Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Neurostructures, Inc. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001608414 Filed Document 0001608414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nelson Construction Services LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001609652 Filed Document 0001609652-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Converted Carbon Technologies Corp. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $51,184 Associated Brokers / Dealers N/A CIK Number 0001607679 Filed Document 0001607679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
3030 NORTH EQUITY, LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $3,898,817 Associated Brokers / Dealers N/A CIK Number 0001607292 Filed Document 0001607292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Spectrum Opportunities Master Fund Ltd See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579059 Filed Document 0001579059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wisegate, Inc. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001506286 Filed Document 0001506286-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Integro Earth Fuels, Inc. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $10,360,000 Associated Brokers / Dealers Carolina Financial Securities LLC CIK Number 0001505563 Filed Document 0001505563-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WILLIAM BLAIR GLOBAL OPPORTUNITY FUND, LLC See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001472164 Filed Document 0001382963-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creative Equity Lending, LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001573478 Filed Document 0001573478-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ohio Equity Fund for Housing Limited Partnership XXIV See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $240,000,000 Associated Brokers / Dealers N/A CIK Number 0001609853 Filed Document 0001609853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Ana Partners LP See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496173 Filed Document 0000919574-14-003690 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol IX L.P. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556067 Filed Document 0000935836-14-000348 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INSOLVE GLOBAL CREDIT FUND II, L.P. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001607794 Filed Document 0001607794-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461479 Filed Document 0001507943-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deja Mi, Inc. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001517341 Filed Document 0001461373-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
California Ethanol & Power, LLC See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cella Acquisition Ltd See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001610513 Filed Document 0001610513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PENTHERA PARTNERS INC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $849,120 Associated Brokers / Dealers N/A CIK Number 0001435448 Filed Document 0001140361-14-025135 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GABRIEL RESOURCES LTD See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $53,665,980 Associated Brokers / Dealers N/A CIK Number 0001110077 Filed Document 0001140361-14-025318 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Bright Rail Energy, Inc. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $3,000,595 Associated Brokers / Dealers N/A CIK Number 0001582755 Filed Document 0000898432-14-000851 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AFFITO GREEN STREET INVESTOR LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001611123 Filed Document 0001611123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Differential Dynamics Corp See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001351818 Filed Document 0001140361-14-025243 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XI L.P. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587297 Filed Document 0000935836-14-000350 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthy Baby Foods, Inc. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001610504 Filed Document 0001610504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FileString Inc See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001554885 Filed Document 0001554885-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Med-Tek LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001551205 Filed Document 0001062993-14-003644 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nevsky Fund plc See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513224 Filed Document 0000945621-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyperion Insurance Group Ltd See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $116,880 Associated Brokers / Dealers N/A CIK Number 0001609667 Filed Document 0001609667-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001315863-14-000376 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dust Cutter See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001571269 Filed Document 0001571269-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
William Blair China A-Share Fund, LLC See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570499 Filed Document 0001382963-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCC Brassfield Park LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers N/A CIK Number 0001610573 Filed Document 0001610573-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Blitsy, Inc. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001573808 Filed Document 0001573808-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
CARPHORIA, LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001611106 Filed Document 0001611106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RK Northern Greens Apartments, LLC See All Filings	D	2014-06-10 08:44:46 UTC
Amount To Be Raised $12,685,909 Associated Brokers / Dealers Rance King Securities Corporation, Colorado Financial Securities Corp., Courtlandt Securities Corporation, Concorde Investment Services, LLC, Crown Capital Securities LP, Heritage Financial Systems, Inc., Independent Financial Group, LLC, Morris Financial, Inc., Newport Coast Securities, Inc., Oak Tree Securities, Inc., Sammons Securities Company, LLC, Sigma Financial Corporation, Whitehall- Parker Securities, Inc., and Willbanks Securities CIK Number 0001608787 Filed Document 0001144204-14-036711 Exclusions or Exemptions 506b Accepted Date 2014-06-10 08:44:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Common
KOPIS MOBILE LLC See All Filings	D	2014-06-10 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001574113 Filed Document 0001574113-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Debt
Tower Preferred Investor, LLC See All Filings	D	2014-06-10 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001610576 Filed Document 0001610576-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Prison Data Systems, PBC See All Filings	D/A	2014-06-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001590992 Filed Document 0001590992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mont Road, LLC See All Filings	D	2014-06-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001610276 Filed Document 0001610276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Sapelo Multi-Strategy Diversified Fund, LLC See All Filings	D	2014-06-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PAUL JOSEPH RIEGER CIK Number 0001576470 Filed Document 0001576470-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO Alternative Asset SPC Ltd See All Filings	D/A	2014-06-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324770 Filed Document 0001609995-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma U.S. Fund, LP See All Filings	D/A	2014-06-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173945 Filed Document 0000919574-14-003670 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leatherwood Fund, Ltd. See All Filings	D	2014-06-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610056 Filed Document 0001610056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 6, LLC See All Filings	D/A	2014-06-10 00:00:00 UTC
Amount To Be Raised $2,975,000 Associated Brokers / Dealers N/A CIK Number 0001580758 Filed Document 0001580758-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Lloyd George Investment Co PLC See All Filings	D/A	2014-06-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551213 Filed Document 0000892712-14-000471 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SERA PROGNOSTICS, INC. See All Filings	D	2014-06-10 00:00:00 UTC
Amount To Be Raised $9,156,865 Associated Brokers / Dealers N/A CIK Number 0001534969 Filed Document 0001534969-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PlushCare, Inc. See All Filings	D	2014-06-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610973 Filed Document 0001610973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RANE Corp. See All Filings	D/A	2014-06-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595613 Filed Document 0001595613-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SM Investors II, L.P. See All Filings	D/A	2014-06-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173632 Filed Document 0000919574-14-003682 Exclusions or Exemptions 506b Accepted Date 2014-06-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund