Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AVM Ranger Accredited, LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547402 Filed Document 0001566114-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asius Fund I, LLC See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574877 Filed Document 0001140361-14-016761 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TFG Ames Pond Drive REIT, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers Advisory Group Equity Services, Ltd. CIK Number 0001606427 Filed Document 0001606427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Fund, L.P. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., Andrew B. Linbeck, and Luke Powell CIK Number 0001415987 Filed Document 0001415987-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
World Energy Solutions, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001371781 Filed Document 0001371781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Healthsense Inc See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001415696 Filed Document 0001181431-14-016164 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Cosmic Spinal Considerations, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001605568 Filed Document 0001605568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Albany Road - FCN Investor LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $9,720,000 Associated Brokers / Dealers N/A CIK Number 0001605524 Filed Document 0001605524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AmnioLife Corp See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605586 Filed Document 0001605586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
HUSKY VENTURES, INC. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Super Vitamin D, LLC See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001584719 Filed Document 0001584719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
K10 Holdings, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001604451 Filed Document 0000950138-14-000397 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ENDOGASTRIC SOLUTIONS INC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001356688 Filed Document 0001356688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Condorcet Global Opportunity Fund, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605541 Filed Document 0001605541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FS Investment Corp III See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001579412 Filed Document 0001579412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CHAINREACTOR INC. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $200,001 Associated Brokers / Dealers N/A CIK Number 0001601395 Filed Document 0001601395-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPiN Global Holdings LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $8,443,120 Associated Brokers / Dealers N/A CIK Number 0001605542 Filed Document 0001605542-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Dynamic Health Strategies, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001605208 Filed Document 0001605208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
L. Ross Love Growthbridge Fund, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001605175 Filed Document 0000906318-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Nashville-Hermitage Investors LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001605594 Filed Document 0001605594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Blue Water Total Return Fund I, L.P. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544464 Filed Document 0001544464-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Bobby Z Man See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $67,000 Associated Brokers / Dealers N/A CIK Number 0001605601 Filed Document 0001605602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spinlight Studio, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,050,194 Associated Brokers / Dealers Serra Ventures, LLC CIK Number 0001605962 Filed Document 0001605962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Micro Cap Fund LLC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HILDENE OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001441072 Filed Document 0001441072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HONEST POLICY, INC. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001598525 Filed Document 0001598525-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Orion Mine Finance (Master) Fund I-A LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $171,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001605530 Filed Document 0001605530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scotty's Brewhouse Fort Wayne, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001605450 Filed Document 0001605450-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Credit Strategies Fund, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572947 Filed Document 0000902664-14-002127 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Tasca Resources Ltd. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers n/a CIK Number 0001578010 Filed Document 0001578010-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HitecVision VII, L.P. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $712,610,000 Associated Brokers / Dealers CREDIT SUISSE ASSET MANAGEMENT LIMITED CIK Number 0001605217 Filed Document 0001605447-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MobileRQ, Inc. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,601,282 Associated Brokers / Dealers N/A CIK Number 0001562568 Filed Document 0001562568-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ThermoCeramix Corp See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $13,137,204 Associated Brokers / Dealers N/A CIK Number 0001604681 Filed Document 0001604681-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Broadfin Healthcare Fund, LP See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354025 Filed Document 0000919574-14-002622 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H/2 Credit Partners Ltd. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461027 Filed Document 0001461027-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESEARCH AFFILIATES CAPITAL LP See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259191 Filed Document 0001259191-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologis Targeted Europe Logistics Fund, FCP-FIS See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406152 Filed Document 0001406152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS PAULSON ADVANTAGE, L.L.C. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001471633 Filed Document 0001605447-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lindene, Ltd. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572441 Filed Document 0001572441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners International 9, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592596 Filed Document 0001592596-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juicero, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $19,281,018 Associated Brokers / Dealers N/A CIK Number 0001588182 Filed Document 0001588182-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VADXX ENERGY LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605418 Filed Document 0001181431-14-016127 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PLATYPUS TECHNOLOGIES LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $154,046 Associated Brokers / Dealers N/A CIK Number 0001271189 Filed Document 0001271189-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NetBrain Technologies Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001605720 Filed Document 0001605720-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners, L.P. (Class B & Class C limited partnership interests) See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-14-002139 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGS Investments, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $8,131,460 Associated Brokers / Dealers N/A CIK Number 0001604926 Filed Document 0000906318-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Solus Opportunities Fund 3 LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605092 Filed Document 0000902664-14-002134 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NQUIRY, INC. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603825 Filed Document 0001603825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity