Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Quantitative Global 1X Fund, Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick & Dominick LLC and du Pasquier & Co., Inc. CIK Number 0001471587 Filed Document 0001315863-14-000478 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gladious Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001616304 Filed Document 0001616304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Leadcloud, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001615638 Filed Document 0001615638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VBI VACCINES INC. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Middlebury Securities, LLC CIK Number 0000704159 Filed Document 0001437749-14-014800 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Artivest Holdings, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001584583 Filed Document 0001584583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OZ Asia Overseas Institutional Fund, Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458103 Filed Document 0001458144-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCM Core Opportunities Fund LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615809 Filed Document 0001615809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
July Systems Inc See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,250,323 Associated Brokers / Dealers N/A CIK Number 0001348825 Filed Document 0001348825-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Revv Media LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616116 Filed Document 0001616116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CARNIVAL BAY HOLDINGS, INC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616283 Filed Document 0001213900-14-005589 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Highbridge Principal Strategies - GIM, L.P. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616343 Filed Document 0001140361-14-031645 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ash Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001616135 Filed Document 0001616120-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gliacure, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $6,000,001 Associated Brokers / Dealers N/A CIK Number 0001543496 Filed Document 0001543496-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eco-Stim Energy Solutions, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $2,302,400 Associated Brokers / Dealers Wunderlich Securities, Inc CIK Number 0001135657 Filed Document 0001493152-14-002415 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Caxton Global Investments USA LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315115 Filed Document 0000895345-14-000218 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARBLEGATE SPECIAL OPPORTUNITIES FUND, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458067 Filed Document 0001181431-14-028783 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Partners Leveraged, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337382 Filed Document 0000902664-14-003381 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arnegard Lakeview Estates LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616119 Filed Document 0001616119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Henderson AlphaGen Octanis SP, a Segregated Portfolio of LGMA SPC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB Financial Group, Atlantic Trust Company, Certitude Global Investments Limited, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001541002 Filed Document 0001541002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $545,710 Associated Brokers / Dealers Michael Shannon, Joseph Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-14-000235 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OZ ELS Domestic Partners, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527117 Filed Document 0001458144-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 1X Fund LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick & Dominick LLC and du Pasquier & Co., Inc. CIK Number 0001460513 Filed Document 0001315863-14-000477 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rehabbers Financial, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464746 Filed Document 0001464746-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunity Partners Fund IV, LP See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001615081 Filed Document 0001615081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Sterling Resources Ltd. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $32,142,200 Associated Brokers / Dealers N/A CIK Number 0001462411 Filed Document 0001462411-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Co-Investors VIII (A), L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593853 Filed Document 0000950142-14-001703 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Real Alliance Group, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001616303 Filed Document 0001616303-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Affordable Housing Community Fund 5, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616151 Filed Document 0001616151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
ADATAO, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $13,452,377 Associated Brokers / Dealers N/A CIK Number 0001615541 Filed Document 0001615541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StreetShares, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001607838 Filed Document 0001607838-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities L.L.C. CIK Number 0001415522 Filed Document 0001415522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portland Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001616174 Filed Document 0001616120-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEVENTH SENSE BIOSYSTEMS, INC. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $16,467,084 Associated Brokers / Dealers N/A CIK Number 0001451718 Filed Document 0001615928-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BroadRiver TRF I, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569025 Filed Document 0001569025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTA Choice CITR See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616062 Filed Document 0001616062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Morgan Stanley Blackstone Energy Partners II Offshore Feeder Fund LP See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001616255 Filed Document 0001140361-14-031442 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrthoDiscovery Group, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001613453 Filed Document 0001615978-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
VBOX, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers CEDAR POINT CAPITAL, LLC CIK Number 0001519243 Filed Document 0001519243-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
OMNI WATER SOLUTIONS, INC. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001522208 Filed Document 0001209191-14-051300 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Impala Select Fund LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555837 Filed Document 0001140361-14-031461 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund Leveraged, Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337389 Filed Document 0000902664-14-003380 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colorado Springs Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities CIK Number 0001616136 Filed Document 0001616120-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Erlanger South, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Fourth Dimension Real Estate, Inc CIK Number 0001616337 Filed Document 0001616337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TIDE POINT PARTNERS, LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554286 Filed Document 0000919574-14-004302 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala ELS Fund Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520349 Filed Document 0001140361-14-031466 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beze Ventures, Ltd. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001518565 Filed Document 0001518565-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458069 Filed Document 0001181431-14-028784 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST PARTNERS LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050413 Filed Document 0000919574-14-004286 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging (Free) Markets Country Fund See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH BRIDGE CAPITAL LLC CIK Number 0001467835 Filed Document 0001610908-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Episteme Global Equity, LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580659 Filed Document 0001614745-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity