Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rock Creek Austin Fund, L.P. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542036 Filed Document 0001542036-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Queensboro Fund LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569212 Filed Document 0001546927-15-000060 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnaCap Financial Partners III, L.P. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615957 Filed Document 0001615957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aviation Holdings II Offshore (Feeder), L.P. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599645 Filed Document 0001140361-15-004988 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001209191-15-011602 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Lux Ventures IV, L.P. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001633331 Filed Document 0001633331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helios Group Distressed Real Estate Ventures, Inc. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Arjent LLC CIK Number 0001633164 Filed Document 0001633164-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Terroir, LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001632861 Filed Document 0001632861-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GNS Hillier Global Opportunities Fund See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542116 Filed Document 0001542116-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LONG OAR GLOBAL PARTNERS LP See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457907 Filed Document 0001457907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCCP Steed Creek GP, LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632069 Filed Document 0001632069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shared Performance, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers N/A CIK Number 0001475561 Filed Document 0001475561-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CENTERVIEW CAPITAL TECHNOLOGY FUND-A (DELAWARE), L.P. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001599687 Filed Document 0001576350-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Baton Rouge Realty, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities Inc., d/b/a/ First Liberties Financial CIK Number 0001631499 Filed Document 0001631499-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Occusystem Services, Inc. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $1,085,000 Associated Brokers / Dealers N/A CIK Number 0001621732 Filed Document 0001621732-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Fund Long, Ltd. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561796 Filed Document 0000902664-15-000558 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund, Ltd. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001195825 Filed Document 0000902664-15-000560 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valant Medical Solutions, Inc. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $285,347 Associated Brokers / Dealers N/A CIK Number 0001503487 Filed Document 0001503487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sylvan Energy Ltd See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001553999 Filed Document 0001553999-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ABS LA Group, LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001634719 Filed Document 0001634719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SII Holding I Corp See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559662 Filed Document 0000895345-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jacksonville Multifamily DST See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $24,174,330 Associated Brokers / Dealers Dwight Kay CIK Number 0001628227 Filed Document 0000950138-15-000103 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FX Strategy LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512008 Filed Document 0001546927-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quotient Ltd See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001596946 Filed Document 0001596946-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LFC Group Inc. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001633051 Filed Document 0000905718-15-000137 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GNS Hillier Onshore Growth Fund See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600036 Filed Document 0001542116-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-001177 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
PACIFIC LIFE INSURANCE CO See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001209191-15-011588 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Maple Leaf FX Fund LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601087 Filed Document 0001546927-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visium Balanced Offshore Fund, Ltd. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356805 Filed Document 0000919574-15-001093 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1607 CAPITAL BOND FUND LP See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431317 Filed Document 0001393725-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1607 CAPITAL GLOBAL EQUITY FUND LP See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426152 Filed Document 0001393725-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnerGulf Resources Inc See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $334,384 Associated Brokers / Dealers N/A CIK Number 0001404483 Filed Document 0001140361-15-005601 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Mobile Solutions LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001633083 Filed Document 0001633083-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
NXTHERA INC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001436280 Filed Document 0001209191-15-011754 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Signal Capital, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001597802 Filed Document 0001597802-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Sigma Fund LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529848 Filed Document 0001507943-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Title Agency LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $11,160 Associated Brokers / Dealers N/A CIK Number 0001411627 Filed Document 0001411627-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LEO Technologies, Inc. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $1,206,022 Associated Brokers / Dealers N/A CIK Number 0001632706 Filed Document 0001632706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EQUITY RESOURCE FUND 2015 HOLDINGS LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001631870 Filed Document 0001140361-15-005098 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Eminence Partners II, L.P. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001196933 Filed Document 0000902664-15-000557 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
24 Kt WINES LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $300,002 Associated Brokers / Dealers N/A CIK Number 0001616830 Filed Document 0001616830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Partners Leveraged, L.P. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337382 Filed Document 0000902664-15-000552 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATB2 Group, LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001634718 Filed Document 0001634718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Codiscope, LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001633157 Filed Document 0001633157-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COMPLION INC. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $1,725,661 Associated Brokers / Dealers N/A CIK Number 0001581876 Filed Document 0001581876-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ClickStream Corp See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $69,420 Associated Brokers / Dealers N/A CIK Number 0001393548 Filed Document 0001214659-16-009726 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ClickStream Corp See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001393548 Filed Document 0001214659-16-009719 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pharmacy Portfolio VII DST See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $14,818,729 Associated Brokers / Dealers Inland Securities Corporation, Dwight K. Kay, John S. Weiss, Chay T. Lapin, Barry W. Lemay, Taylor D. Ashland, Eric S. Scaff, Michael A. Bendix, Corbin S. Thomas, Mark A. Kosanke, Joral T. Schmalle, Mark A. Law, James T. Walesa, Troy Thomas, David B. Levinson, William J. Connaker, William S. Sheehan, and Tomas J. Velken CIK Number 0001628725 Filed Document 0001628725-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
YELP INC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $74,999,782 Associated Brokers / Dealers N/A CIK Number 0001345016 Filed Document 0001288649-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity