Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MONARCH DEBT RECOVERY FUND LTD See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001450393 Filed Document 0001450393-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FREESTONE CAPITAL PARTNERS LTD See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424487 Filed Document 0001424487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MONARCH DEBT RECOVERY FUND LP See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001450316 Filed Document 0001450316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Multi-Asset Portfolio, LLC See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001514301 Filed Document 0001514301-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vertex Ventures China III, L.P. See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001633040 Filed Document 0001633040-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ClusterHQ Inc See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $11,634,831 Associated Brokers / Dealers N/A CIK Number 0001632294 Filed Document 0001632294-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
OtoSense, Inc. See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001625488 Filed Document 0001625488-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MedPod Inc. See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001632644 Filed Document 0001144204-15-006599 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Marathon Global Emerging Markets Fund, Ltd. See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596124 Filed Document 0001596124-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapax OC Master Fund, Ltd. See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566987 Filed Document 0000902664-15-000488 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Principles Income Opportunities Fund, LLC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632721 Filed Document 0001632721-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital Leveraged Partners, L.P. See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525804 Filed Document 0000902664-15-000495 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bryson Noble LLC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001632474 Filed Document 0001632472-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
AKROS SILICON INC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $6,299,874 Associated Brokers / Dealers 0 CIK Number 0001331539 Filed Document 0001331539-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Phoenix Distressed Opportunities Fund (Cayman) Ltd. See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462230 Filed Document 0001462230-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sonocine Inc. See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001403462 Filed Document 0001403462-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Imperus Technologies Corp. See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $1,706,691 Associated Brokers / Dealers Dundee Securities Ltd. and Euro Pacific Canada Inc. CIK Number 0001632567 Filed Document 0001140361-15-004658 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Battle Capital Investment Partners LP See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518011 Filed Document 0001518011-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SURETONE LIVE, INC. See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $20,100,000 Associated Brokers / Dealers N/A CIK Number 0001625919 Filed Document 0001625919-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ACADIAN EMERGING MARKETS LOCAL DEBT FUND, LLC See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442339 Filed Document 0001442339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN ALL COUNTRY WORLD EX US LONG-SHORT FUND See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408861 Filed Document 0001408861-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alston Value Fund LLC See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488689 Filed Document 0001488689-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Cendana Investments, LP See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001591984 Filed Document 0001591984-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preston Circle Office Park, LLC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers None CIK Number 0001632995 Filed Document 0001632995-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Midwest Holdings LLC/NV See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Paul E. Habermas, Charles S. Winn, and Darla Sweazea CIK Number 0001632993 Filed Document 0001632993-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ACM Emerging Markets Master Fund I L P See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385343 Filed Document 0001385343-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V Beaute LLC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001514731 Filed Document 0001514731-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Labrador Cascades LLC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001632472 Filed Document 0001632472-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Zeller-1401, L.L.C. See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001633085 Filed Document 0001633085-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aeonian Equity Opportunities Fund, LP See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604595 Filed Document 0001604595-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewOak SJ-MAC Fund, LP See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632794 Filed Document 0001632794-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
FREESTONE CAPITAL PARTNERS LP See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217018 Filed Document 0001217018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POETIC LICENSE PARTNERS, LP See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278246 Filed Document 0001278246-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGILE THERAPEUTICS INC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers William Blair & Company, L.L.C. CIK Number 0001261249 Filed Document 0001261249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST PARTNERS, LTD. See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488191 Filed Document 0000919574-15-001067 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Airport Holdings, LLC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers Indus Airport Holdings, LLC CIK Number 0001632975 Filed Document 0001632975-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Hallmark - Oglethorpe Ridge, LLC See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001628141 Filed Document 0001628141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stand Technologies, Inc. See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001631743 Filed Document 0001631743-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WG Ltd See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $822,244 Associated Brokers / Dealers N/A CIK Number 0001516101 Filed Document 0001140361-15-005207 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DISCRETIONARY MANAGED FUTURES FUND LLC See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001394948 Filed Document 0001140361-15-005081 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMBER CAPITAL FUND II LP See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449828 Filed Document 0001546927-15-000035 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernoulli Fund, LLC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457489 Filed Document 0001457489-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROSEBUD HOLDINGS LLC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001632940 Filed Document 0001632940-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Colbeck Venture Fund I, L.P. See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599005 Filed Document 0000902664-15-000487 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Global Emerging Markets Fund, LP See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596107 Filed Document 0001596107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symetra Separate Account VL See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Sonoma Creek Capital Fund I, LP See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632360 Filed Document 0001562555-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nant Health, LLC See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $159,999,990 Associated Brokers / Dealers N/A CIK Number 0001566469 Filed Document 0001566469-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NantBioscience, Inc. See All Filings	D	2015-02-06 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001608318 Filed Document 0001608318-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital Offshore Fund, Ltd. See All Filings	D/A	2015-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469487 Filed Document 0000902664-15-000494 Exclusions or Exemptions 506b Accepted Date 2015-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund