Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Madison International Real Estate Liquidity Fund V, LP See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $825,000,000 Associated Brokers / Dealers n/a CIK Number 0001566098 Filed Document 0001566098-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Total Return Fund See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001460669 Filed Document 0001603977-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREAT LAKES POWER LTD See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $64,000,000 Associated Brokers / Dealers N/A CIK Number 0001432416 Filed Document 0001144204-14-020322 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Marcus Capital Partners Fund II, L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001603404 Filed Document 0001603404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Warwick European Distressed & Special Situations Credit Fund L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603313 Filed Document 0000945621-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
opvizor Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001604455 Filed Document 0001604455-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Buttonwood Alpha QP Fund LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001603879 Filed Document 0001603879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Convoy Funds, LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604285 Filed Document 0001604285-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K10 Holdings, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001604451 Filed Document 0000950138-14-000359 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CA/ASV Park Ridge Preferred Equity, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001603781 Filed Document 0001603781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Engraving Masters, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001416697 Filed Document 0001004878-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Deerfield Private Design Fund III, L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,600,000,000 Associated Brokers / Dealers N/A CIK Number 0001603333 Filed Document 0001603333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lotus Innovations Fund L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001597893 Filed Document 0001181431-14-014873 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEEP HILL LABORATORIES, INC. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574583 Filed Document 0001574583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SAPIC-98 Fund Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491406 Filed Document 0001491406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc., UBS Financial Services Inc., and UBS Global Asset Management (US) Inc. CIK Number 0001403972 Filed Document 0000902664-14-002014 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearSpec, LLC See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001577026 Filed Document 0001577026-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
REDHILL RESOURCES CORP. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $5,478 Associated Brokers / Dealers N/A CIK Number 0001421371 Filed Document 0001273511-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Barclays Wealth Advisor Series - Strategic Commodities Fund LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001470105 Filed Document 0001533968-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TLS HOLDINGS INC. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001603762 Filed Document 0001603762-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
RiceBran Technologies See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Maxim Group LLC and Dawson James Securities, Inc. CIK Number 0001063537 Filed Document 0001465818-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HALT Medical, Inc See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $72,835,341 Associated Brokers / Dealers N/A CIK Number 0001321077 Filed Document 0001321077-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pulmonx Corp See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $12,000,048 Associated Brokers / Dealers N/A CIK Number 0001127537 Filed Document 0001603977-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Square Partners Credit Fund LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ounavarra Capital LLC CIK Number 0001486038 Filed Document 0001486038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WC 717 N Harwood Equity, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001603947 Filed Document 0001603947-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MRI INTERVENTIONS, INC. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $3,725,000 Associated Brokers / Dealers Brookline Group, LLC and Gilford Securities Incorporated CIK Number 0001285550 Filed Document 0001285550-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
AlternativeFocus BlueTrend Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001492432 Filed Document 0001533968-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
University Ventures Fund II, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001589942 Filed Document 0001589942-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspenleaf Energy Ltd See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $100,184,000 Associated Brokers / Dealers None CIK Number 0001603644 Filed Document 0001603644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AlternativeFocus Prologue L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001503557 Filed Document 0001533968-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Standard Pacific Pan-Asia Fund LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, Inc. CIK Number 0001418250 Filed Document 0001418250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HVP III Arisu REIT, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $33,025,000 Associated Brokers / Dealers William A. McGugin CIK Number 0001602632 Filed Document 0001602632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Solovis, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603204 Filed Document 0001603204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
RIVERSIDE MICRO-CAP FUND III, L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001603789 Filed Document 0001603789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORVEC INC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001063197 Filed Document 0001600377-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Miura Global Fund, Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001302145 Filed Document 0000919574-14-002475 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PF II, L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001604100 Filed Document 0001604100-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AlternativeFocus Saba Capital Offshore Fund Ltd. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001515360 Filed Document 0001533968-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Moot Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001603239 Filed Document 0001603239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Other
U.S. Select Direct Private Equity (US), LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569771 Filed Document 0001569771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001432636 Filed Document 0001533968-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bagaveev Corp See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001603520 Filed Document 0001603520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Alchemy Global Holdings, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001603467 Filed Document 0001603467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
PM Aircraft, LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568792 Filed Document 0001568792-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EQUINOX VENTURE CAPITAL FUND III, L.P. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604386 Filed Document 0001604386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
CAFE HOLDINGS CORP See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $6,631,597 Associated Brokers / Dealers N/A CIK Number 0001439405 Filed Document 0001192482-14-000066 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Calpian, Inc. See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001414628 Filed Document 0001354488-14-001628 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ABATTIS BIOCEUTICALS CORP See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $2,489,145 Associated Brokers / Dealers N/A CIK Number 0001515768 Filed Document 0001515768-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CRAILAR TECHNOLOGIES INC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $220,500 Associated Brokers / Dealers N/A CIK Number 0001210294 Filed Document 0001183740-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Balderton Capital V, L.P. See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised $305,000,000 Associated Brokers / Dealers N/A CIK Number 0001576024 Filed Document 0001576024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund