Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AXA IM Global Emerging Markets Small Cap Fund, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616570 Filed Document 0000943663-14-000146 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moon A/T Capital GCC Fund LP See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619382 Filed Document 0000902664-14-003822 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets Decline to Disclose Type of Security Equity
Encore Vision, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001618596 Filed Document 0001618596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ExecOnline, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560583 Filed Document 0001560583-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Fore Multi-Strategy Fund LP See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001586461 Filed Document 0001586461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROOKDALE GLOBAL OPPORTUNITY FUND See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458377 Filed Document 0001140361-14-035690 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fleksy, Inc. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001584201 Filed Document 0001584201-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Xi3, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $204,000,000 Associated Brokers / Dealers N/A CIK Number 0001567074 Filed Document 0001567074-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cignifi Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers NA CIK Number 0001519436 Filed Document 0001519436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WV AIV III (TPS), LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620252 Filed Document 0001620252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphon Finance I, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001619639 Filed Document 0001619639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Mt. Tam Partners, L.P. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473919 Filed Document 0000935836-14-000523 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fastbar Technologies Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001619540 Filed Document 0001619540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Top Tier Venture Capital VII, L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $404,040,404 Associated Brokers / Dealers Top Capital Advisors, Inc. CIK Number 0001617703 Filed Document 0001617703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Icebox Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001571530 Filed Document 0001571530-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
VERDE SCIENCE, INC. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001390778 Filed Document 0001183740-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIGTT Midstream Holdings, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001619663 Filed Document 0001619663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Bos Taurus Fund I, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001619187 Filed Document 0001619187-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ASPEN GROUP, INC. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $5,397,825 Associated Brokers / Dealers N/A CIK Number 0001487198 Filed Document 0001553350-14-001107 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MV Venture Fund III LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001619718 Filed Document 0001619718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Independence Global Fund LLC See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587816 Filed Document 0001587816-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Securisyn Medical, LLC See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001511538 Filed Document 0001511538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Common Sensing Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001584394 Filed Document 0001584394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Algaeon, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001560376 Filed Document 0001560376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ARABELLA EXPLORATION, INC. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Jett Capital Advisors, LLC CIK Number 0001506374 Filed Document 0001144204-14-056161 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Record Umbrella Fund See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561365 Filed Document 0001561365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Ment-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $254,547 Associated Brokers / Dealers N/A CIK Number 0001618980 Filed Document 0001618980-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLUMN GROUP II, LP See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $306,000,000 Associated Brokers / Dealers N/A CIK Number 0001600420 Filed Document 0001614627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookline Tracon Investment Fund II, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001484011 Filed Document 0001484011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Slla-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $381,623 Associated Brokers / Dealers N/A CIK Number 0001619620 Filed Document 0001619620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAE FUND Ltd See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514309 Filed Document 0000919574-14-005237 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV Feeder III (TPS), L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620250 Filed Document 0001620250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEGEAN FUND LP See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454540 Filed Document 0000919574-14-005251 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVK Venture 2014, L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $50,505,051 Associated Brokers / Dealers N/A CIK Number 0001617701 Filed Document 0001617701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FONU2 Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001168325 Filed Document 0001010412-14-000160 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
KPA INVESTMENT HOLDINGS, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $28,552,000 Associated Brokers / Dealers N/A CIK Number 0001619433 Filed Document 0001614533-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
United States Debt Recovery XV, L.P. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617198 Filed Document 0001617198-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCPL, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001619528 Filed Document 0000892712-14-000657 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Daytona Properties I, LLLP See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Don A. Linzer, Peter J. Lieberman, Tylor M. Balson, and Rupesh P. Sawant CIK Number 0001618055 Filed Document 0001618055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LiveAction Inc See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $5,349,997 Associated Brokers / Dealers N/A CIK Number 0001619436 Filed Document 0001619436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Asia Partners IV L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001619373 Filed Document 0001619373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIFEPOINT HOSPITALS, INC. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001301611 Filed Document 0001301611-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Guggenheim Investment Advisors Global Macro & Trading Fund, LLC See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Investor Services, LLC CIK Number 0001586819 Filed Document 0001586819-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-StrtShpCo-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001619621 Filed Document 0001619621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterra Solutions, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523868 Filed Document 0001523868-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
MP DPI LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001610180 Filed Document 0001181431-14-032062 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
MV Startup Fund XVI LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001619673 Filed Document 0001619673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Applied Cavitation, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $3,024,000 Associated Brokers / Dealers Spencer Edwards, Inc. CIK Number 0001613273 Filed Document 0001613273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AUTO I.D., INC. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001564637 Filed Document 0001564637-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
AQR Tax Plus U.S. Hedged Equity Fund, L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616851 Filed Document 0001616851-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund