Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Phenom Resources Corp. See All Filings	D	2025-02-24 17:28:04 UTC
Amount To Be Raised $1,982,553 Associated Brokers / Dealers N/A CIK Number 0001720553 Filed Document 0001720553-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:28:04 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG SHORT QP LP See All Filings	D/A	2025-02-24 17:27:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001283833 Filed Document 0001013594-25-000323 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:27:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG/SHORT, LTD. See All Filings	D/A	2025-02-24 17:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466795 Filed Document 0001013594-25-000322 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:26:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG SHORT LP See All Filings	D/A	2025-02-24 17:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001308004 Filed Document 0001013594-25-000321 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:25:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN QP LP See All Filings	D/A	2025-02-24 17:24:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001282700 Filed Document 0001013594-25-000320 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:24:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN LTD See All Filings	D/A	2025-02-24 17:22:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001206259 Filed Document 0001013594-25-000319 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:22:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Quantum 71 LLC See All Filings	D	2025-02-24 17:22:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002057186 Filed Document 0002057186-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:22:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BBR ABSOLUTE RETURN LP See All Filings	D/A	2025-02-24 17:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001114305 Filed Document 0001013594-25-000318 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Base10 Series B II, L.P. See All Filings	D	2025-02-24 17:12:49 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0002049144 Filed Document 0002049144-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:12:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
SPF Securitized Products Intermediate Fund Ltd. See All Filings	D/A	2025-02-24 17:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549887 Filed Document 0001549885-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:12:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Base10 Seed & Series A IV, L.P. See All Filings	D	2025-02-24 17:10:18 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0002049136 Filed Document 0002049136-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:10:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Immad Akhund Ventures, L.P. See All Filings	D	2025-02-24 17:09:44 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0002053241 Filed Document 0002053241-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:09:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLI Technologies, Inc. See All Filings	D	2025-02-24 17:08:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002057713 Filed Document 0002057713-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 17:08:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SPF Securitized Products Master Fund Ltd. See All Filings	D/A	2025-02-24 16:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537954 Filed Document 0001549885-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fairfield VAMF IV Side Car II LP See All Filings	D	2025-02-24 16:53:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002056089 Filed Document 0002056089-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:53:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Merchants Capital Tax Credit Equity Fund 22, L.P. See All Filings	D	2025-02-24 16:52:45 UTC
Amount To Be Raised $81,250,564 Associated Brokers / Dealers N/A CIK Number 0002057808 Filed Document 0002057808-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:52:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Evoke Real Estate Credit Fund I, LP See All Filings	D/A	2025-02-24 16:52:40 UTC
Amount To Be Raised $49,437,500 Associated Brokers / Dealers N/A CIK Number 0002007331 Filed Document 0002007331-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:52:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fraser Topco LLC See All Filings	D	2025-02-24 16:50:04 UTC
Amount To Be Raised $32,840,000 Associated Brokers / Dealers N/A CIK Number 0002057769 Filed Document 0000911420-25-000063 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:50:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burford Capital LLC See All Filings	D/A	2025-02-24 16:48:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714257 Filed Document 0001405086-25-000084 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:48:56 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Fairfield VAMF IV Side Car III LP See All Filings	D	2025-02-24 16:48:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002056077 Filed Document 0002056089-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:48:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TI Co-Invest, LLC - Investment Series 2 See All Filings	D	2025-02-24 16:47:24 UTC
Amount To Be Raised $1,960,000 Associated Brokers / Dealers N/A CIK Number 0002056699 Filed Document 0002056699-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:47:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JR2 Investment Fund LP See All Filings	D	2025-02-24 16:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002055595 Filed Document 0002052489-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:43:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newleos Therapeutics, Inc. See All Filings	D	2025-02-24 16:34:46 UTC
Amount To Be Raised $93,449,993 Associated Brokers / Dealers N/A CIK Number 0002057800 Filed Document 0002057800-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:34:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AlphaKeys EIL Fund, L.P. See All Filings	D/A	2025-02-24 16:25:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0002015473 Filed Document 0002014776-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:25:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Auditoria.AI, Inc. See All Filings	D	2025-02-24 16:21:37 UTC
Amount To Be Raised $38,949,982 Associated Brokers / Dealers N/A CIK Number 0001853446 Filed Document 0001853446-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:21:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iCapital - VEP Everest Co-Invest Access Fund, L.P. See All Filings	D/A	2025-02-24 16:18:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002014776 Filed Document 0002014776-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:18:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Disa Technologies, Inc. See All Filings	D	2025-02-24 16:18:22 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001774535 Filed Document 0001774535-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:18:22 UTC Type of Offering D Industry Environmental Services Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
ARCLINE DOUBLE EAGLE CV-A LP See All Filings	D	2025-02-24 16:16:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0002049183 Filed Document 0002049183-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:16:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ARCLINE DOUBLE EAGLE CV LP See All Filings	D	2025-02-24 16:15:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0002049180 Filed Document 0002049180-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:15:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CRC CRF VI (B) LP See All Filings	D/A	2025-02-24 16:14:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002004668 Filed Document 0001315863-25-000197 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:14:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arch Capital Partners, LLC See All Filings	D/A	2025-02-24 16:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807849 Filed Document 0001807849-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Horsepower SPV XXIV LLC See All Filings	D	2025-02-24 16:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Enterprise Securities Company and Chardan Capital Markets, LLC CIK Number 0002057071 Filed Document 0002057071-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:05:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG Credit Opportunities Fund Series of TAG Series Fund, LLC See All Filings	D	2025-02-24 16:05:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002057470 Filed Document 0001493152-25-008043 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:05:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF Securitized Products Fund Ltd. See All Filings	D/A	2025-02-24 16:03:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley, Smith Barney LLC, Credit Suisse Securities (USA) LLC, iCapital Securities, LLC, Credit Suisse AG, J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC, Wells Fargo Advisors Financial Network, LLC, and UBS Asset Management (Americas) LLC CIK Number 0001549888 Filed Document 0001549885-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:03:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BCGF III Special Affiliates Fund LP See All Filings	D	2025-02-24 16:02:41 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0002050326 Filed Document 0002050326-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 16:02:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BCGF III Affiliates Fund LP See All Filings	D	2025-02-24 15:57:08 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers N/A CIK Number 0002050325 Filed Document 0002050325-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:57:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PARK SHORE OPPORTUNITY OFFSHORE FUND LTD See All Filings	D	2025-02-24 15:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427012 Filed Document 0001427302-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:56:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ridgeline Minerals Corp See All Filings	D	2025-02-24 15:55:20 UTC
Amount To Be Raised $1,049,425 Associated Brokers / Dealers N/A CIK Number 0001820025 Filed Document 0001820025-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:55:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Baird Capital Global Fund III LP See All Filings	D	2025-02-24 15:48:58 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0002050324 Filed Document 0002050324-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:48:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PARK SHORE OPPORTUNITY US FUND LP See All Filings	D	2025-02-24 15:45:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427302 Filed Document 0001427302-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:45:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Hunters Moon Eclipse Fund LP See All Filings	D	2025-02-24 15:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002057676 Filed Document 0000902664-25-001210 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:32:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOTT MACON ASSET MANAGEMENT FUND LLC See All Filings	D/A	2025-02-24 15:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCOTT-MACON SECURITIES, INC. CIK Number 0001420713 Filed Document 0001420713-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:21:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Return Logic, Inc. See All Filings	D	2025-02-24 15:19:49 UTC
Amount To Be Raised $2,720,067 Associated Brokers / Dealers N/A CIK Number 0001667157 Filed Document 0001043039-25-000007 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:19:49 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sio Partners Offshore, Ltd See All Filings	D/A	2025-02-24 15:16:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385848 Filed Document 0001385848-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:16:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sio Partners LP See All Filings	D/A	2025-02-24 15:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363420 Filed Document 0001363420-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lafayette Square USA, Inc. See All Filings	D/A	2025-02-24 15:07:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PJT Partners LP and American Elm Distribution Partners, LLC. CIK Number 0001849089 Filed Document 0001104659-25-016473 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:07:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TriPost Capital Asset Solutions Fund, LP See All Filings	D	2025-02-24 15:07:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002046261 Filed Document 0002046261-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 15:07:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WGI DEVELOPED MARKETS EX-US FUND, LLC See All Filings	D/A	2025-02-24 14:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651240 Filed Document 0001709496-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 14:50:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABCS Insights Inc See All Filings	D	2025-02-24 14:47:35 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0002057741 Filed Document 0002057741-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 14:47:35 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SPF Securitized Products Fund L.P. See All Filings	D/A	2025-02-24 14:45:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley, Smith Barney LLC, Credit Suisse Securities (USA) LLC, iCapital Securities, LLC, Credit Suisse AG, J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC, Wells Fargo Advisors Financial Network, LLC, and UBS Asset Management (Americas) LLC CIK Number 0001549885 Filed Document 0001549885-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-24 14:45:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity