Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARS VII (Sidecar III), L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001625699 Filed Document 0001012975-14-000746 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Romark Laboratories, L.C. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, Source Capital Group, Inc., and WFG Investments, Inc. CIK Number 0001470263 Filed Document 0000897069-14-000470 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RCF VI Mo L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001624123 Filed Document 0001624123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cali Strong Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624856 Filed Document 0001019687-14-004347 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sonen Capital LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001557787 Filed Document 0001557787-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Today Evergreen Fund, L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001625502 Filed Document 0001625502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NotaryCam, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $395,000 Associated Brokers / Dealers N/A CIK Number 0001625643 Filed Document 0001625643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
gener8tor Fund II, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001625332 Filed Document 0001625332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Fitting Room Social, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565491 Filed Document 0001209191-14-072056 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
smartDIGITAL Holdings, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001550126 Filed Document 0001550126-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ProNova Solutions, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561817 Filed Document 0001561817-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lumia Group, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001625607 Filed Document 0001625607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Varden Pacific Opportunity Partners I LP See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001518756 Filed Document 0001405086-14-000316 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Double Black Diamond Fund II LP See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530553 Filed Document 0001530553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD DOMESTIC FUND LP See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270909 Filed Document 0000919574-14-006716 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Push Wellness Solutions, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624669 Filed Document 0001624669-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Yukon Capital Partners II, L.P. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001592787 Filed Document 0001592787-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Getout Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625465 Filed Document 0001376474-14-000389 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
TBD Indiana Pharmacy Management, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001625156 Filed Document 0001625156-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
28 STATE INC. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001625596 Filed Document 0001625596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund III, LLC See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $9,084,928 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $3,525,276 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-14-000315 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ConforMIS Inc See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $599,998 Associated Brokers / Dealers N/A CIK Number 0001305773 Filed Document 0001305773-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Azarias Capital Management, L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities LLC d/b/a Merion Capital Group CIK Number 0001625279 Filed Document 0001625279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fudo Capital III L.P. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001601897 Filed Document 0001601897-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AMD Pinks & Greens Corp. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001625447 Filed Document 0001625447-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
ARS VII (Sidecar IV), L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001625701 Filed Document 0001012975-14-000747 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z Loan & Investment, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Azarias Value Fund, L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities LLC d/b/a Merion Capital Group CIK Number 0001650069 Filed Document 0001650069-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $9,377,674 Associated Brokers / Dealers Richard Devita CIK Number 0001135856 Filed Document 0001135856-14-000316 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GOLDEN RIM RESOURCES LTD See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers Sprott Global Resource Investments Ltd CIK Number 0001625137 Filed Document 0001625137-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets $No Revenues Type of Security Equity
OmniLync, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $770,000 Associated Brokers / Dealers N/A CIK Number 0001625049 Filed Document 0001625049-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIG Theory, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001612176 Filed Document 0001612176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Knotty Tie Co. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625497 Filed Document 0001625497-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LEERINK REVELATION HEALTHCARE FUND I, L.P. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HAMILTON MILLER INVESTMENTS, LLC CIK Number 0001612448 Filed Document 0001612448-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Alkeon Growth Partners Fund LP See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001556737 Filed Document 0001556737-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 28 See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616737 Filed Document 0001616737-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PING IDENTITY CORP See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $182,400 Associated Brokers / Dealers N/A CIK Number 0001217320 Filed Document 0001217320-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CONCORDE GROUP INC See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001092809 Filed Document 0000882734-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Delos Investment Fund, LP See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001592277 Filed Document 0001592277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sword Investors, LP See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625315 Filed Document 0000935836-14-000621 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABSOLUTE PARTNERS FUND LP See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625187 Filed Document 0001625187-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOX INC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $3,849,750 Associated Brokers / Dealers N/A CIK Number 0001372612 Filed Document 0001372612-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DB3 Mobile, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $749,992 Associated Brokers / Dealers N/A CIK Number 0001557450 Filed Document 0001557450-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Sabre Defence Industries, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622848 Filed Document 0001162677-14-000101 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lytics, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001579528 Filed Document 0001288649-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ISQ Global Infrastructure Fund (UST), L.P. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001583161 Filed Document 0001583161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HLH, LLC See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-14-000190 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
GMI-BROOMFIELD 139, LP See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $6,995,427 Associated Brokers / Dealers Bennet Ely, Mark Van Mourick, Nathan Night, Curt Ladd, Steve Kaestner, Kathy Scanlon, Michael Irhie, Robert E Burns, Lisa Alllen, Russ Huffington, George M Hjorth, Marc Alan Seeherman, MF Long II, Nir Regev, and Kenny Harter CIK Number 0001616836 Filed Document 0001616836-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
245 7th Holdings, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,208,213 Associated Brokers / Dealers N/A CIK Number 0001624592 Filed Document 0001624592-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity