Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Seismic Software, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001630309 Filed Document 0001630309-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KSL Capital Partners IV FF, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630093 Filed Document 0001630093-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine Forest Properties, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $584,793 Associated Brokers / Dealers N/A CIK Number 0001630530 Filed Document 0001630530-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MHR Capital Partners LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596349 Filed Document 0001315863-15-000035 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Braeside Capital II, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001501561 Filed Document 0001315863-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillcrest Resources Ltd See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $281,662 Associated Brokers / Dealers N/A CIK Number 0001418149 Filed Document 0001183740-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Independence Realty Operating Partnership, LP See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $8,550,245 Associated Brokers / Dealers N/A CIK Number 0001607302 Filed Document 0001607302-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Edenbrook Value Fund, LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540090 Filed Document 0000919574-15-000279 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savile Row Opportunistic Real Estate C, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621811 Filed Document 0001621811-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Xigent Automation Systems, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $750,806 Associated Brokers / Dealers N/A CIK Number 0001629975 Filed Document 0000949265-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Contingent Asset Portfolio, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001629941 Filed Document 0001629941-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Multi-Strategy Equity Investors LLC See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC, CIK Number 0001412713 Filed Document 0001412713-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ride Group Parent, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001629896 Filed Document 0001629896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AMP Holding Inc. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001425287 Filed Document 0001013762-15-000035 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Florian Education Investors LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001578351 Filed Document 0001578351-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MUGAR 4 HARTWELL LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001630107 Filed Document 0001630107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Strategic Income Fund, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001566276 Filed Document 0001566276-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
One Clique, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $492,999 Associated Brokers / Dealers None CIK Number 0001630469 Filed Document 0001630469-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wireless Seismic, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $10,498,506 Associated Brokers / Dealers N/A CIK Number 0001411017 Filed Document 0000950138-15-000037 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Forager Fund, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539281 Filed Document 0001539281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contextuads, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001593498 Filed Document 0001593498-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
IFM GLOBAL INFRASTRUCTURE (US) LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001455021 Filed Document 0001566602-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
FRB Bancshares, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001401831 Filed Document 0001401831-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Commonfund Strategic Solutions Equity Market Neutral Company, SPC See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001595938 Filed Document 0001595938-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECKey Corp See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001462800 Filed Document 0001626937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
EVERGREEN USA LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001629993 Filed Document 0001629993-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Core Mt. Prospect Greens Apartments LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $8,730,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001630352 Filed Document 0001630352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dico, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001595552 Filed Document 0001477932-15-000303 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
BLUE RIDGE BANKSHARES, INC. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $4,625,824 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0000842717 Filed Document 0000842717-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Oy, Inc. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620044 Filed Document 0001620044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KitCheck, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $12,000,005 Associated Brokers / Dealers N/A CIK Number 0001580791 Filed Document 0001580791-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Cleveland LP See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $11,115,150 Associated Brokers / Dealers N/A CIK Number 0001630055 Filed Document 0001630055-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PointState Fund LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509115 Filed Document 0000950142-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Local Store Identity, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001627250 Filed Document 0000950138-15-000038 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Braeside Capital, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001300407 Filed Document 0001315863-15-000029 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture51 Game Fund, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $2,337,110 Associated Brokers / Dealers SILBER BENNETT FINANCIAL, INC. CIK Number 0001609033 Filed Document 0001609033-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Thompson Strategies, Ltd. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538627 Filed Document 0000919574-15-000259 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KH Acquisition, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $184,000,000 Associated Brokers / Dealers N/A CIK Number 0001630406 Filed Document 0001630406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Silchester International Investors International Value Equity Group Trust See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303637 Filed Document 0001303637-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTIS Brazil Real Estate Fund III - A LP See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001630170 Filed Document 0000947871-15-000023 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALCYON FUND LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001214804 Filed Document 0001315863-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAKE CAPITAL OFFSHORE PARTNERS II, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630345 Filed Document 0000919574-15-000261 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENTERTAINMENT ONE LTD. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001628301 Filed Document 0001140361-15-001609 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
MaritzCX Holdings LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630491 Filed Document 0001630491-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Sliced Event Driven Fund, LP See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625746 Filed Document 0001625746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NBC Bancshares, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001450140 Filed Document 0001014108-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
WHITE SQUARE CHEMICAL, INC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001564365 Filed Document 0001564365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Banyan Rail Services Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000764897 Filed Document 0001181431-15-000865 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Nitorum Fund, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630259 Filed Document 0001012975-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arro Supranano Ltd. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers None CIK Number 0001631221 Filed Document 0001631221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity