Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Print Syndicate, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001623676 Filed Document 0001623676-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
OC OFFSHORE INVESTMENTS II, SPC - SEGREGATED PORTFOLIO B See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624637 Filed Document 0000919574-14-006146 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC - Segregated Portfolio 19 See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476195 Filed Document 0001507943-14-000108 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURORA LIMITED PARTNERSHIP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001010290 Filed Document 0001010290-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opia Holdings, Inc. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001609855 Filed Document 0001609855-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Downhole Energy, LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582645 Filed Document 0001582645-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Door to Door Organics, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $25,673,541 Associated Brokers / Dealers Wedbush Securities, Inc. CIK Number 0001557237 Filed Document 0001557237-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Aminex Therapeutics, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $2,436,000 Associated Brokers / Dealers N/A CIK Number 0001613386 Filed Document 0001613386-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Eden, Ltd. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001513041 Filed Document 0001513041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Monarch Debt Recovery Participation Fund Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001499499 Filed Document 0001499499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRONG PERSUADER ARMS, LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001624901 Filed Document 0001624901-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Shippable, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001593720 Filed Document 0001593720-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Gamefish Impact Fund LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532080 Filed Document 0001264128-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 73 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624688 Filed Document 0001624688-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Metheor Therapeutics Corp See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001528276 Filed Document 0001528276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 38 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624759 Filed Document 0001507943-14-000111 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0001622593-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caribbean Sustainable Agriculture, Ltd. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001624808 Filed Document 0001624808-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business SAINT KITTS AND NEVIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Relative Value Opportunities Fund Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535137 Filed Document 0001535137-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
World View Enterprises Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $7,175,985 Associated Brokers / Dealers N/A CIK Number 0001590472 Filed Document 0001590472-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Credit Opportunities SLP, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622790 Filed Document 0001622789-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wevaya, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001624738 Filed Document 0001624738-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ty View Capital Fund, L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524344 Filed Document 0001524344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iService Networks, Inc. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001624662 Filed Document 0001624662-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 78 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624716 Filed Document 0001624716-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534527 Filed Document 0001534527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rowl, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001500904 Filed Document 0001556663-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BOURBAKI 13 INC. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001624575 Filed Document 0001624575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PROVIDENT FUNDING ASSOCIATES LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001177806 Filed Document 0001177806-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cardel Development Fund, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624180 Filed Document 0001624180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Epoch Holdings, LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $103,500 Associated Brokers / Dealers N/A CIK Number 0001623958 Filed Document 0001623958-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Hedged Equity L P See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292887 Filed Document 0001292887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Clay Capital Partners CO III LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619471 Filed Document 0000919574-14-006140 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 33 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591418 Filed Document 0001507943-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANTIAGO ESTATES LAVERNE, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $2,210,000 Associated Brokers / Dealers N/A CIK Number 0001624699 Filed Document 0001624699-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Qview Medical, Inc. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,500,890 Associated Brokers / Dealers N/A CIK Number 0001577951 Filed Document 0001577951-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Offshore Fund Ltd See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293974 Filed Document 0001293974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Macro Opportunities L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546930 Filed Document 0001546930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glenhaven Global II LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563268 Filed Document 0001563268-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONCENTRATED EQUITY STRATEGIES LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405385 Filed Document 0001622593-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Long Duration Fund LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619603 Filed Document 0001140361-14-041036 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VetDC, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $3,335,000 Associated Brokers / Dealers N/A CIK Number 0001563114 Filed Document 0001563114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Akkadian Ventures Annex III, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $5,565,261 Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001619863 Filed Document 0001619863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRENTON - BLACK RIVER I, L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers ARI Financial Services, Inc. CIK Number 0001624780 Filed Document 0001624780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
GFBC, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001499329 Filed Document 0001499329-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GEAHI Jasmine Heights LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,079,491 Associated Brokers / Dealers N/A CIK Number 0001642610 Filed Document 0001642610-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Ascend Access LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001504732 Filed Document 0001504732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ULIV Java LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001609102 Filed Document 0001144204-14-066326 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 72 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624672 Filed Document 0001624672-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0001622593-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity