18:02:14 UTC
Amount To Be Raised $6,125,000 Associated Brokers / Dealers N/A CIK Number 0002000177 Filed Document 0002000177-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 18:02:14 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Xage Security, Inc. See All Filings	D	2023-11-08 17:58:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001749043 Filed Document 0001749043-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:58:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Iron Bridge Mortgage Fund, LLC See All Filings	D/A	2023-11-08 17:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462371 Filed Document 0001462371-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:57:21 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Premier Gold Holdings LP See All Filings	D/A	2023-11-08 17:52:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619578 Filed Document 0001619578-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:52:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundation LLM Technologies, Inc. See All Filings	D	2023-11-08 17:27:27 UTC
Amount To Be Raised $7,499,995 Associated Brokers / Dealers N/A CIK Number 0002000091 Filed Document 0002000091-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:27:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nieux Company, LLC See All Filings	D	2023-11-08 17:25:42 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0002000148 Filed Document 0002000148-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:25:42 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OP Highland Park, LLC See All Filings	D	2023-11-08 17:21:35 UTC
Amount To Be Raised $12,653,315 Associated Brokers / Dealers N/A CIK Number 0001998509 Filed Document 0001567619-23-007665 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:21:35 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sweetwater III B LP See All Filings	D	2023-11-08 17:18:31 UTC
Amount To Be Raised $33,400,000 Associated Brokers / Dealers N/A CIK Number 0001989722 Filed Document 0001989722-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:18:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Tax Enhanced Neutral Fund, LP See All Filings	D/A	2023-11-08 17:15:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746690 Filed Document 0001013594-23-000895 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:15:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IQHQ, Inc. See All Filings	D	2023-11-08 17:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001793573 Filed Document 0001567619-23-007663 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:14:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Madison Retail Box Conversion REIT, Inc. See All Filings	D/A	2023-11-08 17:12:41 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers COASTAL INVESTMENT ADVISORS, INC. CIK Number 0001796108 Filed Document 0001796108-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:12:41 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RE Premier BREP X Onshore Feeder L.P. See All Filings	D/A	2023-11-08 17:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC CIK Number 0001952755 Filed Document 0000897069-23-001567 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Green Options, PBC See All Filings	D	2023-11-08 17:09:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002000098 Filed Document 0002000098-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:09:22 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
COMMONFUND OCIO GLOBAL EQUITY, LLC See All Filings	D/A	2023-11-08 17:08:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001556090 Filed Document 0001556090-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:08:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CB World Management LLC See All Filings	D	2023-11-08 17:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001926549 Filed Document 0001926549-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:07:40 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Premier BREP X Offshore Feeder L.P. See All Filings	D/A	2023-11-08 17:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC CIK Number 0001952757 Filed Document 0000897069-23-001566 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:04:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Prognostics, Inc. See All Filings	D	2023-11-08 17:01:18 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001940780 Filed Document 0001940780-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-08 17:01:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Underline Ventures Fund I CV See All Filings	D	2023-11-08 16:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001998838 Filed Document 0000943663-23-000170 Exclusions or Exemptions 506b Accepted Date 2023-11-08 16:58:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PE Premier Vintage Secondary Strategies III Onshore Feeder LP See All Filings	D/A	2023-11-08 16:57:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC CIK Number 0001952418 Filed Document 0000897069-23-001565 Exclusions or Exemptions 506b Accepted Date 2023-11-08 16:57:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEG Global Private Equity XI L.P. See All Filings	D/A	2023-11-08 16:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001943691 Filed Document 0001012975-23-000450 Exclusions or Exemptions 506b Accepted Date 2023-11-08 16:56:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
First Light Focus (QP) Fund, LP See All Filings	D/A	2023-11-08 16:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian Beh CIK Number 0001892798 Filed Document 0001892798-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-08 16:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity