Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PIMCO Global Inflation Linked Bond Fund Ltd. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001628775 Filed Document 0001601525-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rocap Marketing Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers N/A CIK Number 0001520108 Filed Document 0001290929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hartman Retail I, DST See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $7,325,000 Associated Brokers / Dealers D.H Hill Securities LLLP CIK Number 0001619014 Filed Document 0001619014-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Fortress Japan Opportunity Fund III (Yen B-II) LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001629200 Filed Document 0001140361-14-046857 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIERIS PHARMACEUTICALS, INC. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001583648 Filed Document 0001209191-14-078602 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Athyrium Opportunities Fund II LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628886 Filed Document 0001629534-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Ents-87-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $111,500 Associated Brokers / Dealers N/A CIK Number 0001628934 Filed Document 0001628934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Diversified Convexity Offshore Fund Ltd. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559081 Filed Document 0001069288-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Malin & Goetz Inc See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001628570 Filed Document 0001628570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Arts Center Fund, LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,490,050 Associated Brokers / Dealers N/A CIK Number 0001629403 Filed Document 0001315863-14-000718 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Lamar Hotel Fund, LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001545749 Filed Document 0001315863-14-000720 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DTZ Jersey Holdings Ltd See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $89,671,922 Associated Brokers / Dealers N/A CIK Number 0001628369 Filed Document 0001628369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Scholarship Solutions, LLC See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001620519 Filed Document 0001620519-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Palo Alto Advanced Life Sciences Fund, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001503176 Filed Document 0001503176-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXTracker Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001597356 Filed Document 0001597356-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloudnexa, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589093 Filed Document 0000905718-14-000846 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Esen-Fund, a series of AngelList-BrSi-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001629253 Filed Document 0001629253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecureKey Technologies Inc. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $11,459,306 Associated Brokers / Dealers AGC Partners CIK Number 0001489641 Filed Document 0001489641-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
YOTTAA, INC. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $15,575,124 Associated Brokers / Dealers N/A CIK Number 0001581816 Filed Document 0001625385-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crestview III Private Investors Offshore, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001629173 Filed Document 0001629173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Jive-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $196,053 Associated Brokers / Dealers N/A CIK Number 0001629252 Filed Document 0001629252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1 Community Builders, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629607 Filed Document 0001629607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Motista, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001630237 Filed Document 0001630237-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $54,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001140361-15-000348 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Blue Bridge Financial, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001629390 Filed Document 0001629390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Carmell Therapeutics Corp See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $556,172 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Personalis, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $33,572,605 Associated Brokers / Dealers N/A CIK Number 0001527753 Filed Document 0001527753-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROCKFORD REAL ESTATE FUND II LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $1,334,595 Associated Brokers / Dealers N/A CIK Number 0001629445 Filed Document 0001629445-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
HFI VIII LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629250 Filed Document 0001629250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ME Venture Partners LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001629225 Filed Document 0001629225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Webaoo (USA) Inc. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612166 Filed Document 0001612166-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Humm Kombucha LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606164 Filed Document 0001606164-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Civitas Permian Basin Hotels, LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $2,701,000 Associated Brokers / Dealers N/A CIK Number 0001618987 Filed Document 0001315863-14-000712 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fin & Field, LLC See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610232 Filed Document 0001610232-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Debt
PERKINS & WILL INC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $4,113,779 Associated Brokers / Dealers N/A CIK Number 0000077558 Filed Document 0001140361-14-046697 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
FOX RUN ALPHA FUND LP See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455434 Filed Document 0001455434-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
INTERLINE BRANDS, INC./DE See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $2,532,557 Associated Brokers / Dealers N/A CIK Number 0001292900 Filed Document 0000895345-14-000330 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mallku Americas Value Fund LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629143 Filed Document 0001629143-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Diversified Futures Fund, L.P. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551416 Filed Document 0001480774-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gentry Technology Fund II LLC, Series E-1 See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001623009 Filed Document 0001623009-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
LOREM IPSUM OFFSHORE FUND, LTD. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578623 Filed Document 0001013594-14-000726 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WHURK, INC. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $604,700 Associated Brokers / Dealers N/A CIK Number 0001629346 Filed Document 0001629346-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
COBALT TECHNOLOGIES INC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001381588 Filed Document 0001381588-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vintage European Opportunity Fund, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001629314 Filed Document 0001140361-14-046729 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Old Westbury Private Equity Fund XIII LLC See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Bessemer Investor Services, Inc. CIK Number 0001618657 Filed Document 0001144204-14-076432 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interactions Corp See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628716 Filed Document 0001628716-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Super FCO MA II LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001629284 Filed Document 0000950172-14-000108 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Renewable Funding Group, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $17,000,002 Associated Brokers / Dealers N/A CIK Number 0001475986 Filed Document 0001475986-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GEC Partners III LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Harken Capital Securities, LLC CIK Number 0001618169 Filed Document 0001618169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund