Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Okabena Marketable Alternatives Fund II, LLC See All Filings	D/A	2024-03-22 10:56:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544764 Filed Document 0001544764-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:56:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena International Equity Fund, LLC See All Filings	D/A	2024-03-22 10:54:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544766 Filed Document 0001544766-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:54:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena U.S. Equity Fund, LLC See All Filings	D/A	2024-03-22 10:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544755 Filed Document 0001544755-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:53:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
97 Mill Street LLC See All Filings	D	2024-03-22 10:52:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002016655 Filed Document 0002016655-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:52:17 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
UFUND Riverbend Mezz Debt LLC See All Filings	D	2024-03-22 10:41:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002016638 Filed Document 0002016638-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:41:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Springhill US Feeder Fund Ltd See All Filings	D/A	2024-03-22 10:40:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001854778 Filed Document 0001854778-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:40:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Handsome Flip Fund 1 LLC See All Filings	D	2024-03-22 10:34:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002015033 Filed Document 0002015033-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:34:26 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
Savvy Financial, Inc. See All Filings	D/A	2024-03-22 10:28:40 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001759856 Filed Document 0001759856-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:28:40 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
WYNDO INC See All Filings	D	2024-03-22 10:28:21 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0002014256 Filed Document 0002014256-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:28:21 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Innovatus Lower Middle Market Value Fund I, LP See All Filings	D/A	2024-03-22 10:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001906631 Filed Document 0000945621-24-000317 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:20:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Bond Fund, LLC See All Filings	D/A	2024-03-22 10:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544752 Filed Document 0001544752-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovatus Life Sciences Offshore Fund I-A, LP See All Filings	D/A	2024-03-22 10:18:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811630 Filed Document 0000945621-24-000316 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:18:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyndTec Inc. See All Filings	D	2024-03-22 10:17:50 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001777607 Filed Document 0001062993-24-006943 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:17:50 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Innovatus Life Sciences Lending Fund I, LP See All Filings	D/A	2024-03-22 10:16:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692825 Filed Document 0000945621-24-000315 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:16:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovatus Lower Middle Market Value Offshore Fund I, LP See All Filings	D/A	2024-03-22 10:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001970197 Filed Document 0000945621-24-000314 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
116 Cedar Bluff Rd LLC See All Filings	D	2024-03-22 10:11:08 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0002016146 Filed Document 0002016146-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:11:08 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Springhill Global Feeder Fund Ltd See All Filings	D/A	2024-03-22 10:07:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001854600 Filed Document 0001854600-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:07:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wallace Hart Momentum Fund, LP See All Filings	D/A	2024-03-22 10:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001844851 Filed Document 0001844851-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:06:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTELLIGENT BIO SOLUTIONS INC. See All Filings	D	2024-03-22 10:00:09 UTC
Amount To Be Raised $10,100,683 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001725430 Filed Document 0001493152-24-010924 Exclusions or Exemptions 506b Accepted Date 2024-03-22 10:00:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Okabena Special Opportunities Fund, LLC See All Filings	D/A	2024-03-22 09:58:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544788 Filed Document 0001544788-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:58:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Marketable Alternatives Fund, LLC See All Filings	D/A	2024-03-22 09:57:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544787 Filed Document 0001544787-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:57:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Diversified Equity Fund, LLC See All Filings	D/A	2024-03-22 09:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544786 Filed Document 0001544786-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:55:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACR Opportunity, L.P. See All Filings	D/A	2024-03-22 09:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518031 Filed Document 0001518031-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moonstone Nutrition Inc. See All Filings	D	2024-03-22 09:54:44 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0002014005 Filed Document 0000898432-24-000232 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:54:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Okabena Fixed Income Fund, LLC See All Filings	D/A	2024-03-22 09:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544785 Filed Document 0001544785-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunrise Capital V, L.P. See All Filings	D	2024-03-22 09:53:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002012758 Filed Document 0002012758-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:53:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Highfield HFRI LLC See All Filings	D	2024-03-22 09:50:52 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0002016476 Filed Document 0002016476-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:50:52 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tall Trees Capital Partners, LP See All Filings	D/A	2024-03-22 09:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001918911 Filed Document 0001013594-24-000299 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:46:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Carrhae Capital Fund LP See All Filings	D/A	2024-03-22 09:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550306 Filed Document 0000902664-24-002556 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:38:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Verdis Hedged Strategies Fund, L.P. See All Filings	D/A	2024-03-22 09:33:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398397 Filed Document 0000945621-24-000313 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:33:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERDIS OPPORTUNISTIC GLOBAL EQUITY PARTNERS, L.P. See All Filings	D/A	2024-03-22 09:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421971 Filed Document 0000945621-24-000312 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
814 Manhattan Owner LLC See All Filings	D	2024-03-22 09:29:15 UTC
Amount To Be Raised $2,528,225 Associated Brokers / Dealers N/A CIK Number 0002016575 Filed Document 0002016296-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:29:15 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Balbec SC Evergreen Fund, L.P. See All Filings	D/A	2024-03-22 09:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001852067 Filed Document 0000945621-24-000311 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:13:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balbec SC Evergreen Feeder Fund, L.P. See All Filings	D/A	2024-03-22 09:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001852069 Filed Document 0000945621-24-000310 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:11:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audacity Fund, L.P. See All Filings	D/A	2024-03-22 09:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806617 Filed Document 0001806617-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGIM Ultra Short Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2024-03-22 09:01:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001852095 Filed Document 0001852095-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 09:01:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future Africa III LP See All Filings	D/A	2024-03-22 08:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002014583 Filed Document 0002014583-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-22 08:56:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Direct Access Offshore Fund II LP See All Filings	D/A	2024-03-22 08:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001939069 Filed Document 0001939069-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 08:52:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Total Return Credit Fund L.P. See All Filings	D/A	2024-03-22 08:47:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001852458 Filed Document 0000945621-24-000309 Exclusions or Exemptions 506b Accepted Date 2024-03-22 08:47:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Direct Access Fund II LP See All Filings	D/A	2024-03-22 08:46:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001939075 Filed Document 0001939075-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 08:46:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Thematic Long Short Equity Fund Cayman Feeder L.P. See All Filings	D/A	2024-03-22 08:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001852512 Filed Document 0000945621-24-000308 Exclusions or Exemptions 506b Accepted Date 2024-03-22 08:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Global Equity Feeder Fund L.P. See All Filings	D/A	2024-03-22 08:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001852468 Filed Document 0000945621-24-000307 Exclusions or Exemptions 506b Accepted Date 2024-03-22 08:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Global Equity Feeder Fund, a sub-fund of Cheyne Select Feeder Fund ICAV See All Filings	D/A	2024-03-22 08:34:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808105 Filed Document 0000945621-24-000306 Exclusions or Exemptions 506b Accepted Date 2024-03-22 08:34:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mill Creek Strategic Return LP See All Filings	D/A	2024-03-22 07:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404203 Filed Document 0001404203-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 07:28:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mill Creek Strategic Return International, Ltd. See All Filings	D/A	2024-03-22 07:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486967 Filed Document 0001486967-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-22 07:18:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SU-0214 Gaingels Fund I, a series of 2022 Ventures Early, LP See All Filings	D	2024-03-22 06:38:06 UTC
Amount To Be Raised $53,299 Associated Brokers / Dealers N/A CIK Number 0002012936 Filed Document 0002012936-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-22 06:38:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tower Bay Municipal Bond Opportunity Overseas Fund Ltd See All Filings	D/A	2024-03-22 06:29:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720669 Filed Document 0000902664-24-002555 Exclusions or Exemptions 506b Accepted Date 2024-03-22 06:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tower Bay Municipal Bond Opportunity Fund LP See All Filings	D/A	2024-03-22 06:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670657 Filed Document 0000902664-24-002554 Exclusions or Exemptions 506b Accepted Date 2024-03-22 06:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Alexiam Opportunities Onshore Fund LP See All Filings	D/A	2024-03-22 06:20:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505146 Filed Document 0000902664-24-002553 Exclusions or Exemptions 506b Accepted Date 2024-03-22 06:20:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Dispersion Fund (US) LP See All Filings	D/A	2024-03-22 06:15:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771954 Filed Document 0000902664-24-002552 Exclusions or Exemptions 506b Accepted Date 2024-03-22 06:15:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund