Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AmpliPhi Biosciences Corp See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Griffin Securities, Inc. and Roth Capital Partners, LLC CIK Number 0000921114 Filed Document 0000921114-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Andersons, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $4,781,632 Associated Brokers / Dealers N/A CIK Number 0000821026 Filed Document 0000821026-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OHIO Revenue or Assets $Over $100,000,000 Type of Security Equity
O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001545803 Filed Document 0001545803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sankaty Managed Account (E), L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637840 Filed Document 0001637840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Gravity Solutions, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001574186 Filed Document 0001574186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SMC Holdings II, LP See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545867 Filed Document 0001545867-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bugcrowd Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $9,065,983 Associated Brokers / Dealers N/A CIK Number 0001638454 Filed Document 0001638454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PureWine Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001637604 Filed Document 0001637604-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Rothschild Technology Partners, L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637153 Filed Document 0001637153-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BODLEIAN PARTNERS B, L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272840 Filed Document 0000943663-15-000117 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REALTYSHARES 82, LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001637876 Filed Document 0001637876-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Midsummer Small Cap, L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MADELEINE H. FROWEIN CIK Number 0001500900 Filed Document 0000919574-15-003219 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midsummer Small Cap, Ltd. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MADELEINE H. FROWEIN CIK Number 0001500751 Filed Document 0000919574-15-003221 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Canada Parallel Growth Fund L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638028 Filed Document 0001181431-15-005246 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Tail Hedge Fund (Delaware), L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532316 Filed Document 0000902664-15-001965 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LRM Industries International, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001467909 Filed Document 0001467909-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw BMCAE Special Fund, L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472060 Filed Document 0001472060-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Offshore, Ltd. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001302998 Filed Document 0000919574-15-003240 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Capital Partnership Opportunities Fund, L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001637425 Filed Document 0001637425-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CC Asia Absolute Return Fund L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470266 Filed Document 0000902664-15-001960 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners X Buyout Fund L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637853 Filed Document 0001181431-15-005241 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Capital, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001634941 Filed Document 0001213900-15-002160 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
JLL Partners Fund VII, L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001618460 Filed Document 0000950172-15-000053 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Sandalwood Special Credit Opportunities Fund, L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487441 Filed Document 0000943663-15-000124 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCEANA FUND LTD. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469172 Filed Document 0001393725-15-000035 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners X AIF Venture L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638118 Filed Document 0001181431-15-005239 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Battery Alternative Income Fund, LLC See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463349 Filed Document 0001463349-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
theCARD LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583791 Filed Document 0001583791-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MCB Catonsville HD Holdings LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers None CIK Number 0001637527 Filed Document 0001637527-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ratio Club, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001637427 Filed Document 0001637427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SANDLER ASSOCIATES See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270057 Filed Document 0001140361-15-013300 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Capital I, L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised $146,600,000 Associated Brokers / Dealers N/A CIK Number 0001603957 Filed Document 0001603957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ripple Analytics Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001635340 Filed Document 0001635340-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Guardant Health, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001576280 Filed Document 0001576280-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COUNTRY CLUB OF GREENVILLE, LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001637892 Filed Document 0001637892-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Equity Fund Investors 8 (Cayman), LP See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001638214 Filed Document 0001638214-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Forester Partners, L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107923 Filed Document 0000919574-15-003252 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC Golf Partners II LP See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635703 Filed Document 0001635703-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ConsumerMedical, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001637870 Filed Document 0001209191-15-029739 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bodleian Partners A, L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380921 Filed Document 0000943663-15-000116 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAG Aviation Offshore Fund Ltd. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603701 Filed Document 0000902664-15-001969 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER PLUS OFFSHORE FUND, LTD See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372812 Filed Document 0001140361-15-013304 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REALTYSHARES 81, LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001637878 Filed Document 0001637876-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AllianceBernstein Tail Hedge Fund (Cayman), L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532317 Filed Document 0000902664-15-001964 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FORTISSIMO CAPITAL FUND IV, L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637770 Filed Document 0001637770-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners X Buyout Feeder Fund L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638120 Filed Document 0001181431-15-005242 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD OVERSEAS FUND SPC LTD See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001209024 Filed Document 0000943663-15-000123 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #44 See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001637983 Filed Document 0001637983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Rust & Varnish Hospitality, LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637957 Filed Document 0001637957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Oceana Fund LLC See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469074 Filed Document 0001393725-15-000036 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund