|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SHERI KAISERMAN
- CIK Number
- 0001622844
- Filed Document
- 0001622844-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001462231
- Filed Document
- 0001462231-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561000
- Filed Document
- 0001561000-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $44,290
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623552
- Filed Document
- 0001623552-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $26,499,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623606
- Filed Document
- 0001623606-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $53,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623578
- Filed Document
- 0001623578-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623579
- Filed Document
- 0001623579-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623226
- Filed Document
- 0000919574-14-005932
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589551
- Filed Document
- 0001315863-14-000605
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559942
- Filed Document
- 0001559942-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623480
- Filed Document
- 0001623480-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $3,846,154
- Associated Brokers / Dealers
- M.F. Long, James Kennedy, Steven Pfaff, John B Wilson, Ronald J Kudlacek, Brad Wilson, Michael C Ihrie, Taher Gilani, John T Lady, Steven Kaestner, Lisa Allen, Terrell C Lady, and Taher Gilani
- CIK Number
- 0001613888
- Filed Document
- 0001613888-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $1,809,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477946
- Filed Document
- 0001477946-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622509
- Filed Document
- 0000905729-14-000294
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-28 00:00:00 UTC |
- Amount To Be Raised
- $18,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001472853
- Filed Document
- 0001472853-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457466
- Filed Document
- 0000919574-14-005924
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623656
- Filed Document
- 0000908662-14-000271
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001138835
- Filed Document
- 0001140361-14-039072
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557423
- Filed Document
- 0001557423-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MVision Private Equity Advisers USA LLC
- CIK Number
- 0001589126
- Filed Document
- 0000950103-14-007426
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580391
- Filed Document
- 0001580391-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $2,543,835
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436616
- Filed Document
- 0001436616-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533636
- Filed Document
- 0001012975-14-000682
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602930
- Filed Document
- 0001602930-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001500559
- Filed Document
- 0001144204-14-063869
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $7,080,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563387
- Filed Document
- 0001563387-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623466
- Filed Document
- 0001623466-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556034
- Filed Document
- 0001556034-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623419
- Filed Document
- 0001623419-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Freres & Co. LLC and Barclays Capital Inc.
- CIK Number
- 0001606202
- Filed Document
- 0001606202-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621356
- Filed Document
- 0001589444-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $4,499,608
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623237
- Filed Document
- 0001623237-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460150
- Filed Document
- 0001460150-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $1,120,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $3,687,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606108
- Filed Document
- 0001606108-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501325
- Filed Document
- 0000919574-14-005928
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623674
- Filed Document
- 0001405086-14-000288
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $6,369,610
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575482
- Filed Document
- 0001575482-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $3,745,925
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602380
- Filed Document
- 0001602380-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567776
- Filed Document
- 0001181431-14-034834
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533637
- Filed Document
- 0001012975-14-000683
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
GAM Absolute Return Bond Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC
See All Filings
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001478104
- Filed Document
- 0001478104-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581640
- Filed Document
- 0001095449-14-000137
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MVision Private Equity Advisers USA LLC
- CIK Number
- 0001589142
- Filed Document
- 0000950103-14-007427
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529754
- Filed Document
- 0001529754-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507286
- Filed Document
- 0001507286-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623635
- Filed Document
- 0000950142-14-002108
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522958
- Filed Document
- 0001065949-14-000262
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust
See All Filings
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PineBridge Securities LLC
- CIK Number
- 0001589548
- Filed Document
- 0001589548-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-27 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601067
- Filed Document
- 0001214782-14-000120
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|