Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CHROMATIN, INC. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $12,545,173 Associated Brokers / Dealers None CIK Number 0001160760 Filed Document 0001160760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BREP Europe IV 2014 Extension Fund (Offshore), L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $15,350,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001630323 Filed Document 0001630323-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walden Ridge 1110, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001630509 Filed Document 0001630509-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PFR GOLD FUND, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462490 Filed Document 0001013594-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BluePearl Holdings, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $10,084,598 Associated Brokers / Dealers N/A CIK Number 0001436117 Filed Document 0001209191-15-003811 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EcoVentures, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001630443 Filed Document 0001480406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Blue Vista Student Housing V, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627472 Filed Document 0001627472-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amplify-Renaissance Health, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001630439 Filed Document 0001630439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AQR DELTA AlphaPort 500 Fund, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590339 Filed Document 0001590479-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
234 West 39th Street REIT Inc See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001630420 Filed Document 0001630420-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REFORMATION TECHNOLOGIES FUND LP See All Filings	D	2015-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630174 Filed Document 0001405086-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-01-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TRANSGENOMIC INC See All Filings	D	2015-01-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001043961 Filed Document 0001144204-15-002393 Exclusions or Exemptions 506b Accepted Date 2015-01-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
ZAXIS EQUITY NEUTRAL LP See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001131846 Filed Document 0000935836-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $45,109,935 Associated Brokers / Dealers Mendel Melzer, Michael Leonard, and Kenneth Catanella CIK Number 0001135856 Filed Document 0001135856-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Madyson Holdings, Inc See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629776 Filed Document 0001629776-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLE PLAY PARTNERS, L.P. See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000741914 Filed Document 0000741914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MH Investment I, LLC See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001630298 Filed Document 0001630298-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kaiser Industrial LLC See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers None CIK Number 0001626189 Filed Document 0001626189-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Park Street Capital Private Equity Fund XI, L.P. See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001595966 Filed Document 0001595966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATR ENERGY LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001621688 Filed Document 0001621688-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Premier Oilfield Equipment Co. See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001550261 Filed Document 0001550261-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Polunin Developing Countries Fund, LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, Daniel Adrian Weiss, Paul Joseph Weissman, Nansie Jean Bernard, and Roberto Tancinco Fabros CIK Number 0001529217 Filed Document 0001529217-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
PFM HEALTHCARE OFFSHORE FUND LTD See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001424501 Filed Document 0000935836-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCM Private Fund, LP See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509927 Filed Document 0001509927-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIP Private Markets Fund VI LP See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001594997 Filed Document 0000950103-15-000233 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWN CENTRE OFFICE PARTNERS LLC See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630339 Filed Document 0001630339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Videri Inc. See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629982 Filed Document 0001629982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RAIKE REAL ESTATE INCOME FUND LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers William J. Raike III CIK Number 0001382999 Filed Document 0001382999-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
MANAGEMENT EQUITY HOLDINGS LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001521139 Filed Document 0001521139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wayfarer Capital, Ltd. See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512793 Filed Document 0000943663-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diablo Vista Fund, L.P. See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509548 Filed Document 0001509548-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLEx Lighting II, LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers SF Investment, Inc. CIK Number 0001588282 Filed Document 0001588282-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Prometheus Capital Partners LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001611950 Filed Document 0001611950-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Viking Partners Fund LP See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478759 Filed Document 0000902664-15-000054 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KASTLE CAPITAL ABSOLUTE RETURN L.P. See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630182 Filed Document 0001630182-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
40 North Investment Partners LP See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596141 Filed Document 0001629403-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Plaza SPE, LLC See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $4,850,000 Associated Brokers / Dealers N/A CIK Number 0001630256 Filed Document 0001630241-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
STILLWATER FUND, LP See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596457 Filed Document 0000913849-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund III, LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $10,272,330 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIVE AMERICAN BANCORPORATION CO See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001161151 Filed Document 0001161151-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nanovis, LLC See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001464933 Filed Document 0001464933-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carolina Bays Resort Holdings, LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $11,754,855 Associated Brokers / Dealers The Strategic Financial Alliance, Inc., Arque Capital, Ltd, Triad Advisors, Inc., Whitehall-Parker Securities, Inc., and First Allied Securities, Inc. CIK Number 0001626711 Filed Document 0001626711-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Blue Cayman Fund Ltd. See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480790 Filed Document 0001480790-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIDE LLC See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001630034 Filed Document 0001630034-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Bright Cellars Inc. See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001630276 Filed Document 0001630276-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Avante Mezzanine Partners SBIC II, LP See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001630246 Filed Document 0001630246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ash Improvement Technology, Inc. See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $1,545,900 Associated Brokers / Dealers N/A CIK Number 0001493577 Filed Document 0001493577-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
COMMUNITY BANK SHARES OF INDIANA INC See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $25,030,813 Associated Brokers / Dealers Sterne, Agee & Leach, Inc. CIK Number 0000933590 Filed Document 0001104659-15-001447 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Blue Cub Capital Partners, LP See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629038 Filed Document 0000935836-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAIKE REAL ESTATE INCOME FUND LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers William J. Raike III CIK Number 0001382999 Filed Document 0001382999-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other