Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Polaris Physical Commodity Traders #1 LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555351 Filed Document 0001555351-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symic Holdings, LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $15,987,171 Associated Brokers / Dealers N/A CIK Number 0001626358 Filed Document 0001626358-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEAK SELECT PARTNERS L.P. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001186153 Filed Document 0001186153-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
INTECH International Large Cap Core Fund LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595978 Filed Document 0001595978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weiss Multi-Strategy Partners II (Cayman) Ltd. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509058 Filed Document 0000919574-15-000099 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Fairway Offshore Fund Ltd. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509467 Filed Document 0000919574-15-000119 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6fusion USA, Inc. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $8,775,000 Associated Brokers / Dealers N/A CIK Number 0001499612 Filed Document 0001499612-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Axsome Therapeutics, Inc. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001579428 Filed Document 0001579428-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
DUNCASTLE GOLD CORP. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $4,360 Associated Brokers / Dealers N/A CIK Number 0001504673 Filed Document 0001504673-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Draper Frontier Opportunity & Technology Fund, L.P. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001567922 Filed Document 0001181431-15-000594 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Partners, L.P. I See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595909 Filed Document 0001595909-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stevia Corp See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers None CIK Number 0001439813 Filed Document 0001629742-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Large/Mid Cap Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001565287 Filed Document 0001565287-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OEP VI Feeder (Cayman), L.P. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629907 Filed Document 0001181431-15-000640 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1873 Group, LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001630959 Filed Document 0001630959-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brainstage Inc See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001408264 Filed Document 0001408264-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HudCo IX (Americas), L.P. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $90,907,920 Associated Brokers / Dealers N/A CIK Number 0001629904 Filed Document 0001181431-15-000797 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ares US Real Estate Fund VIII, L.P. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $823,545,000 Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001584919 Filed Document 0001584919-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TreVia Digital Health LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001628593 Filed Document 0001628593-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FUSION ANALYTICS SECURITIES, LLC CIK Number 0001629992 Filed Document 0001013762-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PetroCap Partners II, L.P. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001606192 Filed Document 0001606192-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INTECH U.S. Managed Volatility Fund LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596014 Filed Document 0001596014-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XIII LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $799,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611252 Filed Document 0001611252-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Oaktree Power Opportunities Fund IV Feeder (Cayman), L.P. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622220 Filed Document 0001181431-15-000622 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Recovery Fund III, L.P. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565307 Filed Document 0000902664-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SKYLINE ENERGY DEVELOPMENT, LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers N/A CIK Number 0001559948 Filed Document 0001559948-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Cassique Fund, LP See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid Atlantic Capital Corporation CIK Number 0001357915 Filed Document 0000919574-15-000137 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Erecruit Holdings, LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001552278 Filed Document 0001552278-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Insight Venture Partners (Cayman) IX, L.P. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren H. Spar, David Choi, Dana Marie Samuels, Mark Mason, Mark Mason, Simon Dunn, Simon Dunn, Wendy Wong, Wendy Wong, Gergana Pancheva, and Gergana Pancheva CIK Number 0001629399 Filed Document 0001629398-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LL 48-53 LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629599 Filed Document 0001629597-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
eWELLNESS HEALTHCARE Corp See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001550020 Filed Document 0001493152-15-000090 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Laurel & Wolf, Inc. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $5,539,583 Associated Brokers / Dealers N/A CIK Number 0001629892 Filed Document 0001629892-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dreamfund Holdings, Inc. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001594810 Filed Document 0001594810-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV VC Fund I, LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $359,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001606122 Filed Document 0001606122-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Greats Brand Inc. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001603152 Filed Document 0001603152-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Agency MBS Trust See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
FWD:ENERGY, INC. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001629266 Filed Document 0001629266-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Fisher Fairway Fund, LP See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509468 Filed Document 0000919574-15-000120 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bullseye Disciplined Long Short Fund LP See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX Capital LLC CIK Number 0001513780 Filed Document 0001315863-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kenmore TPII LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001629937 Filed Document 0001629937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha 10 Year Treasury 500 LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001433065 Filed Document 0001607166-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Graham Commercial Properties, LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $14,750,000 Associated Brokers / Dealers N/A CIK Number 0001630111 Filed Document 0001630111-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Global Systematic Traders Fund #4 LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555352 Filed Document 0001555352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flightstats, Inc. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001363644 Filed Document 0001363644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
PEAK PARTNERS OFFSHORE FUND LTD. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001280684 Filed Document 0001280684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weiss Multi-Strategy Partners II LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509059 Filed Document 0000919574-15-000101 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OEP VI Feeder (Delaware), L.P. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629906 Filed Document 0001181431-15-000639 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lucky Corridor, LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers n/a CIK Number 0001502423 Filed Document 0001502423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Waypoint Absolute Return Fund LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers MANN MANN JENSEN PARTNERS LP and 4PEAKS CAPITAL A DIV OF M.S.HOWELLS & CO CIK Number 0001458553 Filed Document 0001458553-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GoldenTree High Yield Value Fund Offshore PLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479137 Filed Document 0000902664-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity