Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Flying Fish Fund III, LP See All Filings	D	2024-07-19 13:45:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002020556 Filed Document 0002028329-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA EQ Segregated Portfolio See All Filings	D	2024-07-19 13:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002030998 Filed Document 0002030998-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:40:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Oaks Fund, LLC See All Filings	D/A	2024-07-19 13:32:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001979648 Filed Document 0001979648-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:32:03 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OCA EQ LLC See All Filings	D	2024-07-19 13:31:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002030851 Filed Document 0002030851-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:31:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logos Global Offshore Fund Ltd. See All Filings	D/A	2024-07-19 13:28:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788055 Filed Document 0000935836-24-000485 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:28:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Soryn IP Fund II, L.P. See All Filings	D/A	2024-07-19 13:23:58 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Independent Investment Bankers Corp., ENCLAVE CAPITAL LLC, and INTE SECURITIES LLC CIK Number 0001876833 Filed Document 0000919574-24-004079 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GlassPoint, Inc. See All Filings	D	2024-07-19 13:21:03 UTC
Amount To Be Raised $3,729,453 Associated Brokers / Dealers N/A CIK Number 0002030518 Filed Document 0002030518-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:21:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
gC I, a series of gradCapital, LP See All Filings	D/A	2024-07-19 13:14:20 UTC
Amount To Be Raised $2,385,000 Associated Brokers / Dealers N/A CIK Number 0001944915 Filed Document 0001944915-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:14:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sweetwater III D LP See All Filings	D	2024-07-19 13:11:21 UTC
Amount To Be Raised $48,202,016 Associated Brokers / Dealers N/A CIK Number 0002024520 Filed Document 0002024520-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:11:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSBLTY GROUPE TECHNOLOGIES CORP. See All Filings	D	2024-07-19 13:09:30 UTC
Amount To Be Raised $170,343 Associated Brokers / Dealers N/A CIK Number 0001757207 Filed Document 0001062993-24-013954 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:09:30 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tenstorrent June 2024 V a Series of Node Master LLC See All Filings	D	2024-07-19 13:06:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0002030897 Filed Document 0002030897-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:06:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEIX Prado Co-Invest, LP See All Filings	D	2024-07-19 13:06:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002029799 Filed Document 0002029799-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:06:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PE A KEYSTONE OFFSHORE FEEDER FUND, LTD. See All Filings	D/A	2024-07-19 13:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Alternatives, LLC and Citi Global Markets Inc. CIK Number 0002029653 Filed Document 0000950172-24-000403 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:01:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenstorrent June 2024 IV a Series of Node Master LLC See All Filings	D	2024-07-19 13:01:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002030898 Filed Document 0002030898-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 13:01:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALINGEN HOLDINGS, LLC See All Filings	D/A	2024-07-19 12:58:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001897089 Filed Document 0001897089-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:58:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nova Private Equity Partners IV, L.P. See All Filings	D/A	2024-07-19 12:55:56 UTC
Amount To Be Raised $635,000,000 Associated Brokers / Dealers N/A CIK Number 0002029391 Filed Document 0001519924-24-000011 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apogem Secondary Fund VII (Cayman), LP See All Filings	D	2024-07-19 12:55:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NY Life Distributors LLC, Alvine Capital Management Limited, and Alvine Capital AB (ABCAB) CIK Number 0002030606 Filed Document 0002030606-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:55:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spokane Workers Cooperative, LCA See All Filings	D/A	2024-07-19 12:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001873217 Filed Document 0001873217-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:54:15 UTC Type of Offering D/A Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VALT Investor Group Inc. See All Filings	D	2024-07-19 12:50:07 UTC
Amount To Be Raised $3,500,003 Associated Brokers / Dealers N/A CIK Number 0002030364 Filed Document 0002019816-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:50:07 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital BDC 4, Inc. See All Filings	D/A	2024-07-19 12:46:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001901612 Filed Document 0001901612-24-000060 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:46:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tenstorrent June 2024 III a Series of Node Master LLC See All Filings	D	2024-07-19 12:45:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002030899 Filed Document 0002030899-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:45:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenstorrent June 2024 II a Series of Node Master LLC See All Filings	D	2024-07-19 12:41:20 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0002030900 Filed Document 0002030900-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:41:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nova Private Equity Partners III, L.P. See All Filings	D/A	2024-07-19 12:40:37 UTC
Amount To Be Raised $538,000,000 Associated Brokers / Dealers N/A CIK Number 0002029388 Filed Document 0001519924-24-000010 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MP KofP JV LLC See All Filings	D	2024-07-19 12:37:49 UTC
Amount To Be Raised $10,813,399 Associated Brokers / Dealers N/A CIK Number 0001793539 Filed Document 0001793539-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:37:49 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ZE II a Series of Fourth Realm Investments LLC See All Filings	D	2024-07-19 12:36:58 UTC
Amount To Be Raised $278,829 Associated Brokers / Dealers N/A CIK Number 0002030902 Filed Document 0002030902-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:36:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLUB CAPITAL DIRECT LENDING CORP See All Filings	D/A	2024-07-19 12:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001868878 Filed Document 0001868878-24-000030 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Anduril May 2024 a Series of CGF2021 LLC See All Filings	D	2024-07-19 12:28:04 UTC
Amount To Be Raised $190,074 Associated Brokers / Dealers N/A CIK Number 0002030903 Filed Document 0002030903-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:28:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nova Private Equity Partners II, L.P. See All Filings	D/A	2024-07-19 12:26:46 UTC
Amount To Be Raised $408,000,000 Associated Brokers / Dealers N/A CIK Number 0002029389 Filed Document 0001519924-24-000009 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:26:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cartography Capital Fund II a Series of PBC LLC See All Filings	D	2024-07-19 12:21:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0002030904 Filed Document 0002030904-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:21:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon CLO Opportunity Fund V (US) LP See All Filings	D/A	2024-07-19 12:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001979549 Filed Document 0001979549-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hey Jane x GoldenHourVentures May24 a Series of CGF2021 LLC See All Filings	D	2024-07-19 12:15:56 UTC
Amount To Be Raised $398,000 Associated Brokers / Dealers N/A CIK Number 0002030905 Filed Document 0002030905-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:15:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exum Instruments, Inc. See All Filings	D	2024-07-19 12:13:17 UTC
Amount To Be Raised $1,999,969 Associated Brokers / Dealers N/A CIK Number 0001795674 Filed Document 0001795674-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:13:17 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lexington CIP VI (Lux) SCSp See All Filings	D/A	2024-07-19 12:12:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001984353 Filed Document 0001984353-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:12:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anduril Riverside Ventures June a Series of CGF2021 LLC See All Filings	D	2024-07-19 12:11:25 UTC
Amount To Be Raised $902,580 Associated Brokers / Dealers N/A CIK Number 0002030906 Filed Document 0002030906-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:11:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohm Health Inc Jun 2024 a Series of CGF2021 LLC See All Filings	D	2024-07-19 12:04:56 UTC
Amount To Be Raised $295,000 Associated Brokers / Dealers N/A CIK Number 0002030907 Filed Document 0002030907-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Takumi Capital Small Cap Fund, LP See All Filings	D/A	2024-07-19 12:04:51 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001770938 Filed Document 0002028613-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:04:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clarion Gables Multifamily Trust, L.P. See All Filings	D/A	2024-07-19 12:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001635423 Filed Document 0001635423-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 12:03:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SunRocket Capital, LLC See All Filings	D/A	2024-07-19 11:58:55 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Finalis Securities LLC CIK Number 0001967004 Filed Document 0001967004-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:58:55 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Octagon CLO Opportunity Fund V LP See All Filings	D/A	2024-07-19 11:53:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001979551 Filed Document 0001979551-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:53:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passive Progress Fund LLC See All Filings	D/A	2024-07-19 11:49:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers None CIK Number 0001972751 Filed Document 0001972751-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:49:41 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kimberlite Frontier Africa Fund (US), L.P. See All Filings	D/A	2024-07-19 11:48:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611832 Filed Document 0001611832-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:48:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimberlite Frontier Africa Fund Offshore, L.P. See All Filings	D/A	2024-07-19 11:45:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611861 Filed Document 0001611861-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:45:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medefy Health Inc. See All Filings	D/A	2024-07-19 11:44:28 UTC
Amount To Be Raised $15,267,236 Associated Brokers / Dealers N/A CIK Number 0001862827 Filed Document 0001862827-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:44:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Lumos Technologies, Inc. See All Filings	D	2024-07-19 11:42:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001923584 Filed Document 0001923584-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:42:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Krensavage Offshore Fund, Ltd. See All Filings	D/A	2024-07-19 11:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid-Continent Securities Advisors, Silver Leaf Partners, LLC, and Frontier solutions, LLC CIK Number 0001613970 Filed Document 0002028613-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:37:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FourbyTwo, LLC See All Filings	D	2024-07-19 11:36:52 UTC
Amount To Be Raised $187,200 Associated Brokers / Dealers N/A CIK Number 0002031052 Filed Document 0002031052-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:36:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Equity
Clarion Gables Multifamily Trust Parallel Fund, L.P. See All Filings	D/A	2024-07-19 11:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712530 Filed Document 0001712530-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:36:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIP VI (Offshore), L.P. See All Filings	D/A	2024-07-19 11:36:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 414 Estructuracion, S.A. de C.V., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Y.A. Karni Financial Consultant Ltd., and ACRO Securities CIK Number 0001976985 Filed Document 0001976985-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:36:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CGMT OP, L.P. See All Filings	D/A	2024-07-19 11:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635445 Filed Document 0001635445-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:23:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Principal Data Center Growth & Income Fund, L.P. See All Filings	D/A	2024-07-19 11:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. and Principal Securities, Inc. CIK Number 0001985091 Filed Document 0000943663-24-000167 Exclusions or Exemptions 506b Accepted Date 2024-07-19 11:19:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity