Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Canopy Co. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001565186 Filed Document 0001288230-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Four Points Multi-Strategy Fund, L.P. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001482445 Filed Document 0000919574-14-005203 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingfisher Select, LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608755 Filed Document 0001608755-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLS Rates Fund LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY & CO. LLC CIK Number 0001557852 Filed Document 0001557852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO SIGMA COMPASS CAYMAN FUND, LTD. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470920 Filed Document 0000919574-14-005194 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERGER FUND II LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618797 Filed Document 0001619433-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim-IDS Investors, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $2,920,000 Associated Brokers / Dealers N/A CIK Number 0001619537 Filed Document 0001619510-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
WMD USMOF Offshore, LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526416 Filed Document 0001526416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLS Diversified Fund LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB FINANCIAL GROUP, LLC, MORGAN STANLEY & CO. LLC, and KPG CAPITAL PARTNERS, LLC CIK Number 0001506080 Filed Document 0001506080-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Superior Ostrich, Inc. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-14-003261 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BENEFIT MOBILE INC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001604718 Filed Document 0000926044-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CC ARB FUND LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234612 Filed Document 0001234612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artisan: Dynamic Equity (Global Equity) Offshore L.P. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001557554 Filed Document 0001140361-14-035430 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIRO Julien LP See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers n/a CIK Number 0001619135 Filed Document 0001619135-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sequoia Equities - Glendale See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers R. Ken Coit CIK Number 0001619417 Filed Document 0001619417-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Malartu, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619099 Filed Document 0001619099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EVEREST CAPITAL GLOBAL EMERGING EQUITY L.P. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555234 Filed Document 0000919574-14-005207 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sansome Cayman Fund Ltd See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578188 Filed Document 0001578188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milyoni, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $16,143,747 Associated Brokers / Dealers N/A CIK Number 0001487977 Filed Document 0001487977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NOVO FUND LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425439 Filed Document 0000919574-14-005199 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Opportunities Fund X Feeder (Cayman), L.P. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615829 Filed Document 0001181431-14-031854 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $8,348,970 Associated Brokers / Dealers Jason Burlie and Allen Cannon CIK Number 0001135856 Filed Document 0001135856-14-000256 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Glade Brook Private Investors LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557933 Filed Document 0000902664-14-003807 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers Rudolph Cecchi CIK Number 0001135856 Filed Document 0001135856-14-000263 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ICONIQ Access 11, LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582055 Filed Document 0001582055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tekne Offshore Fund, Ltd. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557578 Filed Document 0001557578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415522 Filed Document 0001415522-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Attensa Corp See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001618654 Filed Document 0001618654-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Value Realization MAC 18 Ltd. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619354 Filed Document 0001619354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mulvaney Global Markets Fund, Ltd. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557837 Filed Document 0001557837-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERGER CAPITAL FUND LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618796 Filed Document 0001619433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dlyte, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001533905 Filed Document 0001533905-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CHESTER ASSET ALLOCATION, LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501801 Filed Document 0001501801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RC Kenwood Fund Ltd. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557804 Filed Document 0000902664-14-003818 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DriverDO LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590292 Filed Document 0001590292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 12, LP See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577427 Filed Document 0001577427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Fund, LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501387 Filed Document 0001140361-14-035441 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mulvaney Global Markets Fund LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmetto Advisory Group CIK Number 0001557853 Filed Document 0001557853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORGAN CREEK PARTNERS SPV-AEPB, LP See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $15,265,000 Associated Brokers / Dealers N/A CIK Number 0001619333 Filed Document 0000919574-14-005201 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMD US Mortgage Opportunities Fund, LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481175 Filed Document 0001481175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palantir Technologies Inc. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC and Melville Island, LLC CIK Number 0001321655 Filed Document 0001321655-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
mOasis Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $7,455,774 Associated Brokers / Dealers N/A CIK Number 0001594218 Filed Document 0001594218-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgepoint Europe V A1 LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612971 Filed Document 0001612971-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC ARB International Fund, Ltd. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496493 Filed Document 0001496493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ovonyx, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001114069 Filed Document 0001114069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $15,600,013 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-14-000257 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Needly, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001584748 Filed Document 0001584748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forest City Trading Group, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $7,339,938 Associated Brokers / Dealers N/A CIK Number 0001566657 Filed Document 0001566657-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ARDEN FOCUSED GLOBAL MACRO FUND, L.P. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Multiple CIK Number 0001498895 Filed Document 0000919574-14-005198 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lynqs, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $1,004,926 Associated Brokers / Dealers N/A CIK Number 0001618671 Filed Document 0001618671-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity