Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FORT WARREN OPPORTUNITIES FUND, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616130 Filed Document 0001140361-14-032125 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PokitDok, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001534159 Filed Document 0001534159-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MR Investment Fund I LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616444 Filed Document 0000935836-14-000473 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRICKELL BIOTECH, INC. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001497233 Filed Document 0001497233-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
WOBF Holdings 1, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001616111 Filed Document 0001616111-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Virginia Distillery Company, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600790 Filed Document 0001015325-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Three Corner Offshore L/S Fund Ltd. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581924 Filed Document 0000902664-14-003440 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bannockburn Global Forex LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001509948 Filed Document 0001509948-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CARMEL VENTURES IV PRINCIPALS FUND, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616642 Filed Document 0001616642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3130 BRIGHTON 7TH STREET, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001607241 Filed Document 0001607241-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Anandar Event Opportunities Master Fund Ltd. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616484 Filed Document 0000919574-14-004354 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMS Managed Portfolios LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001125100 Filed Document 0001140361-14-032048 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esposito Strategic Lending Fund, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543088 Filed Document 0001543088-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTER ELECTRIC VENTURES, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616198 Filed Document 0001616198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMAC FUND II, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616547 Filed Document 0000919574-14-004347 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brittany Burlington LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers none CIK Number 0001615715 Filed Document 0001512926-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Teardroppers, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001615780 Filed Document 0001019687-15-003091 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bridgeport Surgery Center, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613905 Filed Document 0001613905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
KLONDEX MINES LTD See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $412,504 Associated Brokers / Dealers N/A CIK Number 0001311605 Filed Document 0001140361-14-032302 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Orange Capital LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001616192 Filed Document 0001140361-14-032078 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nu Pagamentos S.A. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $14,300,987 Associated Brokers / Dealers N/A CIK Number 0001580059 Filed Document 0001580059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
OrthoDiscovery Group, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001613453 Filed Document 0001615978-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Windsor Circle, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $6,250,007 Associated Brokers / Dealers N/A CIK Number 0001519034 Filed Document 0001519034-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001528509 Filed Document 0000898432-14-001040 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vibrado Technologies, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,516,511 Associated Brokers / Dealers N/A CIK Number 0001616604 Filed Document 0001616604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Westaim HIIG Limited Partnership See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616505 Filed Document 0001616505-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silk Road Medical Inc See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001397702 Filed Document 0001397702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Echinus Partners, Ltd. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615643 Filed Document 0001556468-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHERN MISSOURI BANCORP INC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $12,331,085 Associated Brokers / Dealers N/A CIK Number 0000916907 Filed Document 0000927089-14-000313 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Union Hills Memory Care, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001614659 Filed Document 0001614659-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
RRCM Onshore I, L.P. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001200418 Filed Document 0001200418-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRV-BLI LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001616012 Filed Document 0001616012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonehenge Capital Fund Nevada II, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers None CIK Number 0001616476 Filed Document 0001616476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Flashback Technologies, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616441 Filed Document 0001616441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Clean Methane Systems LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $100,030 Associated Brokers / Dealers N/A CIK Number 0001616339 Filed Document 0001616339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Baker Brothers Life Sciences LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363364 Filed Document 0001363364-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BedMar Inflection Fund LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572479 Filed Document 0000919574-14-004346 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUCKLEY CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514382 Filed Document 0001514382-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE LEAF OFFSHORE LTD See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350370 Filed Document 0001350370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers QUASAR DISTRIBUTORS CIK Number 0001616524 Filed Document 0000894189-14-003759 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Workhorse Rail, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers N/A CIK Number 0001616576 Filed Document 0000906555-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ARENA SOLUTIONS INC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $8,994,987 Associated Brokers / Dealers N/A CIK Number 0001325156 Filed Document 0001140361-14-032268 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CARMEL VENTURES IV CEO PROGRAM, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616644 Filed Document 0001616644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascendance Capital Partners II, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001616493 Filed Document 0001616493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE LEAF PARTNERS I LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322556 Filed Document 0001322556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAVENS INTERNATIONAL INVESTORS, LTD See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Bartlett, Cross Border Private Capital, LLC, and Niklas Lundquist CIK Number 0001458830 Filed Document 0001013594-14-000553 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CarLotz, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001517739 Filed Document 0001015325-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AtticGem, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001616125 Filed Document 0001616125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Prana Current Yield Fund III, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001615003 Filed Document 0000935836-14-000470 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lionstone-Hermes Real Estate Venture, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001616725 Filed Document 0001616725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity