Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
100 Federal Subsidiary REIT LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001626589 Filed Document 0001626589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Falcon Fund (C), Ltd. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493438 Filed Document 0001493438-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1031 Crowdfunding, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622356 Filed Document 0001622356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bloc, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $5,999,998 Associated Brokers / Dealers N/A CIK Number 0001626204 Filed Document 0001626204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOUND PARTNERS CONCENTRATED FUND, LP See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597118 Filed Document 0000919574-14-006811 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Connor Fund of Funds: Technology LLC See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001281771 Filed Document 0001140361-14-043664 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VALUEACT CAPITAL PARTNERS L.P. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130743 Filed Document 0000950142-14-002327 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optex Systems Holdings Inc See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001397016 Filed Document 0001571049-14-006867 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PIMCO COMMODITY ALPHA FUND LLC See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC CIK Number 0001570965 Filed Document 0000943663-14-000168 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoneRoad Series Investment Trust See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peer Street Funding, LLC See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised $107,250 Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Third Level LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001621105 Filed Document 0001621105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CERVEL NEUROTECH, INC. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001444620 Filed Document 0001168404-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vault12, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $1,474,999 Associated Brokers / Dealers N/A CIK Number 0001625745 Filed Document 0001625745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIY Ventures G 2015, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001627522 Filed Document 0001627522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ROBERTS REALTY INVESTORS INC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001011109 Filed Document 0001503249-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lessonly, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $1,094,160 Associated Brokers / Dealers N/A CIK Number 0001621724 Filed Document 0001621724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 37, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $855,000 Associated Brokers / Dealers N/A CIK Number 0001626599 Filed Document 0001626599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Assembly Made, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $3,605,690 Associated Brokers / Dealers N/A CIK Number 0001595260 Filed Document 0001243233-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SDR Partners, LLC See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538519 Filed Document 0000919574-14-006809 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Eagle Fund (C), Ltd. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535930 Filed Document 0001535930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WW Management LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001626477 Filed Document 0001626477-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Other
SignPath Pharma, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Meyers Associates, L.P. CIK Number 0001455694 Filed Document 0001144204-14-071232 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Bridges at French Broad, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001626122 Filed Document 0001626122-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Lovetta #6-2 Joint Venture See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626582 Filed Document 0001626582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MidOcean Credit Opportunity Fund LP See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001546057 Filed Document 0001546057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOUND PARTNERS LONG FUND, LP See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597257 Filed Document 0000919574-14-006815 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER GLOBAL PRIVATE INVESTMENT PARTNERS IX, L.P. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001621547 Filed Document 0001621547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Quadrant Resources, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001625726 Filed Document 0001625726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Polar Holding Co LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001626454 Filed Document 0001209191-14-071442 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MSR Michigan 26-1 Joint Venture See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers No Sales Commissions Associated CIK Number 0001625680 Filed Document 0001625680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
BTG Pactual Brazil Timberland Fund I, LP See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592519 Filed Document 0001592519-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trientis Vitae, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $26,700,000 Associated Brokers / Dealers N/A CIK Number 0001626504 Filed Document 0000905718-14-000769 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
G20 Ventures I, L.P. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001591828 Filed Document 0001591828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALUEACT CAPITAL PARTNERS II L.P. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390906 Filed Document 0000950142-14-002326 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Europe Fund (Offshore), L.P. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626545 Filed Document 0000950142-14-002333 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Dollar Senior Loan Offshore Fund, Ltd. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592923 Filed Document 0001592923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Financial Partners II, L.P. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001583223 Filed Document 0001583223-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turnbridge Capital Partners I, LP See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001617309 Filed Document 0001617309-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Quantum Technologies, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001626530 Filed Document 0001626530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
A&Q Equity Opportunity Fund LLC See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001157957 Filed Document 0001140361-14-043618 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ascender Capital Global Value Fund See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626158 Filed Document 0001013594-14-000698 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
CBAM Intrepid Fund Ltd. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cain Brothers & Company, LLC CIK Number 0001527981 Filed Document 0001527981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
CBAM Resolute Fund Ltd. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cain Brothers & Company, LLC CIK Number 0001527980 Filed Document 0001527980-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
CONTI 767 PARTNERS LP See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers N/A CIK Number 0001624973 Filed Document 0001624973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CollegeFrog, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001547829 Filed Document 0001547829-15-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HealthSpot Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001526186 Filed Document 0001526186-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fleckenstein Partners Fund, L.P. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461809 Filed Document 0000919574-14-006794 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPJ Management, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001552757 Filed Document 0001552757-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ParentSquare, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001626406 Filed Document 0001626406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity