Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ROCKHAVEN RESOURCES LTD See All Filings	D	2025-01-06 13:18:22 UTC
Amount To Be Raised $92,750 Associated Brokers / Dealers N/A CIK Number 0001422532 Filed Document 0001183740-25-000006 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:18:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PREDIMYA Inc. See All Filings	D	2025-01-06 13:14:45 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0002022164 Filed Document 0002022164-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:14:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Associates, III, Ltd. See All Filings	D/A	2025-01-06 13:14:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629686 Filed Document 0001629686-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:14:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Vernon Global Opportunity Fund II LLC See All Filings	D/A	2025-01-06 13:13:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597039 Filed Document 0001597039-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:13:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Gold Candle Ltd. See All Filings	D	2025-01-06 13:11:04 UTC
Amount To Be Raised $69,550 Associated Brokers / Dealers N/A CIK Number 0002014690 Filed Document 0001062993-25-000353 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:11:04 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VIVIDLY INC. See All Filings	D	2025-01-06 13:05:59 UTC
Amount To Be Raised $31,499,999 Associated Brokers / Dealers N/A CIK Number 0001854628 Filed Document 0001854628-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:05:59 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Causeway Multi-Fund LLC - Global Small Cap Equity Series A See All Filings	D/A	2025-01-06 13:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002005911 Filed Document 0000943663-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Associates II, Ltd See All Filings	D/A	2025-01-06 13:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566137 Filed Document 0001566137-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:03:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLEZERO FOUNDATION See All Filings	D	2025-01-06 13:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002050366 Filed Document 0002050366-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:02:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
MVP LS FUND DXLVIII LLC See All Filings	D	2025-01-06 13:01:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0002050791 Filed Document 0002050791-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:01:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Epicore Biosystems, Inc. See All Filings	D	2025-01-06 13:00:22 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001755876 Filed Document 0001755876-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 13:00:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Greywolf Strategic Fund SPC, Ltd. See All Filings	D/A	2025-01-06 12:58:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596926 Filed Document 0000943663-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:58:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYBRID EQUITY FUND, LP See All Filings	D/A	2025-01-06 12:58:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627634 Filed Document 0001627634-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:58:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
280 New Day Management, LLC See All Filings	D	2025-01-06 12:52:49 UTC
Amount To Be Raised $3,421,044 Associated Brokers / Dealers N/A CIK Number 0002050923 Filed Document 0002050923-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:52:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Energy Private Capital II LP See All Filings	D/A	2025-01-06 12:52:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001993062 Filed Document 0001993062-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:52:14 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
THESIS GOLD INC. See All Filings	D	2025-01-06 12:51:01 UTC
Amount To Be Raised $2,467,823 Associated Brokers / Dealers Clarus Securities Inc., Cormark Securities Inc., Ventum Financial, H&P Advisory Ltd., Raymond James, BMO Nesbitt Burns Inc., and Canaccord Genuity Corp. CIK Number 0001832803 Filed Document 0001062993-25-000333 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:51:01 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Catalio Structured Opportunities Offshore Fund II, LP See All Filings	D/A	2025-01-06 12:42:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0002004366 Filed Document 0002004366-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:42:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascadia Minerals Ltd. See All Filings	D	2025-01-06 12:40:53 UTC
Amount To Be Raised $186,445 Associated Brokers / Dealers N/A CIK Number 0002021296 Filed Document 0001183740-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:40:53 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PC SX 2025 LLC See All Filings	D	2025-01-06 12:38:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002050980 Filed Document 0002050980-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:38:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Catalio Structured Opportunities Fund II, LP See All Filings	D/A	2025-01-06 12:37:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0002004375 Filed Document 0002004375-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:37:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H.I.G. Bayside Loan Opportunity Fund VII (Europe-US$), L.P. See All Filings	D/A	2025-01-06 12:34:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001899762 Filed Document 0001213900-25-001058 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:34:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alston Long-Term Opportunities Fund LLC See All Filings	D/A	2025-01-06 12:29:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524453 Filed Document 0001488689-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:29:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Peppertree Capital Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. See All Filings	D	2025-01-06 12:29:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAS Corp. CIK Number 0002046028 Filed Document 0002046028-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:29:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTRINSIC EDGE PARTNERS, L.P. See All Filings	D/A	2025-01-06 12:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FIRST ALLIED SECURITIES and CETERA ADVISORS LLC CIK Number 0000934130 Filed Document 0000934130-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
sp0n, Inc. See All Filings	D	2025-01-06 12:21:45 UTC
Amount To Be Raised $42,499,973 Associated Brokers / Dealers N/A CIK Number 0001708961 Filed Document 0001708961-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:21:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alston Value Fund LLC See All Filings	D/A	2025-01-06 12:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488689 Filed Document 0001488689-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:21:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
One Golden Thread, PBC See All Filings	D	2025-01-06 12:17:10 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001896803 Filed Document 0001896803-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:17:10 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
INTRINSIC EDGE CAPTURE, L.P. See All Filings	D/A	2025-01-06 12:10:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FIRST ALLIED SECURITIES, FRONTIER SOLUTIONS, LLC, SANCTUARY SECURITIES, INC, and CETERA ADVISORS LLC CIK Number 0001482814 Filed Document 0001482814-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:10:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bochi WSH Partners, a Series of Vauban Platform LP See All Filings	D	2025-01-06 12:02:11 UTC
Amount To Be Raised $1,310,000 Associated Brokers / Dealers N/A CIK Number 0002050284 Filed Document 0002050284-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:02:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orgchartr Inc. See All Filings	D/A	2025-01-06 12:00:33 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers N/A CIK Number 0001943765 Filed Document 0001943765-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 12:00:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
INTRINSIC EDGE PLUS, LP See All Filings	D/A	2025-01-06 11:56:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FIRST ALLIED SECURITIES, FRONTIER SOLUTIONS, LLC, CETERA ADVISORS LLC, and SANCTUARY SECURITIES, INC. CIK Number 0001398443 Filed Document 0001398443-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:56:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Alpha Investments, LP See All Filings	D	2025-01-06 11:56:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002050942 Filed Document 0002050942-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:56:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONARMD, INC. See All Filings	D	2025-01-06 11:55:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001803343 Filed Document 0001803343-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:55:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Enam India Growth Fund (Cayman) Ltd See All Filings	D/A	2025-01-06 11:51:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630518 Filed Document 0001630518-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:51:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torus Feeder 3 Ltd See All Filings	D/A	2025-01-06 11:48:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001838878 Filed Document 0000902664-25-000047 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:48:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seeds Investor Holdings, Inc. See All Filings	D	2025-01-06 11:40:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001954688 Filed Document 0001954688-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:40:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Energy Private Capital II LP See All Filings	D/A	2025-01-06 11:39:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001993062 Filed Document 0001993062-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:39:40 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Eightfold Real Estate Capital Fund VII, L.P. See All Filings	D	2025-01-06 11:38:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002050936 Filed Document 0002050936-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:38:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Navis Investment Group Fund I LP See All Filings	D	2025-01-06 11:37:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002050513 Filed Document 0002050513-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:37:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Get Sojo, Inc. See All Filings	D	2025-01-06 11:36:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001962155 Filed Document 0001962155-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:36:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Defensive Strategies Partnership, LLC See All Filings	D	2025-01-06 11:29:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:29:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
COWIE Hockey, LLC See All Filings	D	2025-01-06 11:22:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002050818 Filed Document 0002050818-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:22:01 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Helios Coinvest Fund LP See All Filings	D	2025-01-06 11:19:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002049723 Filed Document 0002049688-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:19:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pete-2W-1217 Fund I, a series of AngelList Funds 2024, LP See All Filings	D	2025-01-06 11:19:13 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0002050250 Filed Document 0002050250-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:19:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SV Growth Opportunity Fund II LP See All Filings	D/A	2025-01-06 11:14:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001919531 Filed Document 0000950123-25-000118 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:14:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cuadrilla Cornerstone Coinvest Fund, LP See All Filings	D	2025-01-06 11:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002049688 Filed Document 0002049688-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:13:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ConcurrentData, Inc. See All Filings	D	2025-01-06 11:08:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0002039667 Filed Document 0002039667-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 11:08:44 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Cross Pollinate Novel, L.P. See All Filings	D	2025-01-06 10:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002045492 Filed Document 0002045492-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-06 10:56:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SemperVirens Capital Fund III NQP LP See All Filings	D/A	2025-01-06 10:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001919633 Filed Document 0000950123-25-000116 Exclusions or Exemptions 506b Accepted Date 2025-01-06 10:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kubhera India Infrastructure Fund LP See All Filings	D/A	2025-01-06 10:52:40 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002018472 Filed Document 0002018472-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-06 10:52:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Pooled Investment Fund