|
|
D/A |
2023-11-14 12:51:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570753
- Filed Document
- 0001570753-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 12:51:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 12:50:34 UTC |
- Amount To Be Raised
- $311,610
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001836099
- Filed Document
- 0001836099-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 12:50:34 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-11-14 12:47:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc.
- CIK Number
- 0001521845
- Filed Document
- 0001209191-23-055128
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 12:47:58 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2023-11-14 12:43:36 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002000246
- Filed Document
- 0002000246-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 12:43:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 12:39:45 UTC |
- Amount To Be Raised
- $294,710
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754456
- Filed Document
- 0001754456-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 12:39:45 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-11-14 12:36:20 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- TPEG Securities LLC
- CIK Number
- 0001974156
- Filed Document
- 0001974156-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 12:36:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
NORTHSTAR VC SERIES 26 A SERIES OF NORTHSTAR VENTURE CAPITAL LLC
See All Filings
|
D |
2023-11-14 12:36:17 UTC |
- Amount To Be Raised
- $2,148,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002000893
- Filed Document
- 0002000893-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 12:36:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-11-14 12:26:24 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424288
- Filed Document
- 0001424288-23-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 12:26:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-11-14 11:55:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718294
- Filed Document
- 0001718294-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:55:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 11:54:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001998705
- Filed Document
- 0001998705-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:54:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 11:53:36 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002000761
- Filed Document
- 0002000761-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:53:36 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2023-11-14 11:53:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002000681
- Filed Document
- 0002000681-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:53:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 11:50:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001999766
- Filed Document
- 0001999766-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:50:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-11-14 11:43:53 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002000018
- Filed Document
- 0002000018-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:43:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 11:38:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001998706
- Filed Document
- 0001998706-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:38:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 11:35:56 UTC |
- Amount To Be Raised
- $130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001990134
- Filed Document
- 0001990134-23-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:35:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-11-14 11:33:26 UTC |
- Amount To Be Raised
- $4,130,232
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001890181
- Filed Document
- 0001890181-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:33:26 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 11:33:11 UTC |
- Amount To Be Raised
- $4,625,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001998413
- Filed Document
- 0001998413-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:33:11 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2023-11-14 11:33:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001831775
- Filed Document
- 0001831775-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:33:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-11-14 11:31:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001999765
- Filed Document
- 0001999765-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:31:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
BVI Core Q42023-1 Series, a Series of Blu Venture Investors Core, LLC
See All Filings
|
D |
2023-11-14 11:30:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002000812
- Filed Document
- 0002000812-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:30:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-11-14 11:28:25 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726725
- Filed Document
- 0001726725-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:28:25 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 11:24:28 UTC |
- Amount To Be Raised
- $912,717
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001995560
- Filed Document
- 0001999323-23-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:24:28 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 11:23:40 UTC |
- Amount To Be Raised
- $22,425,123
- Associated Brokers / Dealers
- Integral Wealth Securities LLC
- CIK Number
- 0001957656
- Filed Document
- 0001957656-23-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:23:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2023-11-14 11:21:38 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409700
- Filed Document
- 0001409700-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:21:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Plutus21 Genesis Fund of Plutus21 Blockchain Platform, L.L.C.
See All Filings
|
D/A |
2023-11-14 11:20:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001894336
- Filed Document
- 0001894336-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:20:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-11-14 11:10:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001892269
- Filed Document
- 0001892269-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:10:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-11-14 11:09:59 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001989497
- Filed Document
- 0001989497-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:09:59 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 11:08:33 UTC |
- Amount To Be Raised
- $905,391
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002000416
- Filed Document
- 0001989458-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 11:08:33 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2023-11-14 10:53:26 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001999215
- Filed Document
- 0001999323-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:53:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-11-14 10:53:17 UTC |
- Amount To Be Raised
- $98,434,970
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002000728
- Filed Document
- 0002000728-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:53:17 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2023-11-14 10:48:22 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001918013
- Filed Document
- 0001918013-23-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:48:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-11-14 10:46:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758845
- Filed Document
- 0001758845-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:46:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Z4
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-11-14 10:44:13 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002000615
- Filed Document
- 0002000615-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:44:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GREECE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-11-14 10:40:41 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001906116
- Filed Document
- 0001720180-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:40:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-11-14 10:40:27 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001953917
- Filed Document
- 0001953917-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:40:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-11-14 10:38:17 UTC |
- Amount To Be Raised
- $58,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001999216
- Filed Document
- 0001999323-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:38:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-11-14 10:31:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794522
- Filed Document
- 0001794522-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:31:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-11-14 10:29:24 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001819633
- Filed Document
- 0001720180-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:29:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-11-14 10:27:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002000321
- Filed Document
- 0002000321-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:27:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-11-14 10:24:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securites, LLC
- CIK Number
- 0001628645
- Filed Document
- 0001119402-23-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:24:22 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2023-11-14 10:20:54 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001981413
- Filed Document
- 0001981413-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:20:54 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2023-11-14 10:20:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001119402-23-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:20:34 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2023-11-14 10:18:44 UTC |
- Amount To Be Raised
- $133,889
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001999323
- Filed Document
- 0001999323-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:18:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-11-14 10:14:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, M Holding Securities, Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management, Inc., Mutual Trust Company of America Securities, AIG Financial Advisors, Inc., InterSecurities, Inc., Metlife Securities, Inc., Royal Alliance Associates, ProEquities, Inc., Regal Seucrities, Inc., GA Financial, Inc., JP Turner & Co. LLC, ManorHouse Capital LLC, National Planning Corp., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, Inc., USF Securities LP, Brookstone Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., and Triad Advisors, Inc.
- CIK Number
- 0001432334
- Filed Document
- 0001119402-23-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:14:33 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2023-11-14 10:10:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Frank O'Keefe, Clifford Eisler, Jeffery Davis, David Byers, William Wood, Pat Trammell, Todd Mezrah, Doug Hester, FNBB Capital Markets, LLC, Jim Crone, Matthew Schoen, John Stein III, CPFG Securities, Pro-Equities, Inc., and The Leaders Group
- CIK Number
- 0001119402
- Filed Document
- 0001119402-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:10:13 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2023-11-14 10:02:43 UTC |
- Amount To Be Raised
- $880,500
- Associated Brokers / Dealers
- None
- CIK Number
- 0002000780
- Filed Document
- 0002000780-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:02:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2023-11-14 10:02:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Newport Group Securities, Inc.
- CIK Number
- 0001535169
- Filed Document
- 0001119402-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:02:27 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2023-11-14 09:52:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680304
- Filed Document
- 0001013594-23-000912
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 09:52:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-11-14 09:51:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc., GA Financial, Inc., Becker & Suffern, Ltd, Commonwealth Financial Network, Geneos Wealth Management, Inc, FNBB Capital Markets, LLC, and KCG Securities
- CIK Number
- 0001407851
- Filed Document
- 0001119402-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 09:51:04 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|