Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Center Coast Core MLP Fund I, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001521971 Filed Document 0001521971-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FC Ribbit Opportunity I, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610965 Filed Document 0001610965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kestrel Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315337 Filed Document 0001315337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wingate Partners V (TX Co-Investment), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001612282 Filed Document 0001612282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Price Waiter LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612145 Filed Document 0001612145-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Terrapin Offshore Fund of Funds SLV, Ltd. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001470109 Filed Document 0001470109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund III Feeder, LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001612204 Filed Document 0000902664-14-002985 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Co-Investment Fund IV, L.P. - US Tax Exempt Series See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611764 Filed Document 0001140361-14-027373 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Secondary Opportunities Fund III Private Client Feeder Fund (U.S.), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001612286 Filed Document 0001612286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chama Enhanced Market Neutral, Ltd. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458821 Filed Document 0001458821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OP Greenfield Gateway, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,665,000 Associated Brokers / Dealers N/A CIK Number 0001612154 Filed Document 0001612154-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Vallee Blanche Fund Alpha, LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $218,278,859 Associated Brokers / Dealers N/A CIK Number 0001611204 Filed Document 0001610577-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSporto, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612186 Filed Document 0001612186-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Yik Yak, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $11,503,348 Associated Brokers / Dealers N/A CIK Number 0001612046 Filed Document 0001612046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CCC Calibre Chase LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $7,725,000 Associated Brokers / Dealers N/A CIK Number 0001610757 Filed Document 0001610757-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Blumberg Capital Opportunity Fund (CR), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $15,225,000 Associated Brokers / Dealers N/A CIK Number 0001611997 Filed Document 0001589097-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIGONEX TECHNOLOGIES INC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $3,305,812 Associated Brokers / Dealers N/A CIK Number 0001322910 Filed Document 0001178858-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Wright-Hargreaves Partners, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577142 Filed Document 0001577142-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Motiv Power Systems, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001496560 Filed Document 0001496560-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRENTWOOD ASSOCIATES PRIVATE EQUITY V, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001577491 Filed Document 0001577491-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zurex Pharma, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $5,118,586 Associated Brokers / Dealers N/A CIK Number 0001551289 Filed Document 0001551289-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Strattam Capital Investment Fund, L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001612181 Filed Document 0001612181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Passco Columns DST See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $23,500,000 Associated Brokers / Dealers Passco Capital, Inc. CIK Number 0001611295 Filed Document 0001611295-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prosperity Organic Foods, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001484621 Filed Document 0001484621-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ENCORE HQ INC. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $495,476 Associated Brokers / Dealers N/A CIK Number 0001600934 Filed Document 0001600934-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
American Energy Products Co See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $715,000 Associated Brokers / Dealers N/A CIK Number 0001605313 Filed Document 0001605313-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Terrapin Select, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512996 Filed Document 0001512996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Luck Chuck LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001585125 Filed Document 0001585125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vox Media, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $73,846 Associated Brokers / Dealers N/A CIK Number 0001440746 Filed Document 0001440746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Russell Breweries, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $444,000 Associated Brokers / Dealers NA CIK Number 0001612210 Filed Document 0001612210-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ClearOne Advantage, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001612121 Filed Document 0001104659-14-049268 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GoodLook Holdings, Inc. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001599546 Filed Document 0001599546-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Oomnitza Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,360,598 Associated Brokers / Dealers N/A CIK Number 0001612255 Filed Document 0001612255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Springbot, Inc. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001582406 Filed Document 0001582406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Copper Chase Apartments, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers Coughlin & Company, Inc. CIK Number 0001612296 Filed Document 0001612296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
CoreOS, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001610743 Filed Document 0001610743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XI LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611026 Filed Document 0001611026-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Full Sun Co See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $252,000 Associated Brokers / Dealers N/A CIK Number 0001612279 Filed Document 0001612279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
FODS, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612184 Filed Document 0001612184-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Albany Road - KBS Nashville Investor LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001610806 Filed Document 0001610806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Emerging Markets Absolute Return Fund LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611936 Filed Document 0000950142-14-001451 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EVOTEM, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001423153 Filed Document 0001423153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewell Warehouse Fund I LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612334 Filed Document 0001214659-14-004930 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BRENTWOOD ASSOCIATES PRIVATE EQUITY V-A, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001577493 Filed Document 0001577491-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sandpiper Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470429 Filed Document 0001470429-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Healthbox Chicago III LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001612123 Filed Document 0001612123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LivelyHood, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,541,600 Associated Brokers / Dealers N/A CIK Number 0001611791 Filed Document 0001611791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Fusi, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $600 Associated Brokers / Dealers N/A CIK Number 0001612534 Filed Document 0001612534-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
UBS International Infrastructure Fund II (B), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers UBS Agrivest LLC, UBS AG, UBS Global Asset Management (Deutschland) GmbH, UBS Global Asset Management (Italia) SGR S.p.A, UBS Global Asset Management (Japan) Ltd., UBS Global Asset Management (Singapore) Ltd., UBS Global Asset Management (Taiwan) Ltd., UBS Global Asset Management (UK) Ltd., UBS Hana Asset Management Co., Ltd., CCR Asset Management S.A., UBS Alternative and Quantitative Investments LLC, UBS O'Connor LLC, UBS Global Asset Management (Australia) Ltd., UBS Global Asset Management (Canada) Inc., UBS Global Asset Management (Hong Kong) Limited, UBS Global Asset Management (US) Inc., UBS Financial Services Inc., UBS Global Asset Management (Americas) Inc., and UBS Securities LLC CIK Number 0001575241 Filed Document 0001575241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tax Credit Funding LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Tony Conti and Bill Barker CIK Number 0001570285 Filed Document 0000906318-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt