Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HFI XI LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629246 Filed Document 0001629246-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Value Equity Fund (Cayman), L.P. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600271 Filed Document 0000950103-14-009127 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gentry Technology Fund II LLC, Series D-1 See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001623008 Filed Document 0001623008-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
MG TUSCANY RIDGE APARTMENTS L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $9,650,000 Associated Brokers / Dealers N/A CIK Number 0001628924 Filed Document 0001628924-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mycell Technologies LLC See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001554199 Filed Document 0001554199-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LSREF3 Viking REIT, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001628781 Filed Document 0001628781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CutisPharma, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Johnston Blakely & Company, LLC CIK Number 0001628863 Filed Document 0001628863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Encore Fund, LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $4,837,500 Associated Brokers / Dealers Sandlapper Securities, LLC, Yuan Chen, and Ting Ting Qi CIK Number 0001537099 Filed Document 0001315863-14-000702 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
7 Seas Venture Capital, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001629149 Filed Document 0001629149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tuscany Parent Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626881 Filed Document 0001626881-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Fund IV, L.P. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559083 Filed Document 0001480774-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Private Equity Partners III, LLLP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624647 Filed Document 0001624647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Vixxenn, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629430 Filed Document 0001629430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PocketDerm, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001629325 Filed Document 0001629325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Strand Fund, LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $7,656,260 Associated Brokers / Dealers N/A CIK Number 0001619457 Filed Document 0001315863-14-000714 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blu Homes, Inc. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001495360 Filed Document 0001144204-15-000144 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MOCANA CORP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $8,337,501 Associated Brokers / Dealers N/A CIK Number 0001366558 Filed Document 0001366558-15-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Gentry Technology Fund II LLC, Series E-4 See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001624074 Filed Document 0001624074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
El Silencio Holdings, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $376,926 Associated Brokers / Dealers N/A CIK Number 0001610724 Filed Document 0001140361-14-046686 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seres Health, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $64,999,998 Associated Brokers / Dealers N/A CIK Number 0001609809 Filed Document 0001140361-15-000368 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund IV Ltd. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454204 Filed Document 0001480774-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkwood Energy, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $184,655,000 Associated Brokers / Dealers N/A CIK Number 0001556427 Filed Document 0001556427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Distressed Value Offshore Fund Ltd. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509885 Filed Document 0000919574-14-007197 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dealer Tire Holdings, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629512 Filed Document 0001181431-15-000083 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Maple Fund, LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $3,813,150 Associated Brokers / Dealers N/A CIK Number 0001619453 Filed Document 0001315863-14-000706 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Diversified Convexity Fund, L.P. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537209 Filed Document 0001480774-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONSENSUS ORTHOPEDICS INC See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001452822 Filed Document 0001452822-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Harkey PPI Minerals Acquisition I, L.P. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers James O Cox IV and Thomas J. Berthel CIK Number 0001622692 Filed Document 0001622692-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry-A-GRade Investment LLC See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001615883 Filed Document 0001615883-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Alchemy Technologies Group Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001628386 Filed Document 0001628386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Related Real Estate Fund II, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629481 Filed Document 0001629481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBCVC FUND V, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001627556 Filed Document 0001627556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natural American Foods Holdings, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001629487 Filed Document 0001140361-14-046852 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AVIANT HEALTHCARE LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001629392 Filed Document 0001629392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
RHA 3 Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629228 Filed Document 0001629228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
KABOUTER INTERNATIONAL MISSION FUND, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629121 Filed Document 0000913849-14-000406 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Apple Sun LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $3,422,850 Associated Brokers / Dealers N/A CIK Number 0001593426 Filed Document 0001593426-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Civitas TCR Mezzanine Fund I, LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $3,781,000 Associated Brokers / Dealers N/A CIK Number 0001618983 Filed Document 0001315863-14-000713 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oncolinx Pharmaceuticals, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627422 Filed Document 0000897069-14-000500 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Rubicon Global Holdings, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $30,611,426 Associated Brokers / Dealers Artist Capital, Inc. CIK Number 0001543263 Filed Document 0001543263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BSREP CARS Co-Invest REIT LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629341 Filed Document 0001629341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMPANIES (TC) LLC See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $4,525,500 Associated Brokers / Dealers N/A CIK Number 0001455675 Filed Document 0001455675-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brown Advisory Private Equity Partners III (TE), LLLP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624646 Filed Document 0001624647-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CATASYS, INC. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001136174 Filed Document 0001136174-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Azalea Palmetto Co-Invest Fund, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $30,075,000 Associated Brokers / Dealers N/A CIK Number 0001629274 Filed Document 0001461373-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CS Strategic Partners RE VI Offshore Feeder, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001627984 Filed Document 0001627984-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWP Acquisition Group LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Veber Partners, L.L.C. CIK Number 0001474094 Filed Document 0001474094-15-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Art Agency Partners Associates, L.P. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628475 Filed Document 0000902664-15-000016 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMNI WATER SOLUTIONS, INC. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001522208 Filed Document 0001209191-14-078064 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GIJV REIT DEL 1, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629052 Filed Document 0001629052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity