Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Managed Futures Legends II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001521633 Filed Document 0000898432-14-000828 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONFOCUS HEALTHCARE, INC. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001442815 Filed Document 0001442815-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Pelican Renewables 2, LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001606449 Filed Document 0001606449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Crescent European Specialty Lending Fund (Cayman-Levered) LP See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609045 Filed Document 0000945621-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiteIdeas LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001570275 Filed Document 0001570275-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Pre-IPO Opportunities Fund LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dinosoaur Securities, LLC CIK Number 0001609059 Filed Document 0001609059-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
West Side Clearview CMBS Offshore Fund Ltd See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576726 Filed Document 0001576726-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Sierra Partners I, L.P. See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506759 Filed Document 0001506759-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeconomy, Inc. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001610251 Filed Document 0001610251-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
RockBridge Hospitality Fund VI L.P. See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001576121 Filed Document 0001576121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GLOBALWISE INVESTMENTS INC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001081745 Filed Document 0001144204-14-033708 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
DIOMICS Corp See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001605831 Filed Document 0001140361-14-023144 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALUNG TECHNOLOGIES INC See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised $11,150,722 Associated Brokers / Dealers N/A CIK Number 0001179295 Filed Document 0001179295-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spark Capital Growth Fund LP See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers N/A CIK Number 0001608868 Filed Document 0001608868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NAIKU INC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001534557 Filed Document 0001534557-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DW MultiOp Bakken #14, LP See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001609064 Filed Document 0001609064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FUTURA LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $3,432,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
SPOTHERO, INC. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609292 Filed Document 0001609292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RedPrairie Holding, Inc. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $86,571,044 Associated Brokers / Dealers N/A CIK Number 0001476750 Filed Document 0000895345-14-000177 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Equity
Rogge Emerging Markets Currency Fund See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519764 Filed Document 0001519764-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xulu, Inc. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $15,499,998 Associated Brokers / Dealers N/A CIK Number 0001556846 Filed Document 0001556846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Fix-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $191,001 Associated Brokers / Dealers N/A CIK Number 0001608957 Filed Document 0001608957-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL-Path-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $168,432 Associated Brokers / Dealers N/A CIK Number 0001608982 Filed Document 0001608982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Best Response Strategies LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001502201 Filed Document 0001502201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bootsmead Land, LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $152,564 Associated Brokers / Dealers N/A CIK Number 0001608991 Filed Document 0001608991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Avantor Performance Materials Holdings S.A. See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506124 Filed Document 0000895345-14-000178 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
TCA Global Credit Fund, LP See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MATTHEW A. LUCIANO, EDWARD R. COFRANCESCO JR, GILBERT D. DULBERG, RICHARD DONLON OREILLY, RICHARD WILLIAM ENGEN, MICHAEL CARL PETRYCKI, John Paul Neppel, and Theodore Richard Augustyniak CIK Number 0001501877 Filed Document 0001501877-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitetail Rock SLAB Fund IV, LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608399 Filed Document 0001608399-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Crescent European Specialty Lending Fund (Cayman) LP See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC and FINAMVEST CIK Number 0001609046 Filed Document 0000945621-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peloton Document Solutions LLC See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001565922 Filed Document 0001565922-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RigUp, Inc. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $2,999,997 Associated Brokers / Dealers N/A CIK Number 0001609236 Filed Document 0000905718-14-000305 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sherman Square Capital, L.P. See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523620 Filed Document 0001523620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Krossover Intelligence Inc. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001495775 Filed Document 0001495775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
North Castle Partners V-A L.P. See All Filings	D/A	2014-05-27 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560174 Filed Document 0001560174-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farmstr, Inc. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001608199 Filed Document 0001608199-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
P2P2W Inc. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001609230 Filed Document 0001609230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DJ ACQUISITIONS 1136 LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609257 Filed Document 0001559434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Geneva Lakes Hotel Group, LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001605763 Filed Document 0001605763-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
SERIOUSLY HOLDING CORP See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers None CIK Number 0001592507 Filed Document 0001592507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 11, LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001609225 Filed Document 0001609225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Oasis Luxury Rentals Inc See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001589143 Filed Document 0001589143-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
ULIV Java LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001609102 Filed Document 0001144204-14-034938 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ACQUIA INC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $50,000,005 Associated Brokers / Dealers N/A CIK Number 0001427730 Filed Document 0001140361-14-023011 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EpiEP, Inc. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001466638 Filed Document 0001466638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-RSHares-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $97,500 Associated Brokers / Dealers N/A CIK Number 0001609197 Filed Document 0001609197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-W.io-Fund, a series of AngelList-RB-Funds, LLC See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $260,501 Associated Brokers / Dealers N/A CIK Number 0001609194 Filed Document 0001609194-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Footmarks, Inc. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001589523 Filed Document 0001589523-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ally Bridge Group Capital Partners II, L.P. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609313 Filed Document 0001181431-14-021394 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Global Weather Corp See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $1,043,448 Associated Brokers / Dealers N/A CIK Number 0001543715 Filed Document 0001543715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ellumilite, Inc. See All Filings	D	2014-05-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001511812 Filed Document 0001511812-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity