Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TCIM Offshore Fund Ltd. See All Filings	D/A	2024-07-23 14:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Disruptive Technology Advisers LLC and Grafine Capital Partners LLC CIK Number 0001742459 Filed Document 0000902664-24-004819 Exclusions or Exemptions 506b Accepted Date 2024-07-23 14:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of Opal Venture Partners, LP See All Filings	D/A	2024-07-23 14:13:34 UTC
Amount To Be Raised $2,644,040 Associated Brokers / Dealers N/A CIK Number 0001954173 Filed Document 0001954173-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 14:13:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galaxy Plus Fund - Conquest Quantitative Macro Master Fund (580) LLC See All Filings	D	2024-07-23 14:08:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002030514 Filed Document 0002030514-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 14:08:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Colossal Biosciences Inc. See All Filings	D/A	2024-07-23 14:07:29 UTC
Amount To Be Raised $173,804,005 Associated Brokers / Dealers N/A CIK Number 0001964433 Filed Document 0001964433-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 14:07:29 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LUMINATE CAPITAL PARTNERS IV-A, LP See All Filings	D	2024-07-23 14:03:09 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers OAKPOINT SOLUTIONS, LLC CIK Number 0002031227 Filed Document 0002031227-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 14:03:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LUMINATE CAPITAL PARTNERS IV, LP See All Filings	D	2024-07-23 14:01:13 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers OAKPOINT SOLUTIONS, LLC CIK Number 0002031245 Filed Document 0002031245-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 14:01:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2024 Drilling Fund LP See All Filings	D/A	2024-07-23 14:00:55 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Philip Van Staden and Todd Lofgren CIK Number 0002018552 Filed Document 0002018552-24-000023 Exclusions or Exemptions 506b Accepted Date 2024-07-23 14:00:55 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MPAC Healthcare Management, LLC See All Filings	D	2024-07-23 13:56:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001753751 Filed Document 0001753751-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 13:56:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BCP LONESOME QUAIL, LP See All Filings	D	2024-07-23 13:55:10 UTC
Amount To Be Raised $28,978,872 Associated Brokers / Dealers N/A CIK Number 0002031065 Filed Document 0001096906-24-001575 Exclusions or Exemptions 506b Accepted Date 2024-07-23 13:55:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Longeveron Inc. See All Filings	D	2024-07-23 13:41:35 UTC
Amount To Be Raised $9,508,010 Associated Brokers / Dealers H.C. Wainwright & Co., LLC, H.C. Wainwright & Co., LLC, H.C. Wainwright & Co., LLC, and H.C. Wainwright & Co., LLC CIK Number 0001721484 Filed Document 0001721484-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-07-23 13:41:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
16 South - Splash Holdings, LLC See All Filings	D	2024-07-23 13:37:55 UTC
Amount To Be Raised $3,075,000 Associated Brokers / Dealers N/A CIK Number 0002028728 Filed Document 0002028728-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 13:37:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taylor Frigon Growth Partners LP See All Filings	D	2024-07-23 13:34:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002030932 Filed Document 0002030932-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 13:34:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banner Phoenix Surgery Center, LLC See All Filings	D	2024-07-23 13:18:17 UTC
Amount To Be Raised $49,000 Associated Brokers / Dealers N/A CIK Number 0002029496 Filed Document 0002029496-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 13:18:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Fund I, a series of Origins Ventures, LP See All Filings	D/A	2024-07-23 13:13:59 UTC
Amount To Be Raised $11,022,694 Associated Brokers / Dealers N/A CIK Number 0001900276 Filed Document 0001900276-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 13:13:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axcelus Financial Life Insurance Co Separate Account VA 225 See All Filings	D/A	2024-07-23 13:12:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001763277 Filed Document 0001763277-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 13:12:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axcelus Financial Life Insurance Co Separate Account VA 260 See All Filings	D/A	2024-07-23 13:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801326 Filed Document 0001801326-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 13:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uni Express Inc. See All Filings	D	2024-07-23 13:00:08 UTC
Amount To Be Raised $14,999,970 Associated Brokers / Dealers N/A CIK Number 0002000723 Filed Document 0002000723-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 13:00:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN GROWTH PARTNERS FUND III-B, LP See All Filings	D	2024-07-23 12:57:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002025445 Filed Document 0002025445-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:57:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN GROWTH PARTNERS FUND III-A, LP See All Filings	D	2024-07-23 12:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002025447 Filed Document 0002025447-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:56:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Axcelus Financial Life Insurance Co Separate Account VA 247 See All Filings	D/A	2024-07-23 12:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercer Allied Company, L.P., Mercer Allied Company, L.P., Mercer Allied Company, L.P., and Mercer Allied Company, L.P. CIK Number 0001773191 Filed Document 0001773191-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:56:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medical Bill AI Labs, Inc. See All Filings	D	2024-07-23 12:55:40 UTC
Amount To Be Raised $16,834,991 Associated Brokers / Dealers N/A CIK Number 0002031290 Filed Document 0002031290-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:55:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN GROWTH PARTNERS FUND III, LP See All Filings	D	2024-07-23 12:55:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002025448 Filed Document 0002025448-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:55:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TOUCHCAST A SERIES OF VUVP FUND LLC See All Filings	D	2024-07-23 12:52:02 UTC
Amount To Be Raised $296,992 Associated Brokers / Dealers N/A CIK Number 0002012736 Filed Document 0002012736-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:52:02 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indie Slingshot Fund LLC See All Filings	D	2024-07-23 12:47:47 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001864598 Filed Document 0001864598-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:47:47 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
XDemics Corp See All Filings	D/A	2024-07-23 12:45:54 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0002026725 Filed Document 0002026725-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:45:54 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Magnetar Al Ventures I - Cohere LLC See All Filings	D	2024-07-23 12:40:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002031002 Filed Document 0002031002-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:40:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flathead Capital Lenders, LLC See All Filings	D	2024-07-23 12:39:43 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0002031099 Filed Document 0002031099-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:39:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Placer Labs Inc. See All Filings	D	2024-07-23 12:22:31 UTC
Amount To Be Raised $74,777,779 Associated Brokers / Dealers N/A CIK Number 0001786302 Filed Document 0001786302-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:22:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atalo Capital Offshore Fund Ltd. See All Filings	D/A	2024-07-23 12:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780376 Filed Document 0001780376-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atalo Capital Onshore Fund LP See All Filings	D/A	2024-07-23 12:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780375 Filed Document 0001780375-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Biotechnology Canada Ltd. See All Filings	D	2024-07-23 12:08:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001827388 Filed Document 0001827388-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 12:08:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
MVC Opportunity Fund, LLC Series F Units See All Filings	D	2024-07-23 11:55:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002030480 Filed Document 0002030480-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:55:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIP Polaris Fund, L.P. See All Filings	D	2024-07-23 11:55:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002028622 Filed Document 0002028622-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:55:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EBEX IP, LLC See All Filings	D/A	2024-07-23 11:46:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002021940 Filed Document 0002021940-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:46:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Tensor Trading LLC See All Filings	D/A	2024-07-23 11:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001882468 Filed Document 0000935836-24-000492 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Courant Investment Partners LP See All Filings	D/A	2024-07-23 11:44:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670595 Filed Document 0001670595-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:44:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Plato Technologies Inc See All Filings	D	2024-07-23 11:43:04 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0002012900 Filed Document 0002012900-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:43:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Balanced Trading LLC See All Filings	D/A	2024-07-23 11:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001834245 Filed Document 0000935836-24-000491 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:40:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Affiniti Finance, Inc. See All Filings	D	2024-07-23 11:34:40 UTC
Amount To Be Raised $10,140,551 Associated Brokers / Dealers N/A CIK Number 0002031042 Filed Document 0002031042-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:34:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Modicus Prime Ltd. See All Filings	D	2024-07-23 11:25:48 UTC
Amount To Be Raised $3,490,031 Associated Brokers / Dealers N/A CIK Number 0002029536 Filed Document 0002029536-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:25:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
WPI Emporia III Coinvestment IG Fund LP See All Filings	D	2024-07-23 11:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002030862 Filed Document 0001123292-24-000196 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:25:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Street Capital Partners IX/Private Equity Co-Investment Partners IV Access LLC See All Filings	D	2024-07-23 11:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0002024745 Filed Document 0002024745-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:18:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hades Financial Fund, LP See All Filings	D	2024-07-23 11:15:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002028613 Filed Document 0002028613-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-07-23 11:15:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royal Neches LLC See All Filings	D	2024-07-23 10:57:50 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0002031387 Filed Document 0002031387-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 10:57:50 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Axcelus Financial Life Insurance Co Separate Account VA230 See All Filings	D/A	2024-07-23 10:35:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited, M Holdings Securities Inc., and Kingswood Capital Partners, LLC CIK Number 0001757597 Filed Document 0001757597-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 10:35:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOLI OTF III LLC See All Filings	D	2024-07-23 10:33:31 UTC
Amount To Be Raised $243,500 Associated Brokers / Dealers N/A CIK Number 0002022714 Filed Document 0002022714-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 10:33:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Arcadea Group Holdings LLC See All Filings	D	2024-07-23 10:33:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841900 Filed Document 0001841900-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-07-23 10:33:23 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CVC Credit Capital Solutions III (Onshore-D) SCSp See All Filings	D/A	2024-07-23 10:29:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001944643 Filed Document 0001944643-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-23 10:29:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Axcelus Financial Life Insurance Co Separate Account VA 146 See All Filings	D/A	2024-07-23 10:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC, M Holdings Securities, Inc., M Financial Securities Marketing, Inc., M Financial Securities Marketing, Inc., and M Holdings Securities, Inc. CIK Number 0001677031 Filed Document 0001677031-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 10:28:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axcelus Financial Life Insurance Co Separate Account VA 18 See All Filings	D/A	2024-07-23 10:25:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC, Kestra Investment Services, LLC, Axcelus Financial Distribution Company, Lion Street Financial, LLC, Lion Street Financial, LLC, Kestra Investment Services, LLC, and Lion Street Financial, LLC CIK Number 0001242367 Filed Document 0001242367-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-23 10:25:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund