Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Carlyle CLO Coinvestors, LP See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617718 Filed Document 0001181431-14-033705 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Yo-Whip International, Inc. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers none CIK Number 0001605254 Filed Document 0001605254-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CPP II Co-Investment, L.P. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610055 Filed Document 0001181431-14-033700 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Phoodeez, Inc. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001620723 Filed Document 0001620723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners NC Real Asset Opportunities, L.P. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621306 Filed Document 0000950103-14-006945 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prentice Capital Long/Short Equity Fund, LP See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473698 Filed Document 0000902664-14-003956 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedPass Health, LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001619942 Filed Document 0001619942-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Millville Opportunities Offshore Fund Ltd. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530735 Filed Document 0001013594-14-000661 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Leveraged Loan Partners Fund III, L.P. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001505172 Filed Document 0001386164-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
scripsense, Inc. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $453,333 Associated Brokers / Dealers N/A CIK Number 0001620545 Filed Document 0001181431-14-033509 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnolia Hotel, LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers Magnolia Hotel, LLC CIK Number 0001621185 Filed Document 0001621185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Dymon Asia Macro (US) Fund See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539742 Filed Document 0001539742-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rodman Belair Mayfair, L.P. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001619912 Filed Document 0001619912-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Farmstead Partners, LP See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587735 Filed Document 0000919574-14-005471 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Vista Real Estate Partners IV, L.P. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001621441 Filed Document 0001621441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highline Capital Qualified Fund, Ltd. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621448 Filed Document 0001621448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Mountain View Retail DST See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised $13,359,693 Associated Brokers / Dealers Inland Securities Corporation, Craig M. Rollins, Alex J. Kowalski, Nathaniel M. Kuhn, Jervis L. Dicicco, Roger T. Tadsen, Gary G. Benson, Drew F. Dedelow, Dwight K. Kay, Mark S. Gopen, Alex M. Weissman, and Darren S. Watson CIK Number 0001606660 Filed Document 0001606660-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
DOONBEG FUND LP See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Far Hills Group, LLC, and Alternative Strategies Group, Inc. CIK Number 0001416009 Filed Document 0001013594-14-000611 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Opry One LP See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590289 Filed Document 0001590289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SHANNON RIVER PARTNERS, LTD. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Barclays Capital Inc and Barclays Bank PLC, and Far Hills Group, LLC CIK Number 0001558369 Filed Document 0001013594-14-000616 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Caymus Energy Fund (QP), L.P. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Access Capital, LLC CIK Number 0001558993 Filed Document 0001315863-14-000574 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quintium Wealth Preservation Fund, L.P. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467860 Filed Document 0001467860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JUSTICE CENTER OFFICE PLAZA LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $1,715,000 Associated Brokers / Dealers Coughlin & Company, Inc. CIK Number 0001139079 Filed Document 0001139079-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Conversion Logic, Inc. (f/k/a Data Cloud, Inc.) See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619120 Filed Document 0001619120-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WI Ridgeview, LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $897,726 Associated Brokers / Dealers N/A CIK Number 0001621457 Filed Document 0001621457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Empire Petroleum Partners, LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $8,999,988 Associated Brokers / Dealers N/A CIK Number 0001525639 Filed Document 0001140361-14-037578 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pro Fit Optix Holding Company, LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001606591 Filed Document 0001606591-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CPF Coinvestment, LP See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618259 Filed Document 0001181431-14-033698 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Europe CLO Coinvestors, LP See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617719 Filed Document 0001181431-14-033706 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle NGP Agribusiness Coinvestment, LP See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617715 Filed Document 0001181431-14-033701 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AMITI FUND II L.P. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001621433 Filed Document 0001621433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CIEP Coinvestment B, LP See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617711 Filed Document 0001181431-14-033693 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Bocage Active Commodity Offshore Fund See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001621337 Filed Document 0000935836-14-000563 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benaiah, LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608607 Filed Document 0001608607-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Blue Water Partners Investment Fund, LP See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564366 Filed Document 0001564366-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prentice Capital Long/Short Equity Fund, Ltd. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473645 Filed Document 0000902664-14-003955 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas H. Lee Parallel (Cayman) Fund VII, L.P. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620948 Filed Document 0001619064-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEP IV Coinvestment, LP See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617722 Filed Document 0001181431-14-033702 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL REALITY, Inc. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001538217 Filed Document 0001553350-14-001179 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tunespotter, Inc. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001562545 Filed Document 0001562545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doonbeg Fund, Ltd. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Far Hills Group, LLC, and Alternative Strategies Group, Inc. CIK Number 0001562271 Filed Document 0001013594-14-000612 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Varna Onshore Fund LP See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502697 Filed Document 0000919574-14-005463 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jacobs Levy 130-30 Large 1 Fund, LLC See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532403 Filed Document 0000919574-14-005468 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caymus Energy Fund, L.P. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Access Capital, LLC CIK Number 0001558994 Filed Document 0001315863-14-000573 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Core Real Estate - U.S.A , L.P. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305319 Filed Document 0001305319-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Farmstead Offshore Fund, Ltd. See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587737 Filed Document 0000919574-14-005470 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBM Brazil Equity Fund LLC See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001535188-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TLF Partners, LP See All Filings	D/A	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499944 Filed Document 0000919574-14-005456 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H3 Financial Services, Inc. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615188 Filed Document 0001615188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
LIVENTA BIOSCIENCE, INC. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001531247 Filed Document 0001531247-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity