Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WILLIAM JAMES CAPITAL, L.P. See All Filings	D/A	2024-03-11 13:42:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579246 Filed Document 0001532429-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:42:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WATERFORD BANCORP INC See All Filings	D/A	2024-03-11 13:40:31 UTC
Amount To Be Raised $12,169,045 Associated Brokers / Dealers N/A CIK Number 0001394342 Filed Document 0001394342-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:40:31 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Westbeck Energy Opportunity Fund See All Filings	D/A	2024-03-11 13:39:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001901926 Filed Document 0000943663-24-000077 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:39:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westbeck Energy Opportunity Fund (US) LP See All Filings	D/A	2024-03-11 13:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid-Continent Securities, Ltd., Marco Polo Securities, and 16 Points CIK Number 0001851738 Filed Document 0000943663-24-000076 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:31:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALUMIS INC. See All Filings	D	2024-03-11 13:30:03 UTC
Amount To Be Raised $258,999,914 Associated Brokers / Dealers N/A CIK Number 0001847367 Filed Document 0001288320-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:30:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Investcorp Employee Co-Investment Program Incentive Limited Partnership See All Filings	D	2024-03-11 13:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002003057 Filed Document 0002003057-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:27:12 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Melt Pharmaceuticals, Inc. See All Filings	D/A	2024-03-11 13:25:03 UTC
Amount To Be Raised $47,763,600 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001767398 Filed Document 0001767398-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:25:03 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
JA-1130 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2024-03-11 13:24:19 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0002014539 Filed Document 0002014539-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:24:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fugio Fund XIII PE, LP See All Filings	D	2024-03-11 13:23:16 UTC
Amount To Be Raised $44,355,500 Associated Brokers / Dealers N/A CIK Number 0002012975 Filed Document 0002012975-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:23:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Fugio Fund XIII VC, LP See All Filings	D	2024-03-11 13:08:52 UTC
Amount To Be Raised $44,065,500 Associated Brokers / Dealers N/A CIK Number 0002012977 Filed Document 0002012977-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:08:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
First Principles Fund One LP See All Filings	D/A	2024-03-11 13:08:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817146 Filed Document 0001817146-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:08:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PennantPark Senior Credit Fund II ERISA Levered Feeder, LP See All Filings	D	2024-03-11 13:03:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002014009 Filed Document 0001962600-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-03-11 13:03:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexus Neurotech SPV I, L.P. See All Filings	D	2024-03-11 12:58:29 UTC
Amount To Be Raised $8,130,000 Associated Brokers / Dealers N/A CIK Number 0002013175 Filed Document 0002013175-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:58:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PennantPark Senior Credit Fund II Levered Feeder, LP See All Filings	D	2024-03-11 12:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002014246 Filed Document 0001962600-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:54:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kathmandu Partners, LP See All Filings	D/A	2024-03-11 12:52:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001969204 Filed Document 0001969204-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:52:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PennantPark Credit Opportunities Fund IV ERISA, LP See All Filings	D/A	2024-03-11 12:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001962651 Filed Document 0001962600-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:50:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PennantPark Credit Opportunities Fund IV, LP See All Filings	D/A	2024-03-11 12:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001962600 Filed Document 0001962600-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FL Club Holdings LLC See All Filings	D	2024-03-11 12:43:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002014993 Filed Document 0002014993-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:43:21 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EO Investors SPV I, LLC See All Filings	D	2024-03-11 12:38:07 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0002014494 Filed Document 0002014494-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:38:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dumpling Daughter, Inc. See All Filings	D	2024-03-11 12:24:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001737639 Filed Document 0001737639-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:24:25 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Global Multi-Strategy Fund (Cayman), Ltd. See All Filings	D/A	2024-03-11 12:23:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001995219 Filed Document 0000919574-24-001996 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:23:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Natural Gas Opportunities II Fund (Cayman), Ltd. See All Filings	D/A	2024-03-11 12:19:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001976913 Filed Document 0000919574-24-001994 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:19:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN STANDARD PARTNERS LP See All Filings	D/A	2024-03-11 12:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450414 Filed Document 0001104659-24-032873 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:14:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Standard Partners QP, L.P. See All Filings	D/A	2024-03-11 12:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544857 Filed Document 0001104659-24-032872 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navat Feeder Fund See All Filings	D/A	2024-03-11 12:07:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001968310 Filed Document 0001315863-24-000331 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:07:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GameDriver, Inc. See All Filings	D	2024-03-11 12:05:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001919611 Filed Document 0001919611-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:05:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd. See All Filings	D/A	2024-03-11 12:00:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001976355 Filed Document 0000919574-24-001992 Exclusions or Exemptions 506b Accepted Date 2024-03-11 12:00:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Barley Institutional Co-Invest Limited Partnership See All Filings	D	2024-03-11 11:58:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002013152 Filed Document 0002013152-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:58:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nest Healthcare, Inc. See All Filings	D	2024-03-11 11:58:40 UTC
Amount To Be Raised $6,195,000 Associated Brokers / Dealers N/A CIK Number 0001969596 Filed Document 0001969596-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:58:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Climate Resilience Fund (Cayman), Ltd. See All Filings	D/A	2024-03-11 11:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001910060 Filed Document 0000919574-24-001990 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:57:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
4x4 Fund III, LP See All Filings	D	2024-03-11 11:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002014163 Filed Document 0002014163-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:56:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellington Institutional Multi-Strategy Fund (Cayman), Ltd. See All Filings	D/A	2024-03-11 11:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001849053 Filed Document 0000919574-24-001988 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pinata Rent, Inc. See All Filings	D	2024-03-11 11:52:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001810837 Filed Document 0001810837-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:52:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GATSBY DEVELOPMENT LTD LIABILITY CO See All Filings	D	2024-03-11 11:46:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0002012431 Filed Document 0002012431-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:46:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Peoples Choice Storage Wichita 4, LLC See All Filings	D	2024-03-11 11:45:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0002013829 Filed Document 0002013959-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:45:35 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SharpeMachine, LLC See All Filings	D	2024-03-11 11:45:15 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0002002795 Filed Document 0002002795-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:45:15 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
La Maison Ventures, LLC See All Filings	D/A	2024-03-11 11:38:58 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0002013173 Filed Document 0002013173-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:38:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FAI Fund I, a series of Mana Ventures Funds, LP See All Filings	D	2024-03-11 11:31:27 UTC
Amount To Be Raised $2,748,392 Associated Brokers / Dealers N/A CIK Number 0002012824 Filed Document 0002012824-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:31:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beachy Co. See All Filings	D	2024-03-11 11:29:32 UTC
Amount To Be Raised $1,615,000 Associated Brokers / Dealers N/A CIK Number 0001911093 Filed Document 0001911093-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:29:32 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ashgrove MHC LLC See All Filings	D	2024-03-11 11:29:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002013959 Filed Document 0002013959-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:29:02 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
SIERRA CAPITAL PARTNERS LP See All Filings	D/A	2024-03-11 11:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406562 Filed Document 0001392067-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:23:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Global Research Equity Extended Fund (Cayman), Ltd. See All Filings	D/A	2024-03-11 11:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001875716 Filed Document 0000919574-24-001986 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Barley (No.1) Limited Partnership See All Filings	D	2024-03-11 11:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002013167 Filed Document 0002013167-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:17:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SGV27, a series of SGV I, LLC See All Filings	D	2024-03-11 11:12:48 UTC
Amount To Be Raised $1,689,479 Associated Brokers / Dealers Finalis Securities, LLC CIK Number 0002012849 Filed Document 0002012849-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:12:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perini Capital Phoenix Fund, LLC See All Filings	D/A	2024-03-11 11:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001913848 Filed Document 0001137439-24-000718 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apriqot, Inc. See All Filings	D	2024-03-11 11:07:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0002005593 Filed Document 0002005593-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-03-11 11:07:14 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Debt
FitzWalter Capital Partners II, LP See All Filings	D/A	2024-03-11 10:55:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable and Not applicable CIK Number 0001971261 Filed Document 0001971261-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-11 10:55:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Magdalena Investors (Cayman), Ltd. See All Filings	D/A	2024-03-11 10:54:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001703596 Filed Document 0000919574-24-001984 Exclusions or Exemptions 506b Accepted Date 2024-03-11 10:54:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RANGER INVESTMENT MASTER FUND, L.P. See All Filings	D/A	2024-03-11 10:53:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tessera Capital Partners CIK Number 0001267884 Filed Document 0001267884-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-11 10:53:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Bloodhound Tracking Device, Inc See All Filings	D/A	2024-03-11 10:48:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001964728 Filed Document 0001964728-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-11 10:48:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt