Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HORIZON PORTFOLIO LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133255 Filed Document 0000902664-14-004303 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Minerva Project, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $78,600,000 Associated Brokers / Dealers N/A CIK Number 0001546672 Filed Document 0001546672-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maiyet Inc See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001562096 Filed Document 0000950103-14-008030 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Heatwurx, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001533743 Filed Document 0001441557-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171964 Filed Document 0001624615-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Corsair Capital Partners Flagship Fund LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561700 Filed Document 0001140361-14-041442 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFC Safe Holdings 2014, LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624910 Filed Document 0001624910-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001559559 Filed Document 0001624615-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001527490 Filed Document 0001624615-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verge II.5, L.P. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001625090 Filed Document 0001625090-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Global Credit Opportunity Onshore Fund LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001459533 Filed Document 0001624615-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clef Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001578910 Filed Document 0001446933-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VERITEQ See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,841,000 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-020782 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Green Recovery Technologies LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $2,027,000 Associated Brokers / Dealers N/A CIK Number 0001568089 Filed Document 0000950138-14-000738 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
IZUN PHARMACEUTICALS CORP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406071 Filed Document 0001406071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Vape Holdings, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $522,595 Associated Brokers / Dealers N/A CIK Number 0001455819 Filed Document 0001213900-14-008064 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kings County Distillery, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $3,410,000 Associated Brokers / Dealers N/A CIK Number 0001541337 Filed Document 0001231919-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CardioFocus, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001465968 Filed Document 0001465968-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Tail Risk Hedging September Onshore Fund LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001589071 Filed Document 0001624615-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MidCap FinCo Ltd See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625382 Filed Document 0001625382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Klingenstein Fields Asia Fund, LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506008 Filed Document 0000905718-14-000734 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. and JEFFERIES LLC CIK Number 0001593943 Filed Document 0001624955-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571731 Filed Document 0001624615-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Course Hero, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $15,360,685 Associated Brokers / Dealers N/A CIK Number 0001413076 Filed Document 0001413076-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverwood Capital Partners II L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $955,425,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001596154 Filed Document 0001596154-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credence Rock Fund I, L.P. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001620085 Filed Document 0001620085-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: The Adelphi Europe Fund Ltd See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591218 Filed Document 0001140361-14-041447 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
99Degrees Custom, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001625070 Filed Document 0001625070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TIG SECURITIZED ASSET FUND, LTD. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561960 Filed Document 0000919574-14-006190 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN BRAND ENTERPRISES, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624639 Filed Document 0001624639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Rijuven Corp. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001555522 Filed Document 0001555522-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Patria Income Fund, LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624779 Filed Document 0001623983-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HENGISTBURY FUND LTD See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562016 Filed Document 0000919574-14-006238 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ServeMotion, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $704,000 Associated Brokers / Dealers N/A CIK Number 0001624803 Filed Document 0000905718-14-000738 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GSA INTERNATIONAL FUND LTD See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430391 Filed Document 0000943663-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ROC SENIORS HOUSING & MEDICAL PROPERTIES CO-INVESTMENT FUND LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001624964 Filed Document 0001624964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific International Energy Solutions Inc. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $895,913 Associated Brokers / Dealers N/A CIK Number 0001601811 Filed Document 0001441557-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001370509 Filed Document 0001624615-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mako Shark Fund, Ltd See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001505418 Filed Document 0000919574-14-006245 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GridBridge, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624852 Filed Document 0001140361-14-041458 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sympoz Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $51,200,000 Associated Brokers / Dealers N/A CIK Number 0001529646 Filed Document 0001144204-14-067696 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Traackr, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001514811 Filed Document 0001514811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StocksPLUS, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001459534 Filed Document 0001624615-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roadmap Innovation Fund (U.S. & Offshore) I See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624956 Filed Document 0001624956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VK INDUSTRIAL III, LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001623104 Filed Document 0001623104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Simon Says Productions Ltd Liability Co See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001613373 Filed Document 0001613373-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
HORIZON PORTFOLIO I LTD See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449223 Filed Document 0000902664-14-004302 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
eDivv, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001624285 Filed Document 0001624285-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio The Duffield Family Foundation DBA Maddie's Fund, Ltd. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561805 Filed Document 0001140361-14-041446 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hello Giggles, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001623818 Filed Document 0001623818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity