Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BID III DESRI Blocked Co-Invest LP See All Filings	D	2024-04-03 16:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisers LLC, Brookfield Private Capital (UK) Limited, Brookfield Singapore Pte. Ltd., Brookfield Advisors (Hong Kong) Ltd., Brookfield Investment Management (Canada) ULC, Brookfield Oaktree Wealth Solutions LLC, and Brookfield Capital Securities Ltd. CIK Number 0002016952 Filed Document 0002016952-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:42:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CLOUGH INVESTMENT PARTNERS II, L.P. See All Filings	D/A	2024-04-03 16:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kevin Hunt Canada CIK Number 0001108853 Filed Document 0001108853-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:40:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ScOp Venture Fund II, LP See All Filings	D	2024-04-03 16:37:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002017600 Filed Document 0002017600-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:37:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOUGH INVESTMENT PARTNERS I, L.P. See All Filings	D/A	2024-04-03 16:36:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kevin Hunt Canada CIK Number 0001108843 Filed Document 0001108843-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:36:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Science Rolling Fund, LP - C3 See All Filings	D	2024-04-03 16:34:52 UTC
Amount To Be Raised $153,900 Associated Brokers / Dealers N/A CIK Number 0002015037 Filed Document 0002015037-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:34:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPS Asset Value Fund (USD) III, L.P. See All Filings	D	2024-04-03 16:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001925693 Filed Document 0002017713-24-000007 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:34:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPS Asset Value Fund (USD) III Feeder, L.P. See All Filings	D	2024-04-03 16:33:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002008662 Filed Document 0002017713-24-000006 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:33:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPS Asset Value Lux Fund III, SCSp See All Filings	D	2024-04-03 16:31:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001923747 Filed Document 0002017713-24-000005 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:31:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Securitized Credit Fund, L.P. See All Filings	D/A	2024-04-03 16:30:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511713 Filed Document 0001511713-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:30:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPS Asset Value Lux Fund (USD) III, SCSp See All Filings	D	2024-04-03 16:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001923755 Filed Document 0002017713-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:28:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Mirador Therapeutics, Inc. See All Filings	D	2024-04-03 16:27:34 UTC
Amount To Be Raised $332,999,976 Associated Brokers / Dealers N/A CIK Number 0002017193 Filed Document 0002017193-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:27:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OM-1102 Fund I, a series of AX1 Deep Tech, LP See All Filings	D	2024-04-03 16:26:15 UTC
Amount To Be Raised $94,600 Associated Brokers / Dealers N/A CIK Number 0002000670 Filed Document 0002000670-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:26:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Properties, LLLP See All Filings	D/A	2024-04-03 16:21:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001560106 Filed Document 0001437749-24-010881 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:21:46 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Office & Industrial Trust See All Filings	D/A	2024-04-03 16:20:18 UTC
Amount To Be Raised $36,480,000 Associated Brokers / Dealers N/A CIK Number 0001671359 Filed Document 0001437749-24-010879 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:20:18 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Secured Income Fund, L.P. See All Filings	D/A	2024-04-03 16:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783220 Filed Document 0001783220-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:19:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Office & Industrial Trust See All Filings	D/A	2024-04-03 16:19:17 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001671359 Filed Document 0001437749-24-010878 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:19:17 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Clough Healthcare Offshore Fund, Ltd. See All Filings	D/A	2024-04-03 16:18:48 UTC
Amount To Be Raised $26,150,000 Associated Brokers / Dealers N/A CIK Number 0001736670 Filed Document 0001736670-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:18:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helikon Long Short Equity Fund ICAV See All Filings	D/A	2024-04-03 16:18:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808059 Filed Document 0000902664-24-002724 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:18:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Addiction Cure Therapeutic Sciences Inc See All Filings	D/A	2024-04-03 16:16:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001915302 Filed Document 0001915302-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:16:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Ram Realty Investors VII LLC See All Filings	D	2024-04-03 16:15:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002016363 Filed Document 0002016363-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:15:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clough Healthcare Fund, L.P. See All Filings	D/A	2024-04-03 16:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736640 Filed Document 0001736640-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:14:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ram Realty Partners VII LP See All Filings	D	2024-04-03 16:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002016404 Filed Document 0002016404-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:12:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mirador Therapeutics, Inc. See All Filings	D	2024-04-03 16:06:36 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0002017193 Filed Document 0002017193-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:06:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Superb Shifts Inc. See All Filings	D	2024-04-03 16:04:58 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001938958 Filed Document 0001140361-24-017573 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:04:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Spatial Capital Fund I LP See All Filings	D/A	2024-04-03 16:02:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001973403 Filed Document 0001923190-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:02:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NLS Pharmaceutics Ltd. See All Filings	D	2024-04-03 16:01:52 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001783036 Filed Document 0001213900-24-029808 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:01:52 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
Overwater Ventures SPV I, L.P. See All Filings	D	2024-04-03 16:01:11 UTC
Amount To Be Raised $4,415,000 Associated Brokers / Dealers N/A CIK Number 0002016397 Filed Document 0002016397-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 16:01:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FBOL Bancshares, Inc. See All Filings	D	2024-04-03 15:58:13 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0002016349 Filed Document 0002016349-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:58:13 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
EQT Infrastructure VI Co-Investment (G) SCSp See All Filings	D	2024-04-03 15:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002017444 Filed Document 0002017444-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:55:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Top Tier Venture Capital XI Feeder, L.P. See All Filings	D	2024-04-03 15:55:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002007771 Filed Document 0002008036-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:55:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterloonomics Inc. See All Filings	D	2024-04-03 15:55:15 UTC
Amount To Be Raised $61,500,000 Associated Brokers / Dealers N/A CIK Number 0002018235 Filed Document 0001214659-24-006011 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:55:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TFRP QOF STL 2020, LLC See All Filings	D	2024-04-03 15:53:40 UTC
Amount To Be Raised $7,775,000 Associated Brokers / Dealers N/A CIK Number 0001838927 Filed Document 0001838927-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:53:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Office & Industrial Properties, LLLP See All Filings	D/A	2024-04-03 15:53:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001671451 Filed Document 0001437749-24-010855 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:53:21 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Flat Footed Series LLC - Fund 3 See All Filings	D	2024-04-03 15:51:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castle Hill Capital Partners, Inc. CIK Number 0002017569 Filed Document 0002017569-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:51:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Lights NC LLC See All Filings	D	2024-04-03 15:50:42 UTC
Amount To Be Raised $2,430,000 Associated Brokers / Dealers N/A CIK Number 0002005083 Filed Document 0002005083-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:50:42 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
BetterComp, Inc. See All Filings	D	2024-04-03 15:49:15 UTC
Amount To Be Raised $7,685,000 Associated Brokers / Dealers N/A CIK Number 0002017536 Filed Document 0002017536-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:49:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Top Tier Venture Capital XI, L.P. See All Filings	D	2024-04-03 15:49:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002007900 Filed Document 0002008036-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:49:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EL HPS Specialty Loan Fund VI-L, L.P. See All Filings	D	2024-04-03 15:48:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002017471 Filed Document 0002017713-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:48:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sutika Insurance LLC See All Filings	D	2024-04-03 15:40:34 UTC
Amount To Be Raised $9,798,400 Associated Brokers / Dealers N/A CIK Number 0002018190 Filed Document 0002018190-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:40:34 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Schox Venture Capital, LP - D4 See All Filings	D	2024-04-03 15:27:47 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0002014617 Filed Document 0002014617-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:27:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healee Inc. See All Filings	D	2024-04-03 15:26:15 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0002018188 Filed Document 0002018188-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:26:15 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Katana Safety, Inc. See All Filings	D	2024-04-03 15:24:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717903 Filed Document 0001096906-24-000723 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:24:23 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KHP Sparkling SPV LP See All Filings	D	2024-04-03 15:23:16 UTC
Amount To Be Raised $60,595,690 Associated Brokers / Dealers N/A CIK Number 0002015723 Filed Document 0002015723-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:23:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helikon Long Short Equity Fund LP See All Filings	D/A	2024-04-03 15:19:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808060 Filed Document 0000902664-24-002723 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:19:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mystic Ventures, LP - C3 See All Filings	D	2024-04-03 15:13:44 UTC
Amount To Be Raised $605,250 Associated Brokers / Dealers N/A CIK Number 0002017400 Filed Document 0002017400-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:13:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFG Diameter Private Credit, LP See All Filings	D	2024-04-03 15:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002013726 Filed Document 0002013726-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:10:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CESSATION THERAPEUTICS, INC. See All Filings	D	2024-04-03 15:09:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001926434 Filed Document 0001926434-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:09:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Sterling Real Estate Trust See All Filings	D/A	2024-04-03 15:08:11 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001437749-24-010835 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:08:11 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cannabist Co Holdings Inc. See All Filings	D	2024-04-03 15:07:17 UTC
Amount To Be Raised $24,250,000 Associated Brokers / Dealers ATB Capital Markets Inc. CIK Number 0001776738 Filed Document 0000912282-24-000359 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:07:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
PolicyWatch Insurance Agency, LLC See All Filings	D	2024-04-03 15:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002018195 Filed Document 0002018195-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-03 15:06:39 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity