Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Morgan Stanley HedgePremier/Millennium Strategic Capital LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530551 Filed Document 0001530551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC Life Settlement Asset Fund 3, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625682 Filed Document 0001625682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HARBERT VALUE FUND, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396851 Filed Document 0000919574-14-006739 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Connor US Equities Long/Short Select LLC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001562552 Filed Document 0001562552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RanBill Music, Inc. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001584954 Filed Document 0001584954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Star America Infrastructure Fund Affiliates, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565163 Filed Document 0000908662-14-000281 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SoftBank PrinceVille Investments Annex Fund, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001625976 Filed Document 0001625976-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM BVP CO-INV, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001626299 Filed Document 0001626299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AZTEK BATS LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001625993 Filed Document 0001625979-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Alden DFM SPV Ltd See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625868 Filed Document 0000902664-14-004442 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HG Texas 12, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $4,000,130 Associated Brokers / Dealers N/A CIK Number 0001625865 Filed Document 0001625865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Airsign, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001614233 Filed Document 0001614233-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zeel Networks, Inc. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001495029 Filed Document 0001495029-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MJAR Holdings, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001623620 Filed Document 0000897069-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OFS ENERGY FUND II (PARALLEL), L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,097,078 Associated Brokers / Dealers N/A CIK Number 0001555338 Filed Document 0001140361-14-043001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CROSSFIRST HOLDINGS LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-14-000237 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AZ INVESTMENT PROPERTY EXPERTS, LLC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001542009 Filed Document 0001542009-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
BIO KEY INTERNATIONAL INC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001019034 Filed Document 0001437749-14-021108 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CIM Fund VIII, L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and MA Alternative Investments Ltd., OMC Chambers CIK Number 0001565436 Filed Document 0001565436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
XTREMEDATA, INC. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001393794 Filed Document 0001015325-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CIM Fund VIII (Parallel-1), L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and Eric S. Bazil CIK Number 0001578130 Filed Document 0001578130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Calendre Co See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001618815 Filed Document 0001618815-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Infocyte, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625892 Filed Document 0001625892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Night Sky Products Lab, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001562730 Filed Document 0001562730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Maverick Offshore Fund L.P. See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001469274 Filed Document 0001469274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHSTONE PARTNERS II LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001447552 Filed Document 0000899140-14-000712 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fargo Brewing Company, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001517778 Filed Document 0001517778-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Morgan Stanley HedgePremier/Double Black Diamond Fund LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001483396 Filed Document 0001483396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO Special Opportunities SPC Ltd. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624965 Filed Document 0001624965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCS CAPITAL MANAGEMENT, LLC See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001607986 Filed Document 0001607986-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INSOURCE CAPITAL HOLDINGS,INC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001624461 Filed Document 0001624461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Just Push Pay Holdings, Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers David Gilroy CIK Number 0001625784 Filed Document 0001625784-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GEM BVP CO-INV-A, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001626297 Filed Document 0001626299-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alden DFM SPV LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625871 Filed Document 0000902664-14-004441 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPI Norwood Partners, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625911 Filed Document 0001625911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quintium Private Opportunities Fund, LP See All Filings	D/A	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529643 Filed Document 0001529643-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DNB Opportunities, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625891 Filed Document 0001625891-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Texas 12 Multifamily Holdings, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $29,660,800 Associated Brokers / Dealers Yoram Mehr, Yacha Sutton, Sholmo Ness, David Turner, BIN, LLC c/o The Company Corporation, and RYR Equities CIK Number 0001625599 Filed Document 0001625865-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Supreme Pharmaceuticals Inc. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $149,117 Associated Brokers / Dealers N/A CIK Number 0001622240 Filed Document 0001622240-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RSCM Fund II, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625574 Filed Document 0000935836-14-000627 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFS Energy Fund II, L.P. See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $6,690,000 Associated Brokers / Dealers N/A CIK Number 0001535304 Filed Document 0001140361-14-042999 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AACP IV Ex-Japan Investors, LP See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625752 Filed Document 0001625752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
7600 Calla Communities, LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001625004 Filed Document 0001625004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ascher LLC See All Filings	D	2014-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001625981 Filed Document 0001625979-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brighton Biotech, Inc. See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001625381 Filed Document 0000950103-14-008119 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FVP OVERSEAS LTD See All Filings	D/A	2014-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404673 Filed Document 0001019056-14-001434 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indoor Harvest Corp See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Predictive Index Holdings, LLC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001625446 Filed Document 0001625446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PAXmed Inc. See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $845,000 Associated Brokers / Dealers ________________ CIK Number 0001624326 Filed Document 0001094891-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VENTAS INC See All Filings	D	2014-11-18 00:00:00 UTC
Amount To Be Raised $10,175,000 Associated Brokers / Dealers N/A CIK Number 0000740260 Filed Document 0001140361-14-042669 Exclusions or Exemptions 506b Accepted Date 2014-11-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity