Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
New Capital Partners Private Equity Fund III, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Lazard & Co. Limited CIK Number 0001610410 Filed Document 0001610410-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Waypoint Otarre Investors, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,090,000 Associated Brokers / Dealers BROADWAY DIRECT INVESTMENTS, LLC CIK Number 0001610287 Filed Document 0001610287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PELOTON INTERACTIVE, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001562266 Filed Document 0001562266-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Yikes Hospitality LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001612524 Filed Document 0001612524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
CORBEL SMS, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001612167 Filed Document 0001140361-14-027634 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ND Acquisitions Corp. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $11,031,858 Associated Brokers / Dealers N/A CIK Number 0001464225 Filed Document 0001464225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
HBK Multi-Strategy Offshore Fund Ltd. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385653 Filed Document 0001385653-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HBK Quantitative Strategies Fund L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503235 Filed Document 0001503235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Fund LLC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. CIK Number 0001611194 Filed Document 0001013762-14-000758 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Research Affiliates Equity Emerging Markets, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365061 Filed Document 0001365061-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS Capital Partners IV, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $255,000,000 Associated Brokers / Dealers N/A CIK Number 0001535565 Filed Document 0001535565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Infrastructure Partners II LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, and Not Applicable CIK Number 0001598040 Filed Document 0001181431-14-025826 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DigiPuppets LLC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593202 Filed Document 0001593202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMBINATORICS MAGNA PARTNERS LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460158 Filed Document 0000919574-14-003888 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoveMark Oil Fund II See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612355 Filed Document 0001612355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ClickN KIDS INC. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001470949 Filed Document 0001065949-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BidPal, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001531341 Filed Document 0001531341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Cocomama Foods Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001556799 Filed Document 0001556799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LL Mortgage Fund II, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612511 Filed Document 0001192482-14-000138 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden State Fund, Ltd. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576083 Filed Document 0001576083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amazing Fruit Products-US, LLC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580992 Filed Document 0001580992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Raptor Resources, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612137 Filed Document 0001612137-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ijenti, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001591477 Filed Document 0001591477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CONTRARIAN FUND I OFFSHORE LTD. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464696 Filed Document 0000919574-14-003902 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquid Environmental Solutions Corp See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $31,599,991 Associated Brokers / Dealers Wedbush Securities Inc. CIK Number 0001290975 Filed Document 0001290975-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WELLSTAR ENERGY CORP. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $180,670 Associated Brokers / Dealers N/A CIK Number 0001560603 Filed Document 0001183740-14-000207 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LOOMIS SAYLES INVESTMENT GRADE CORPORATE BOND TRUST See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457000 Filed Document 0001457000-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
TRILOGY INVESTMENT FUND PLC - THE VALANT SERIES EMERGING MARKETS FUND See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579117 Filed Document 0000919574-14-003899 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trifecta Capital, L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611032 Filed Document 0001611032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GULF SOUTH HOLDING INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Cabot Lodge Securities and Delaney Equity Group, LLC CIK Number 0001449226 Filed Document 0001449226-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Gamble Ranch Resort, L.L.C. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611954 Filed Document 0001611954-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Simple Mills, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,080,500 Associated Brokers / Dealers N/A CIK Number 0001612522 Filed Document 0001612522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
640 Labs, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612445 Filed Document 0001612445-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MIDFIN SYSTEMS INC. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001611287 Filed Document 0001611287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Graham Institutional Partners, LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609415 Filed Document 0001609415-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Multi-Strategy HedgeFocus Fund Ltd See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001605425 Filed Document 0001605425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nortis Inc See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001416214 Filed Document 0001416214-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone GTS Co-Invest L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611508 Filed Document 0001611508-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lizard International Fund LLC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458864 Filed Document 0001458864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Waypoint Ormond Beach Investors LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $11,950,000 Associated Brokers / Dealers BROADWAY DIRECT INVESTMENTS, LLC CIK Number 0001612007 Filed Document 0001610287-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CLOUD ENGINES INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001392084 Filed Document 0001392084-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wevorce Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600278 Filed Document 0001600278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Indie Theatricals, Inc. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001612215 Filed Document 0001612215-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HBK Quantitative Strategies Offshore Fund L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503237 Filed Document 0001503237-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DL Partners Opportunities Fund LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523902 Filed Document 0000902664-14-003003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Change Healthcare Corp See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001414847 Filed Document 0001414847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Partners III (TE 2), L.P. See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001612521 Filed Document 0000950103-14-004690 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charlie Lucky Films, LP See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers NONE CIK Number 0001486385 Filed Document 0001488877-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
BERENS CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and Citi Private Bank, Global Managed Investments CIK Number 0001173445 Filed Document 0001566114-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Low T Centers Inc See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001603574 Filed Document 0001603574-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity